ENTERPRISE INVESTORS

ENTERPRISE INVESTORS CORPORATION Legal Name

Adviser information for ENTERPRISE INVESTORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 39
Investment Advisory/Research 26
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8 $1.6B
Non-Discretionary 0 $0
Total 8 $1.6B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 8 $1.6B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-74447
SEC ERA File Number 801-74447
SEC CIK Numbers 1569151
SEC CRD Numbers 160833
Legal Entity Identifier None

Principal Office

590 MADISON AVENUE
21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: (1 212) 521 4318, Fax: None

Chief Compliance Officer

TADEUSZ GALKOWSKI
CFO
VARSO TOWER
CHMIELNA 69
WARSAW
Poland
Tel: 0048 22 458 8500
Fax: 0048 22 458 8555
(Full email address available in API data)

Industry Affiliates

EIF IX GP S.A R.L. Sponsor, GP, manager of pooled investment vehicles
ENTERPRISE INVESTORS SPOLKA Z O.O. Other investment adviser, including financial planners
POLISH ENTERPRISE INVESTORS VII, L.P. Sponsor, GP, manager of pooled investment vehicles
POLISH ENTERPRISE INVESTORS VIII, L.P. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AIR PROTECTION HOLDING 1 S.A R.L. Private Equity Fund $49.9M $5.8M 2
ENTERPRISE INVESTORS FUND IX SCSP. Private Equity Fund $250.8M $6.0M 10
NUWO S.A R.L. Private Equity Fund $18.6M $0.8M 5
PEF MANAGERS SCSP Private Equity Fund $95.1M $0.0M 38
POLISH ENTERPRISE FUND VII, L.P. Private Equity Fund $163.0M $3.0M 21
POLISH ENTERPRISE FUND VIII, L.P. Private Equity Fund $1,126.7M $10.0M 45
SPATIUM CEE HOLDING S.A R.L. Private Equity Fund $425.2M $0.0M 10
VIA FERRATA HOLDING 2 S.A R.L. Private Equity Fund $8.7M $0.1M 4

Control Persons

Name Type Entity Title Since Ownership
GALKOWSKI, TADEUSZ, JULIAN Individual CFO/CCO 09/2006 5-10%
SIWICKI, JACEK Individual CHAIRMAN/DIRECTOR/PRESIDENT 09/2006 10-25%
RUSIECKI, MICHAL, ANTONII Individual OFFICER 12/2015 10-25%
BATOR, RAFAL, WLADYSLAW Individual OFFICER 12/2015 10-25%
KROL, SEBASTIAN, JANUSZ Individual OFFICER 12/2015 10-25%
PRONCZUK, DARIUSZ, ROMUALD Individual OFFICER 12/2015 10-25%
MARTIN, JASON, SCOTT Individual DIRECTOR 12/2015 < 5%
Kedzia, Michal, Sylwester Individual OFFICER 06/2018 10-25%
Ciborowski, Tomasz Individual OFFICER 01/2020 10-25%
Leahy, Patricia, Jo Individual DIRECTOR 07/2021 < 5%

No. Employees, Historic

50250201920202021202220232024202545 on 7/30/201940 on 3/30/202039 on 3/29/202139 on 7/12/202139 on 3/30/202237 on 3/30/202337 on 1/17/202439 on 3/28/2024

RAUM, Historic

2B1B020192020202120222023202420251157575293 on 7/30/20191077415024 on 3/30/2020860365624 on 3/29/2021860365624 on 7/12/2021824461923 on 3/30/20221264036151 on 3/30/20231264036151 on 1/17/20241606346360 on 3/28/2024

No. Clients, Historic

105020192020202120222023202420256 on 7/30/20196 on 3/30/20206 on 3/29/20216 on 7/12/20217 on 3/30/20226 on 3/30/20236 on 1/17/20248 on 3/28/2024

Holdings

From latest 13F, filed October 15th, 2015 for period ending September 30th, 2015
Name Class Value $USD # Shares Private Fund
AVG Technologies N.V. COM 0 0