INLAND INSTITUTIONAL CAPITAL, LLC
Adviser information for INLAND INSTITUTIONAL CAPITAL, LLC last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $7.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $7.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $7.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74463 |
|---|---|
| SEC ERA File Number | 801-74463 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157789 |
| Legal Entity Identifier | None |
Principal Office
2901 BUTTERFIELD ROADOAK BROOK
IL
United States
Monday - Friday, 8:45 AM TO 5:00 PM
Tel: 630-218-8000, Fax: 630-574-4306
Chief Compliance Officer
SUZANNE BALLEK
2901 BUTTERFIELD RD.
OAK BROOK
IL
United States
Tel:
630-645-3794
B*****@**************M
(Full email address available in API data)
Regulatory Contact
JANET HEINTZ
SVP ASSISTANT GENERAL COUNSEL
2901 BUTTERFIELD RD.
OAK BROOK
IL
United States
Tel:
630-586-4759
Fax:
630-574-9643
J******@**************M
(Full email address available in API data)
Industry Affiliates
| ENSENIA WEALTH, LLC | Other investment adviser, including financial planners |
| INLAND SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INLAND RETAIL PROPERTY FUND, LP | Real Estate Fund | $7.6M | $5.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOODWIN, DANIEL, L | Individual | THE INLAND GROUP, LLC | MEMBER | 07/1982 | 50-75% |
| THE INLAND GROUP, LLC | Domestic Entity | THE INLAND REAL ESTATE COMPANIES, LLC | MEMBER | 12/2018 | > 75% |
| FIELDS, HOWARD, M | Individual | – | PRESIDENT AND MANAGER | 07/2021 | < 5% |
| HLAVACEK, ALEXANDER, MICHAEL | Individual | – | VICE PRESIDENT | 10/2011 | < 5% |
| COSENZA, MARK, JOSEPH | Individual | – | VICE PRESIDENT | 12/2012 | < 5% |
| HUTCHISON, TIM | Individual | – | MANAGER | 05/2013 | < 5% |
| BALLEK, SUZANNE, IRENE | Individual | – | CHIEF COMPLIANCE OFFICER AND MANAGER | 10/2014 | < 5% |
| INVESTMENT MANAGEMENT GROUP, LLC | Domestic Entity | – | INLAND INSTITUTIONAL CAPITAL, LLC | 12/2014 | > 75% |
| Heintz, Janet | Individual | – | SECRETARY | 12/2015 | < 5% |
| THE INLAND REAL ESTATE COMPANIES, LLC | Domestic Entity | INVESTMENT MANAGEMENT GROUP, LLC | MEMBER | 12/2018 | > 75% |
| INLAND GROUP MANAGERS, LLC | Domestic Entity | THE INLAND GROUP, LLC | MANAGER | 12/2018 | |
| Holland, Kathleen | Individual | – | TREASURER | 05/2019 | < 5% |
| Aldrich, Patrick | Individual | – | MANAGER | 01/2022 | < 5% |