BERINGEA, LLC
Adviser information for BERINGEA, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $92.7M |
| Non-Discretionary | 3 | $260.1M |
| Total | 4 | $352.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $352.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-74510 |
|---|---|
| SEC ERA File Number | 801-74510 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161803 |
| Legal Entity Identifier | None |
Principal Office
32330 W. 12 MILE ROADFARMINGTON HILLS
MI
United States
Monday - Friday, 9-5
Tel: 248-489-9000, Fax: 248-489-8819
Chief Compliance Officer
LESLIE SHIPLEY
DIRECTOR, OPERATIONS AND COMPLIANCE
32330 W. 12 MILE ROAD
FARMINGTON HILLS
MI
United States
Tel:
2484899000
Fax:
2484898819
L*******@***********M
(Full email address available in API data)
Regulatory Contact
CHARLES ROTHSTEIN
SENIOR MANAGING DIRECTOR/OWNER
32330 W. 12 MILE ROAD
FARMINGTON HILLS
MI
United States
Tel:
2484899000
C*********@***********M
(Full email address available in API data)
Industry Affiliates
| BERINGEA INVEST MICHIGAN LLC | Sponsor, GP, manager of pooled investment vehicles |
| BERINGEA LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MICHIGAN GROWTH CAPITAL PARTNERS GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MICHIGAN GROWTH CAPITAL PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MICHIGAN GROWTH CAPITAL PARTNERS SBIC GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MICHIGAN GROWTH CAPITAL III, LP - BERINGEA SERIES | Private Equity Fund | $73.7M | $5.0M | 2 |
| MICHIGAN GROWTH CAPITAL PARTNERS II, LP-BERINGEA SERIES | Private Equity Fund | $37.2M | $5.0M | 2 |
| MICHIGAN GROWTH CAPITAL PARTNERS IV, LP | Private Equity Fund | $92.7M | $25.0M | 2 |
| MICHIGAN GROWTH CAPITAL PARTNERS, LP-BERINGEA SERIES | Private Equity Fund | $16.5M | $5.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOSS, MALCOLM, KENNEDY | Individual | – | SENIOR MANAGING PARTNER | 11/2001 | 50-75% |
| ROTHSTEIN, CHARLES, PHILIP | Individual | – | SENIOR MANAGING PARTNER | 11/2001 | 50-75% |
| SHIPLEY, LESLIE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2012 | < 5% |