NUVEEN ALTERNATIVES ADVISORS LLC
Adviser information for NUVEEN ALTERNATIVES ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 47 |
|---|---|
| Investment Advisory/Research | 42 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 37 | $141.2B |
| Non-Discretionary | 1 | $358.1M |
| Total | 38 | $141.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 58 | $18.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 7 | $120.2B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 7 | $2.7B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 34 |
| No. of Non-U.S. Clients | 35 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
730 THIRD AVENUENEW YORK
NY
United States
Monday - Friday, 8:15 A.M. - 5:00 P.M.
Tel: 212-490-9000, Fax: 212-916-6980
Websites
Chief Compliance Officer
SHALINNI ANIQUE THOMPSON
MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
730 THIRD AVENUE
NEW YORK
NY
United States
Tel:
7049886593
S****************@*********M
(Full email address available in API data)
Regulatory Contact
KEITH ATKINSON
GENERAL COUNSEL
8500 ANDREW CARNEGIE BLVD.
C2-07
CHARLOTTE
NC
United States
Tel:
704-988-5507
K*************@*********M
(Full email address available in API data)
Industry Affiliates
| ADVICE AND PLANNING SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| AG INFRA - AGR AG INFRASTRUCTURE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AGR PARTNERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AGR PARTNERS RBIC GP PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
| AGR SOF - AGR SPECIAL OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CASA GRANDE INVESTMENTS I GP , LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CASA GRANDE INVESTMENTS I, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CASA GRANDE INVESTMENTS II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CASA GRANDE INVESTMENTS II, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CASA PARTNERS III, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CASA PARTNERS VI, GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CASA PARTNERS VIII GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CHURCHILL ASSET MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHURCHILL DLC ADVISOR LLC | Other investment adviser, including financial planners |
| CLEAN ENERGY PARTNERS LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CRED GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ERES APAC II (GP) SARL | Sponsor, GP, manager of pooled investment vehicles |
| GLENNMONT ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GLENNMONT PARTNERS I LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GLOBAL AG AIV (CN) GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GLOBAL AG II AIV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GLOBAL INVESTORS GP II, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLOBAL INVESTORS GP IV, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLOBAL INVESTORS GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GLOBAL INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GRESHAM INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GTFF GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GTR INVESTOR FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| L&C SPECIAL MEMBER HOLDCO LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEW YORK CITY PROPERTY FUND II (C) LP | Sponsor, GP, manager of pooled investment vehicles |
| NEW YORK CITY PROPERTY FUND II (T) LP | Sponsor, GP, manager of pooled investment vehicles |
| NEW YORK CITY PROPERTY FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEW YORK CITY PROPERTY FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| NEW YORK CITY PROPERTY FUND II N-INVESTORS LP | Sponsor, GP, manager of pooled investment vehicles |
| NEW YORK CITY PROPERTY FUND II T-INVESTORS LP | Sponsor, GP, manager of pooled investment vehicles |
| NGTF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NGTF LUX GP S.AR.L. | Sponsor, GP, manager of pooled investment vehicles |
| NRE US STRATEGIC SELF-STORAGE FEEDER-W LP | Sponsor, GP, manager of pooled investment vehicles |
| NRE US STRATEGIC SELF-STORAGE FUND FEEDER-O LP | Sponsor, GP, manager of pooled investment vehicles |
| NRE US STRATEGIC SELF-STORAGE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NRE US STRATEGIC SELF-STORAGE FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN AGRIBUSINESS FUND III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN ASSET MANAGEMENT EUROPE SARL | Other investment adviser, including financial planners |
| NUVEEN ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
| NUVEEN CASA BONITA SMA GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NUVEEN CASA BONITA SMA GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN CASA BONITA SMA LP | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN CASA BONITA SMA LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NUVEEN CPACE FUND I - NUVEEN CPACE LENDING GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN FUND ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NUVEEN GLOBAL FARMLAND FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN GLOBAL FARMLAND FUND LUX GP, S.AR.L. | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN GLOBAL IMPACT FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN GLOBAL IMPACT FUND LUX GP, S.AR.L. | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | Other investment adviser, including financial planners |
| NUVEEN REAL ESTATE | Other investment adviser, including financial planners |
| NUVEEN REAL ESTATE DEBT PARTNERS II (GP) SARL | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN REAL ESTATE STRATEGIC ALTERNATIVES FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN REAL ESTATE U.S. IMPACT HOUSING FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN REAL ESTATE U.S. IMPACT HOUSING FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN REAL ESTATE U.S. STRATEGIC INDUSTRIAL FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN REAL ESTATE U.S. STRATEGIC LAB VEHICLE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN REAL ESTATE U.S. STRATEGIC LAB VEHICLE LP | Sponsor, GP, manager of pooled investment vehicles |
| NUVEEN SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NUVEEN SINGAPORE PRIVATE LTD | Other investment adviser, including financial planners |
| NYCPF II (C) CORY ROAD BLOCKER LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPECIAL ACCOUNT-U, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| T-C M-T REIT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| T-C M-T REIT LLC | Sponsor, GP, manager of pooled investment vehicles |
| T-C S-T REIT LLC | Sponsor, GP, manager of pooled investment vehicles |
| T-C SV MEMBER LLC | Sponsor, GP, manager of pooled investment vehicles |
| T-C U.S. SUPER REGIONAL MALL FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| T-C U.S. SUPER REGIONAL MALL FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| TCGA II INVESTOR FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TCGA INVESTOR FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TEACHERS ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| TEACHERS INSURANCE ANNUITY ASSOCIATION OF AMERICA | Insurance company or agency |
| TGAM AGRIBUSINESS FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TIAA EUROPEAN FARMLAND FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
| TIAA TRUST, N.A. | Banking or thrift institution |
| TIAA-CREF ASSET MANAGEMENT LLC | Sponsor or syndicator of limited partnerships |
| TIAA-CREF INSURANCE AGENCY, LLC | Insurance company or agency |
| TIAA-CREF INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
| TIAA-CREF LIFE INSURANCE COMPANY | Insurance company or agency |
| TIAA-CREF REAL PROPERTY FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| TIAA-CREF REAL PROPERTY FUND LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| TIAA-CREF TUITION FINANCING, INC. | Other investment adviser, including financial plannersRegistered municipal advisor |
| U.S. CITIES DIVERSIFIED FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES DIVERSIFIED FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES FUND OPERATING GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES INDUSTRIAL FUND (LUXEMBOURG) FCP-RAIF | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES INDUSTRIAL FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES INDUSTRIAL FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES MULTIFAMILY FUND (LUXEMBOURG) FCP-RAIF | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES MULTIFAMILY FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES MULTIFAMILY FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES MULTIFAMILY FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES MULTIFAMILY FUND LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES MULTIFAMILY FUND-A LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES MULTIFAMILY FUND-A LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES RETAIL FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES RETAIL FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES WORKPLACE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES WORKPLACE FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CITIES WORKPLACE FUND-A LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. CORE-PLUS REAL ESTATE DEBT FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. STRATEGIC INDUSTRIAL FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| U.S. STRATEGIC INDUSTRIAL FUND II INVESTORS LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. STRATEGIC INDUSTRIAL FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. STRATEGIC INDUSTRIAL FUND II-A LP | Sponsor, GP, manager of pooled investment vehicles |
| U.S. STRATEGIC INDUSTRIAL FUND II-B LP | Sponsor, GP, manager of pooled investment vehicles |
| WATERFORD BLUE LAGOON LP | Sponsor, GP, manager of pooled investment vehicles |
| WESTCHESTER GROUP INVESTMENT MANAGEMENT, INC. | Real estate broker or dealer |
| WESTCHESTER GROUP REAL ESTATE, INC | Real estate broker or dealer |
| WINSLOW CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AGR PARTNERS RBIC FUND, LP | Private Equity Fund | $39.7M | $5.0M | 16 |
| AGR SPECIAL OPPORTUNITIES FUND I, LP | Private Equity Fund | $74.1M | $5.0M | 12 |
| GLOBAL TIMBER RESOURCES, LLC | Real Estate Fund | $456.9M | $25.0M | 18 |
| NUVEEN AG INFRASTRUCTURE FUND, LP | Private Equity Fund | $158.7M | $5.0M | 10 |
| NUVEEN AGRIBUSINESS FUND III-B, L.P. | Private Equity Fund | $29.7M | $5.0M | 2 |
| NUVEEN AGRIBUSINESS FUND III, L.P. | Private Equity Fund | $104.3M | $5.0M | 29 |
| NUVEEN GLOBAL IMPACT FUND | Private Equity Fund | $158.0M | $10.0M | 25 |
| NUVEEN GLOBAL IMPACT FUND LUX SCSP | Private Equity Fund | $67.9M | $10.0M | 3 |
| SYMPHONY CLO 34-PS, LTD. | Securitized Asset Fund | $394.1M | $0.3M | 1 |
| SYMPHONY CLO 35, LTD. | Securitized Asset Fund | $389.9M | $0.3M | 1 |
| SYMPHONY CLO 36, LTD. | Securitized Asset Fund | $390.9M | $0.3M | 1 |
| SYMPHONY CLO 37, LTD. | Securitized Asset Fund | $493.9M | $0.3M | 1 |
| SYMPHONY CLO 38, LTD. | Securitized Asset Fund | $445.6M | $0.3M | 1 |
| SYMPHONY CLO 39, LTD. | Securitized Asset Fund | $400.9M | $0.3M | 1 |
| SYMPHONY CLO 40, LTD. | Securitized Asset Fund | $398.8M | $0.3M | 1 |
| SYMPHONY CLO XXIII, LTD. | Securitized Asset Fund | $387.9M | $0.3M | 1 |
| SYMPHONY CLO XXIV, LTD. | Securitized Asset Fund | $386.4M | $0.3M | 1 |
| SYMPHONY CLO XXIX, LTD. | Securitized Asset Fund | $388.0M | $0.3M | 1 |
| SYMPHONY CLO XXV, LTD. | Securitized Asset Fund | $481.6M | $0.3M | 1 |
| SYMPHONY CLO XXVIII, LTD. | Securitized Asset Fund | $484.6M | $0.3M | 1 |
| SYMPHONY CLO XXX, LTD. | Securitized Asset Fund | $394.0M | $0.3M | 1 |
| SYMPHONY CLO XXXI, LTD. | Securitized Asset Fund | $485.6M | $0.3M | 1 |
| SYMPHONY CLO XXXII, LTD. | Securitized Asset Fund | $389.7M | $0.3M | 1 |
| SYMPHONY CLO XXXIII, LTD. | Securitized Asset Fund | $390.4M | $0.3M | 1 |
| SYMPHONY STATIC CLO I, LTD. | Securitized Asset Fund | $315.3M | $0.3M | 1 |
| TGAM AGRIBUSINESS FUND LP | Private Equity Fund | $246.8M | $5.0M | 19 |
| TGAM AGRIBUSINESS FUND-B- LP | Private Equity Fund | $46.5M | $5.0M | 2 |
| TIAA-CREF GLOBAL AGRICULTURE II LLC | Real Estate Fund | $3,678.0M | $25.0M | 32 |
| TIAA-CREF GLOBAL AGRICULTURE LLC | Real Estate Fund | $2,648.1M | $100.0M | 6 |
| U.S. CORE+ REAL ESTATE DEBT FUND LP | Real Estate Fund | $1,858.3M | $10.0M | 17 |
| ZIEMIA FUND | Real Estate Fund | $30.1M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | Domestic Entity | NUVEEN LLC | SHAREHOLDER | 07/2014 | > 75% |
| TIAA BOARD OF OVERSEERS | Domestic Entity | TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | SHAREHOLDER | 06/1938 | > 75% |
| MCGIBBON, GORDON, CHRISTOPHER | Individual | – | SMD, HEAD OF US REAL ESTATE | 06/2016 | < 5% |
| NUVEEN ALTERNATIVE HOLDINGS LLC | Domestic Entity | – | DIRECT OWNER | 12/2013 | > 75% |
| NUVEEN LLC | Domestic Entity | TIAA-CREF ASSET MANAGEMENT LLC | SHAREHOLDER | 12/2014 | > 75% |
| TIAA-CREF ASSET MANAGEMENT LLC | Domestic Entity | NUVEEN ALTERNATIVE HOLDINGS LLC | SHAREHOLDER | 10/2013 | > 75% |
| NUVEEN ALTERNATIVE HOLDINGS LLC | Domestic Entity | NUVEEN ALTERNATIVES ADVISORS LLC | SHAREHOLDER | 12/2013 | > 75% |
| ATKINSON, KEITH, FREDERICK | Individual | – | GENERAL COUNSEL | 01/2018 | < 5% |
| HUFFMAN, WILLIAM, T | Individual | – | SENIOR MANAGING DIRECTOR | 04/2019 | < 5% |
| SENDLAK, MEGAN, EILEEN | Individual | – | MANAGING DIRECTOR, CONTROLLER | 11/2020 | < 5% |
| THOMPSON, SHALINNI, ANIQUE | Individual | – | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |