Hedge Fund Database

NEW LEGACY GROUP, LLC

Adviser information for NEW LEGACY GROUP, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 28 $433.7M
Non-Discretionary 1 $10.9M
Total 29 $444.6M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 9 $124.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 20 $320.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 3

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-74446
SEC ERA File Number 801-74446
SEC CIK Numbers 1908065
SEC CRD Numbers 160969
Legal Entity Identifier None

Principal Office

275 MADISON AVE
39TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 6:00 P.M.
Tel: 212-616-8020, Fax: 212-616-8023

Websites

www.linkedin.com/company/new-legacy/ www.crunchbase.com/organization/new-legacy-group www.newlegacy.com/

Chief Compliance Officer

BAILEY EZELL
DIRECTOR OF OPERATIONS
275 MADISON AVE
39TH FLOOR
NEW YORK
NY
United States
Tel: 646-723-1911
(Full email address available in API data)

Regulatory Contact

ADAM GEIGER
PRESIDENT & CHIEF INVESTMENT OFFICER
275 MADISON AVE
39TH FLOOR
NEW YORK
NY
United States
Tel: 212-616-8020
(Full email address available in API data)

Industry Affiliates

FOUR SEAM LLC Sponsor, GP, manager of pooled investment vehicles
NEW LEGACY MANAGEMENT, LLC Sponsor, GP, manager of pooled investment vehicles
NEW LEGACY OPPORTUNITY FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
SYNO PARTNERS, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARCH 33RD STREET, LLC SPV $5.7M $0.0M 10
INNING ONE VENTURES, LP Venture Capital Fund $11.0M $0.0M 2
NEW LEGACY ARTSY, LLC SPV $1.5M $0.1M 5
NEW LEGACY ASPEN, LLC SPV $10.1M $0.0M 33
NEW LEGACY FALCON, LLC SPV $14.0M $0.1M 14
NEW LEGACY FUND, LP FUND OF FUNDS $4.1M $0.3M 7
NEW LEGACY HAWK, LLC SPV $10.3M $0.0M 30
NEW LEGACY ISEE II, LLC SPV $7.8M $0.1M 23
NEW LEGACY ISEE III, LLC SPV $5.3M $0.0M 22
NEW LEGACY ISEE, LLC SPV $3.2M $0.0M 13
NEW LEGACY LIGHT INVESTMENTS, LLC SPV $2.0M $0.0M 11
NEW LEGACY MATRIX NICHE STRATEGIES, LLC FUND OF FUNDS $81.7M $0.1M 91
NEW LEGACY OPPORTUNITY FUND, LP Venture Capital Fund $44.8M $0.1M 50
NEW LEGACY ROBIN, LLC SPV $20.6M $0.1M 2
NEW LEGACY SPARROW, LLC SPV $80.8M $0.0M 44
P74 TVY SPV, LLC SPV $0.5M $0.0M 1
SYNO HNR SPV, LLC SPV $4.4M $0.0M 10
SYNO VENTURES MASTER FUND, LP Venture Capital Fund $16.0M $1.0M 6

Control Persons

Name Type Entity Title Since Ownership
GEIGER, ADAM, LEE Individual – PRESIDENT & CHIEF INVESTMENT OFFICER 11/2009 50-75%
WEILGUS, JOSEPH, MICHAEL Individual – CHIEF EXECUTIVE OFFICER 11/2009 < 5%
2012 WEILGUS FAMILY DELAWARE TRUST Domestic Entity – MEMBER 08/2012 50-75%
WEILGUS, JOSEPH, MICHAEL Individual 2012 WEILGUS FAMILY DELAWARE TRUST SOLE OWNER 08/2012 > 75%
EZELL, BAILEY, MARIE Individual – DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER 07/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 9/5/20199 on 3/30/20209 on 6/26/20209 on 7/2/202012 on 3/31/202112 on 7/23/202112 on 3/31/202212 on 7/13/202212 on 1/10/202314 on 3/30/202314 on 4/7/202314 on 8/23/202314 on 3/28/2024

RAUM, Historic

900M450M02019202020212022202320242025216341000 on 9/5/2019214536000 on 3/30/2020214536000 on 6/26/2020214536000 on 7/2/2020400489000 on 3/31/2021400489000 on 7/23/2021816187000 on 3/31/2022816187000 on 7/13/2022816187000 on 1/10/2023356786926 on 3/30/2023356786926 on 4/7/2023357212000 on 8/23/2023444593000 on 3/28/2024

No. Clients, Historic

40200201920202021202220232024202522 on 9/5/201926 on 3/30/202026 on 6/26/202026 on 7/2/202029 on 3/31/202129 on 7/23/202135 on 3/31/202235 on 7/13/202235 on 1/10/202339 on 3/30/202339 on 4/7/202338 on 8/23/202329 on 3/28/2024

Holdings

From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
APPLE INC COM 976K 6K –
EATON VANCE TAX-MANAGED DIVE COM 433K 38K –
GLOBAL X FDS GLB X MLP ENRG I 1M 26K –
GREEN BRICK PARTNERS INC COM 222K 5K –
ISHARES TR MSCI EAFE ETF 482K 7K –
ISHARES TR INTRM GOV CR ETF 892K 9K –
ISHARES TR IBOXX HI YD ETF 3M 37K –
ISHARES TR 3 7 YR TREAS BD 385K 3K –
ISHARES TR ISHS 5-10YR INVT 438K 9K –
ISHARES TR ISHS 1-5YR INVS 409K 8K –
ISHARES TR EXPANDED TECH 353K 1K –
ISHARES TR CORE S&P SCP ETF 566K 6K –
ISHARES TR RUS 1000 VAL ETF 2M 11K –
ISHARES TR RUS 2000 VAL ETF 813K 6K –
ISHARES TR US CONSUM DISCRE 281K 4K –
ISHARES TR USD INV GRDE ETF 365K 8K –
JOBY AVIATION INC COMMON STOCK 73K 11K –
META PLATFORMS INC CL A 7M 24K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 264K 2K –
SPDR GOLD TR GOLD SHS 1M 7K –
SPDR S&P 500 ETF TR TR UNIT 8M 18K –
SPDR SER TR S&P BIOTECH 205K 3K –
SPDR SER TR COMP SOFTWARE 292K 2K –
UBER TECHNOLOGIES INC COM 3M 76K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 51K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 299K 2K –
WISDOMTREE TR US HIGH DIVIDEND 781K 10K –
WISDOMTREE TR EUROPE HEDGED EQ 790K 20K –