Hedge Fund Database

JANNEY CAPITAL MANAGEMENT LLC

Adviser information for JANNEY CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 6
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8,036 $3.5B
Non-Discretionary 6,834 $1.8B
Total 14,870 $5.3B

Clients

Type Number RAUM
Individuals 10,910 $2.0B
HNW Individuals 3,602 $2.6B
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 46 $89.3M
Charitable organizations 156 $184.0M
State or municipal gov entities 15 $163.4M
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 141 $164.5M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 5.3B
Both for Same 0
Portfolio Manager to Program Sponsor
ETF ADVANTAGE JANNEY MONTGOMERY SCOTT LLC
KEYSTONE JANNEY MONTGOMERY SCOTT LLC
JANNEY CAPITAL MANAGEMENT DIRECT JANNEY MONTGOMERY SCOTT LLC

Identifiers

SEC RIA File Number 801-74501
SEC ERA File Number 801-74501
SEC CIK Numbers 1569855
SEC CRD Numbers 159506
Legal Entity Identifier None

Principal Office

ONE PPG PLACE
SUITE 2200
PITTSBURGH
PA
United States
Monday - Friday, 8:30 AM TO 5 PM
Tel: 412-562-8100, Fax: 412-562-8027

Chief Compliance Officer

JESSICA LEMPA
CHIEF COMPLIANCE OFFICER
1717 ARCH STREET
PHILADELPHIA
PA
United States
Tel: 215-665-4488
Fax: 215-665-0824
(Full email address available in API data)

Regulatory Contact

JOSEPH KAVANAGH
COMPLIANCE ANALYST
1717 ARCH STREET
PHILADELPHIA
PA
United States
Tel: 215-665-6026
Fax: 215-977-8425
(Full email address available in API data)

Industry Affiliates

JANNEY MONTGOMERY SCOTT LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorInsurance company or agency
JANNEY TRUST CO LLC Trust company
PENN MUTUAL ASSET MANAGEMENT, LLC Other investment adviser, including financial planners
THE PENN MUTUAL LIFE INSURANCE COMPANY Insurance company or agency
TM CAPITAL LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JANNEY MONTGOMERY SCOTT LLC Domestic Entity – SOLE MEMBER 10/2011 > 75%
LUSCHINI, MARK, DANIEL Individual – PRESIDENT & MANAGER 05/2012 < 5%
EGAN, JAMES, MURRAY Individual – SENIOR VICE PRESIDENT 10/2011 < 5%
INDEPENDENCE SQUARE PROPERTIES LLC Domestic Entity JANNEY MONTGOMERY SCOTT LLC LLC MEMBER 07/1982 > 75%
THE PENN MUTUAL LIFE INSURANCE COMPANY Domestic Entity INDEPENDENCE SQUARE PROPERTIES LLC SHAREHOLDER 08/1999 > 75%
REED, KEVIN, JUDE Individual – MANAGER 01/2023 < 5%
LEMPA, JESSICA, ELLEN Individual – CHIEF COMPLIANCE OFFICER 04/2018 < 5%
HRICKO, MICHAEL, J Individual – TREASURER 12/2019 < 5%
YACKEL, JOHN, CAMPBELL Individual – CHAIRMAN & MANAGER 01/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202517 on 4/23/201917 on 5/17/201917 on 12/6/201915 on 3/31/202015 on 4/30/202015 on 5/22/202015 on 6/18/202015 on 11/2/202015 on 1/4/202113 on 3/31/202113 on 3/31/202213 on 3/31/202213 on 2/3/202313 on 3/31/202313 on 8/24/202312 on 3/28/2024

RAUM, Historic

6B3B020192020202120222023202420253037623796 on 4/23/20193037623796 on 5/17/20193037623796 on 12/6/20193076607252 on 3/31/20203076607252 on 4/30/20203076607252 on 5/22/20203076607252 on 6/18/20203076607252 on 11/2/20203076607252 on 1/4/20212821812604 on 3/31/20214225602663 on 3/31/20224225602663 on 3/31/20224225602663 on 2/3/20234252170438 on 3/31/20234252170438 on 8/24/20235266681858 on 3/28/2024

No. Clients, Historic

20,00010,0000201920202021202220232024202511853 on 4/23/201911853 on 5/17/201911853 on 12/6/201910131 on 3/31/202010131 on 4/30/202010131 on 5/22/202010131 on 6/18/202010131 on 11/2/202010131 on 1/4/20218162 on 3/31/202112150 on 3/31/202212150 on 3/31/202212150 on 2/3/202313797 on 3/31/202313797 on 8/24/202314870 on 3/28/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABORATORIES Common Stock 2K 21K 0
ABBVIE INC Common Stock 19K 109K 0
ADOBE INC Common Stock 13K 24K 0
AGILENT TECHNOLOGIES INC Common Stock 238 2K 0
AIR LEASE CORP CL A Common Stock 486 10K 0
AIR PDTS CHEMICALS INC Common Stock 14K 55K 0
ALLSTATE CORP Common Stock 3K 20K 0
ALPHABET INC C Common Stock 2K 11K 0
ALPHABET INC A Common Stock 16K 88K 0
AMAZONCOM INC Common Stock 15K 80K 0
AMERICAN TOWER CORP NEW REIT 8K 39K 0
AMERICOLD RLTY TR INC REIT 362 14K 0
AMGEN INC Common Stock 6K 20K 0
ANALOG DEVICES INC Common Stock 2K 8K 0
ANSYS INC Common Stock 13K 39K 0
APPLE INC Common Stock 17K 81K 0
AUTOMATIC DATA PROC INC Common Stock 2K 10K 0
BP PLC SPON ADR Common Stock 18K 496K 0
BANK AMERICA CORP Common Stock 11K 280K 0
BNY MELLON CORP Common Stock 280 5K 0
BECTON DICKINSON CO Common Stock 2K 8K 0
BERKSHIRE HATHAWAY INC B Common Stock 11K 26K 0
BEST BUY COMPANY INC Common Stock 9K 109K 0
BLACKROCK INC Common Stock 4K 5K 0
BLACKSTONE INC A Common Stock 413 3K 0
BOEING COMPANY Common Stock 484 3K 0
BRISTOL MYERS SQUIBB CO Common Stock 2K 45K 0
BROADCOM INC Common Stock 29K 18K 0
BURLINGTON STORES INC Common Stock 678 3K 0
CME GROUP INC CL A Common Stock 2K 12K 0
CADENCE DESIGN SYS INC Common Stock 529 2K 0
CATERPILLAR INC Common Stock 14K 42K 0
CHART INDS INC PAR 001 Common Stock 641 4K 0
CHEVRON CORP Common Stock 19K 120K 0
CIENA CORP NEW Common Stock 465 10K 0
CISCO SYSTEMS INC Common Stock 15K 315K 0
CITIGROUP INC NEW Common Stock 8K 126K 0
CLEVELAND CLIFFS INC NEW Common Stock 292 19K 0
COCA COLA COMPANY Common Stock 3K 48K 0
COHERENT CORP Common Stock 603 8K 0
COMCAST CORP A NEW Common Stock 2K 54K 0
CONFLUENT INC A Common Stock 387 13K 0
CONOCOPHILLIPS Common Stock 7K 59K 0
CONTROLADORA VUELA COMPA Common Stock 301 47K 0
COPART INC Common Stock 361 7K 0
CRANE CO NEW Common Stock 494 3K 0
CRANE NXT CO Common Stock 208 3K 0
DANAHER CORP Common Stock 9K 36K 0
DARLING INGREDIENTS INC Common Stock 257 7K 0
DEVON ENERGY CORP NEW Common Stock 298 6K 0
WALT DISNEY CO Common Stock 322 3K 0
DUKE ENERGY CORP Common Stock 10K 101K 0
DUPONT DE NEMOURS INC Common Stock 12K 151K 0
ELECTRONIC ARTS INC Common Stock 368 3K 0
EMERSON ELECTRIC CO Common Stock 11K 99K 0
ENCORE CAPITAL GROUP INC Common Stock 312 7K 0
EQUIFAX INC Common Stock 513 2K 0
EXELIXIS INC Common Stock 316 14K 0
EXXON MOBIL CORP Common Stock 5K 47K 0
META PLATFORMS INC A Common Stock 288 571 0
FEDERAL RLTY INVT TR NEW REIT 2K 23K 0
FT L/C VL OP ALPHADX ETF ETF/Closed End 240 3K 0
FT IV TACTICL HI YLD ETF ETF/Closed End- 3K 76K 0
FT VI BUYWRITE INCM ETF ETF/Closed End 3K 138K 0
FISERV INC Common Stock 364 2K 0
FIVE BELOW INC Common Stock 252 2K 0
FOMENTO ECONO ADR 1 UNIT Common Stock 9K 87K 0
GFL ENVMNTL INC SUB VTG Common Stock 461 12K 0
GXO LOGISTICS INC Common Stock 275 5K 0
GE VERNOVA LLC Common Stock 404 2K 0
GE AEROSPACE Common Stock 2K 9K 0
GOLDMAN SACHS GROUP INC Common Stock 15K 32K 0
GS ACTIVEBETA LGCP ETF ETF/Closed End 399 4K 0
GOOSEHEAD INS INC A Common Stock 319 6K 0
HDFC BK LTD ADR REP 3 SH Common Stock 7K 102K 0
HOME DEPOT INC Common Stock 10K 29K 0
HONEYWELL INTL INC Common Stock 12K 58K 0
HOWMET AEROSPACE INC Common Stock 699 9K 0
HUNTINGTON BANCSHS INC Common Stock 178 13K 0
HUTCHMED LTD SPON ADR Common Stock 291 17K 0
ILLINOIS TOOL WORKS INC Common Stock 360 2K 0
INDEXIQ IQ MACKY MUN ETF ETF/Closed End- 1K 61K 0
INTL BUSINESS MACHS CORP Common Stock 18K 102K 0
INV OPTIMUM YLD K1 ETF ETF/Closed End 14K 1M 0
INV SP 500 CONSUMER ETF ETF/Closed End 5K 97K 0
INV FLTG RATE MUN ETF ETF/Closed End- 1K 42K 0
ISHS MSCI AUSTRALIA ETF ETF/Closed End 240 10K 0
ISHS TIPS BD ETF ETF/Closed End- 313 3K 0
ISHS CHINA LARGE CAP ETF ETF/Closed End 226 9K 0
ISHS GLBL TECH ETF ETF/Closed End 248 3K 0
ISHS 20 TRSY ETF ETF/Closed End- 10K 108K 0
ISHS 710Y TRSY ETF ETF/Closed End- 10K 106K 0
ISHS RUSS 1000 GRW ETF ETF/Closed End 301 826 0
ISHS RUSS 2000 INDX ETF ETF/Closed End 24K 117K 0
ISHS US TECH ETF ETF/Closed End 205 1K 0
ISHS CORE SP SMCP ETF ETF/Closed End 633 6K 0
ISHS 15 YR INVEST ETF ETF/Closed End- 457 9K 0
ISHS PFD INCM SECS ETF ETF/Closed End- 2K 57K 0
ISHS U S ARERO DEF ETF ETF/Closed End 16K 124K 0
ISHS CORE HIGH DIV ETF ETF/Closed End 5K 46K 0
ISHS CORE MSCI EAFE ETF ETF/Closed End 70K 969K 0
JPMORGAN CHASE CO Common Stock 31K 153K 0
JPM INCOME ETF ETF/Closed End- 2K 52K 0
JPM CORE PLUS BOND ETF ETF/Closed End- 14K 305K 0
JACOBS SOLUTIONS INC Common Stock 569 4K 0
JOHNSON JOHNSON Common Stock 14K 96K 0
KINDER MORGAN INC DE Common Stock 2K 113K 0
KRAFT HEINZ CO Common Stock 7K 220K 0
LAM RESEARCH CORPORATION Common Stock 578 543 0
LIGAND PHARMS INC NEW Common Stock 491 6K 0
ELI LILLY CO Common Stock 907 1K 0
LLOYDS BANKING SPONS ADR Common Stock 13K 5M 0
LOCKHEED MARTIN CORP Common Stock 286 612 0
LOWES COMPANIES INC Common Stock 277 1K 0
LULULEMON ATHLETICA INC Common Stock 8K 25K 0
MARATHON PETROLEUM CORP Common Stock 526 3K 0
MCDONALDS CORP Common Stock 16K 62K 0
MERCADOLIBRE INC Common Stock 11K 6K 0
MERCK COMPANY INC Common Stock 2K 14K 0
METLIFE INC Common Stock 3K 40K 0
MICROSOFT CORP Common Stock 40K 89K 0
MORGAN STANLEY Common Stock 15K 149K 0
MR COOPER GROUP INC Common Stock 377 5K 0
NEXTERA ENERGY INC Common Stock 3K 42K 0
NIKE INC B Common Stock 7K 97K 0
NORFOLK SOUTHERN CORP Common Stock 265 1K 0
NORTHROP GRUMMAN CORP Common Stock 303 695 0
NORTHWEST BANCSHARES INC Common Stock 229 20K 0
NVIDIA CORP Common Stock 13K 108K 0
OLD DOMINION FREIGHT Common Stock 263 1K 0
ORACLE CORP Common Stock 636 5K 0
PNC FINL SVCS GROUP INC Common Stock 760 5K 0
PPG INDUSTRIES INC Common Stock 3K 27K 0
PPL CORP Common Stock 218 8K 0
PTC INC Common Stock 499 3K 0
PALO ALTO NETWORKS INC Common Stock 6K 17K 0
PARKER HANNIFIN CORP Common Stock 7K 14K 0
PAYCHEX INC Common Stock 11K 90K 0
PFIZER INC Common Stock 13K 452K 0
PHILIP MORRIS INTL INC Common Stock 9K 86K 0
PIMCO INTRM MUN BD ETF ETF/Closed End- 2K 30K 0
PDD HLDGS INC ADR Common Stock 8K 60K 0
POWERSCHOOL HLDGS INC A Common Stock 443 20K 0
PROCTER GAMBLE CO Common Stock 12K 75K 0
PROLOGIS INC REIT 2K 21K 0
QUANTA SERVICES INC Common Stock 7K 29K 0
QUANTERIX CORP Common Stock 233 18K 0
REPUBLIC SERVICES INC Common Stock 8K 43K 0
ROCKWELL AUTOMATION INC Common Stock 697 3K 0
SHELL PLC SA Common Stock 9K 130K 0
SP GLOBAL INC Common Stock 7K 17K 0
SPDR SP 500 ETF ETF/Closed End 1K 2K 0
SPDR GOLD TRUST GOLD ETF Alternatives - 20K 94K 0
SPDR DBLLIN T/R TACT ETF ETF/Closed End- 31K 782K 0
SPDR SP OILGAS NEW ETF ETF/Closed End 5K 52K 0
SPDR BLOOMBERG TBILL ETF ETF/Closed End- 402 4K 0
SPDR NUV BLOOMBERG ETF ETF/Closed End- 3K 63K 0
SALESFORCE INC Common Stock 320 1K 0
SAMSARA INC A Common Stock 333 10K 0
SAP SE SPON ADR Common Stock 372 2K 0
SCHLUMBERGER LTD Common Stock 7K 139K 0
SCHWAB US DIV EQ ETF ETF/Closed End 2K 24K 0
CONS STPLS SEL SPDR ETF ETF/Closed End 371 5K 0
CONS DSCR SEL SPDR ETF ETF/Closed End 17K 95K 0
ENERGY SEL SECT SPDR ETF ETF/Closed End 18K 193K 0
FINL SEL SECT SPDR ETF ETF/Closed End 992 24K 0
INDL SEL SECTOR SPDR ETF ETF/Closed End 8K 66K 0
TECH SEL SECT SPDR ETF ETF/Closed End 34K 152K 0
SELECT COMMN SVC SEL ETF ETF/Closed End 31K 364K 0
SEL SECT RL EST SPDR ETF ETF/Closed End 8K 206K 0
UTILS SEL SECT SPDR ETF ETF/Closed End 18K 263K 0
SIMON PPTY GRP INC NEW REIT 15K 99K 0
SIMPLY GOOD FOODS CO Common Stock 482 13K 0
SKECHERS USA INC CL A Common Stock 590 9K 0
SNOWFLAKE INC A Common Stock 11K 82K 0
SPROTT URANIUM MINRS ETF ETF/Closed End 12K 241K 0
SUMMIT MATLS INC A Common Stock 475 13K 0
SYSCO CORP Common Stock 2K 27K 0
TJX COS INC NEW Common Stock 3K 29K 0
TAIWAN SEMICON MFG CO Common Stock 35K 199K 0
TARGET CORP Common Stock 11K 75K 0
TENABLE HLDGS INC Common Stock 246 6K 0
TENNANT CO COMMON Common Stock 314 3K 0
TEXAS INSTRUMENTS INC Common Stock 3K 15K 0
THERMO FISHER SCIENTIFIC Common Stock 10K 18K 0
ULTA BEAUTY INC Common Stock 8K 20K 0
UNION PACIFIC CORP Common Stock 717 3K 0
UNITED BANKSHARES INC WV Common Stock 406 13K 0
UPS INC B Common Stock 12K 89K 0
US FOODS HOLDING CORP Common Stock 443 8K 0
UNITEDHEALTH GROUP INC Common Stock 13K 26K 0
VANECK FALLEN ANGELS ETF ETF/Closed End- 13K 467K 0
VANECK SHRT MUN ETF ETF/Closed End- 3K 149K 0
VNGRD TTL BD MKT ETF ETF/Closed End- 2K 34K 0
VNGRD FTSE EMG MKTS ETF ETF/Closed End 10K 229K 0
VNGRD FTSE EUROPE ETF ETF/Closed End 378 6K 0
VNGRD MUN T/E BD ETF ETF/Closed End- 772 15K 0
VNGRD MID CAP ETF ETF/Closed End 234 965 0
VNGRD GROWTH ETF ETF/Closed End 213 569 0
VERIZON COMMNS INC Common Stock 13K 312K 0
VERTEX PHARMS INC Common Stock 8K 17K 0
VOYA FINANCIAL INC Common Stock 275 4K 0
WALMART INC Common Stock 17K 246K 0
WESBANCO INC Common Stock 605 22K 0
WSDMTR E/M HI DIV ETF ETF/Closed End 2K 37K 0
WSDMTR JPN HEDG EQ ETF ETF/Closed End 203 2K 0
WYNDHAM HOTELS RESORTS Common Stock 398 5K 0
XPO INC Common Stock 520 5K 0
ZIMMER BIOMET HLDGS INC Common Stock 403 4K 0
ZOETIS INC CL A Common Stock 13K 78K 0
ARCH CAPITAL GROUP LTD Common Stock 770 8K 0
ACCENTURE PLC IRELD CL A Common Stock 10K 33K 0
COCACOLA EUROPAC PRTNRS Common Stock 238 3K 0
EATON CORP PLC Common Stock 5K 15K 0
LINDE PLC NEW Common Stock 10K 22K 0
MEDTRONIC PLC Common Stock 15K 197K 0
TECHNIPFMC PLC Common Stock 572 22K 0
CHUBB LTD Common Stock 7K 26K 0
UBS GROUP AG Common Stock 14K 479K 0
ON HOLDING AG A Common Stock 553 14K 0
TE CONNECTIVITY LTD Common Stock 272 2K 0
GLOBANT S A Common Stock 416 2K 0
ASML HLDG NV NYRS NEW Common Stock 10K 10K 0
LYONDELLBASELL N V CL A Common Stock 9K 91K 0