SSA SWISS WEALTH ADVISORS AG
SSA SWISS ADVISORS AG Legal Name
Adviser information for SSA SWISS WEALTH ADVISORS AG last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 92 | $402.2M |
| Non-Discretionary | 19 | $227.6M |
| Total | 111 | $629.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 51 | $60.0M |
| HNW Individuals | 22 | $151.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 33 | $392.7M |
| Other | <5 | $25.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 46 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesASSET CONSOLIDATION AND REPORTING, FAMILY WEALTH SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74460 |
|---|---|
| SEC ERA File Number | 801-74460 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161357 |
| Legal Entity Identifier | 549300Z2E9WJRU2RKT44 |
Principal Office
URANIASTRASSE 343RD FLOOR
ZURICH
Switzerland
Monday - Friday, 9 AM TO 5 PM
Tel: +41 44 206 60 40, Fax: +41 44 206 60 50
Websites
Chief Compliance Officer
MARTA LOPEZ DE LA OLIVA CASES
URANIASTRASSE 34
3RD FLOOR
ZURICH
Switzerland
Tel:
+41 22 909 7481
Fax:
+41 44 206 60 50
M*****@*********M
(Full email address available in API data)
Regulatory Contact
JEAN-LOUIS LOVISA
EXECUTIVE DIRECTOR
URANIASTRASSE 34
ZURICH
Switzerland
Tel:
+41 44 206 60 40
Fax:
+41 44 206 60 50
J*******@*********M
(Full email address available in API data)
Industry Affiliates
| BANCO SANTANDER INTERNATIONAL SA | Banking or thrift institution |
| BANCO SANTANDER INTERNATIONAL SA, BAHAMAS BRANCH | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAUFMANN, IVO, NMN | Individual | – | CIO | 08/2021 | < 5% |
| MALDA SALINAS, JAIME, NMN | Individual | – | CEO / MEMBER OF THE EXECUTIVE COMMITTEE | 08/2021 | < 5% |
| BANCO SANTANDER INTERNATIONAL SA | Foreign Entity | – | SHAREHOLDER | 08/2021 | > 75% |
| SANTANDER HOLDING INTERNACIONAL SA | Foreign Entity | BANCO SANTANDER INTERNATIONAL SA | SHAREHOLDER | 05/1991 | 50-75% |
| PARASANT SA | Foreign Entity | BANCO SANTANDER INTERNATIONAL SA | SHAREHOLDER | 06/1995 | 25-50% |
| BANCO SANTANDER SA | Foreign Entity | PARASANT SA | SHAREHOLDER | 05/1991 | > 75% |
| TRACEWSKI, BERNARD, NMN | Individual | – | DIRECTOR, CHAIRMAN OF BOARD OF DIRECTORS | 08/2021 | < 5% |
| LOPEZ DE LA OLIVA CASES, MARTA, NMN | Individual | – | CCO / MEMBER OF THE EXECUTIVE COMMITTEE | 08/2022 | < 5% |
| CHAIX, NATHALIE, NMN | Individual | – | DIRECTOR | 06/2023 | < 5% |
| COSTA ORTUNO, ANTONIO, NMN | Individual | – | DIRECTOR | 06/2023 | < 5% |
| LOVISA, JEAN-LOUIS, FRANCOIS | Individual | – | MEMBER OF THE EXECUTIVE COMMITTEE | 01/2024 | < 5% |