BREVET CAPITAL MANAGEMENT, LLC
Adviser information for BREVET CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 31 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $1.8B |
| Non-Discretionary | 6 | $270.2M |
| Total | 25 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $1.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $6.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $1.9B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $583,501 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $165.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 41 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74493 |
|---|---|
| SEC ERA File Number | 801-74493 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151672 |
| Legal Entity Identifier | None |
Principal Office
441 9TH AVENUE20TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-313-5100, Fax: 212-898-0485
Chief Compliance Officer
MARK A. EGERT
441 9TH AVENUE
20TH FLOOR
NEW YORK
NY
United States
Tel:
212-313-5125
Fax:
212-898-0485
L****@****************M
(Full email address available in API data)
Regulatory Contact
JULIETTE BARBARY
JUNIOR COUNSEL & COMPLIANCE OFFICER
441 9TH AVENUE
20TH FLOOR
NEW YORK
NY
United States
Tel:
212-313-5193
Fax:
212-898-0485
L****@****************M
(Full email address available in API data)
Industry Affiliates
| BREVET SHORT DURATION PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| EB-5 SOLUTIONS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| IDF BREVET PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLESSE CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BREVET DIRECT LENDING - INTERMEDIATE DURATION FUND (OFFSHORE), L.P. | Private Equity Fund | $39.3M | $5.0M | 25 |
| BREVET DIRECT LENDING - INTERMEDIATE DURATION FUND, L.P. | Private Equity Fund | $195.0M | $5.0M | 35 |
| BREVET DIRECT LENDING - SHORT DURATION FUND, LP | Hedge Fund | $1,098.7M | $1.0M | 432 |
| BREVET DIRECT LENDING - SHORT DURATION FUND, LTD. | Hedge Fund | $230.9M | $1.0M | 107 |
| SP CREDIT FUND LP - SERIES C-AIF | Hedge Fund | $9.2M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BREVET HOLDINGS, LLC | Domestic Entity | – | MEMBER | 12/2011 | > 75% |
| MONTICCIOLO, DOUGLAS, ANTHONY | Individual | – | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | 09/2006 | < 5% |
| MONTICCIOLO, DOUGLAS, ANTHONY | Individual | BREVET HOLDINGS, LLC | MEMBER | 12/2011 | > 75% |
| CALLAHAN, MARK, JONATHAN | Individual | – | PRESIDENT | 09/2006 | < 5% |
| DA SILVA VINT, MEI-LI | Individual | – | CHIEF COMMERCIAL OFFICER | 02/2024 | < 5% |
| CHRISTODOULOU, VANGELIS | Individual | – | CHIEF FINANCIAL OFFICER | 05/2021 | < 5% |
| EGERT, MARK, A. | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |