Hedge Fund Database

CONCORDE ASSET MANAGEMENT, LLC

Adviser information for CONCORDE ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 82
Investment Advisory/Research 67
Registered Broker-Dealer Representatives 82
Registered State Investment Advisers 82
Licensed Agents of an Insurance Company 70
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,450 $373.1M
Non-Discretionary 60 $22.0M
Total 2,510 $395.1M

Clients

Type Number RAUM
Individuals 2,471 $344.0M
HNW Individuals 24 $43.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 4 $746,578
Charitable organizations 1 $264,994
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $6.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1327
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesPROMOTER FEES FROM OTHER ADVISORS
Other Business Activities Real estate broker, dealer, or agentInsurance broker or agentAccountant or accounting firmLawyer or law firm

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 86.8M
Portfolio Manager 86.8M
Both for Same 86.8M
Portfolio Manager to Program Sponsor
CONCORDE UNIFIED MANAGEMENT PROGRAM CONCORDE ASSET MANAGEMENT, LLC
CONCORDE PROFESSIONAL MANAGEMENT PROGRAM CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ADVISOR PROGRAM CONCORDE ASSET MANAGEMENT, LLC

Identifiers

SEC RIA File Number 801-74519
SEC ERA File Number 801-74519
SEC CIK Numbers 1631773
SEC CRD Numbers 140367
Legal Entity Identifier None

Principal Office

3909 RESEARCH PARK DRIVE
SUITE 200
ANN ARBOR
MI
United States
Monday - Friday, 8:30 - 5:00
Tel: 248-824-6710, Fax: None

Websites

www.concordeis.com www.linkedin.com/company/5403110 concordeevents.com www.youtube.com/channel/ucfdegl3linbq1e-dems6gva www.youtube.com/@concordeinvestmentservices/featured

Chief Compliance Officer

ED HILDEBRAND
3909 RESEARCH PARK DRIVE
SUITE 200
ANN ARBOR
MI
United States
Tel: 2488246710
(Full email address available in API data)

Regulatory Contact

DANIELLE DELONGCHAMP
PRESIDENT
3909 RESEARCH PARK DRIVE
SUITE 200
ANN ARBOR
MI
United States
Tel: 248-824-6710
(Full email address available in API data)

Industry Affiliates

ABG ELITE Insurance company or agency
BANGERTER FINANCIAL SERVICES, INC. Other investment adviser, including financial planners
COLDWELL BANKER REALTY Real estate broker or dealer
CONCORDE ACCOUNTING AND TAX SERVICE Accountant or accounting firm
CONCORDE INSURANCE AGENCY, INC. Insurance company or agency
CONCORDE INVESTMENT SERVICES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
ERKKI M. PIEPPO CPA, PC Accountant or accounting firm
INTEGRATED FINANCIAL RESOURCES, INC. Other investment adviser, including financial planners
MAHER STRUCTURED SETTLEMENTS Lawyer or law firm
RAINWATER CPA Accountant or accounting firm
REAL WEALTH INSURANCE SERVICES, LLC Insurance company or agency
REAL WEALTH TAX & ACCOUNTING, LLC Accountant or accounting firm
REAL WEALTH TAX & ACCOUNTING, LLC Accountant or accounting firm
REAL WEALTH TAX AND ACCOUNTING, LLC Accountant or accounting firm
REALTY INVEST CO Real estate broker or dealer
REDFIN Real estate broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CONCORDE HOLDINGS, INC. Domestic Entity – MANAGING MEMBER 07/2011 > 75%
HOFER, KATHLEEN, ANN Individual – CHIEF FINANCIAL OFFICER 03/2016 < 5%
DELONGCHAMP, DANIELLE, LEIGH Individual – PRESIDENT 11/2023 < 5%
ROLLINS, MICHAEL, METRINKO Individual METRINKO, LLC OWNER OF METRINKO, LLC 07/2015 > 75%
CONCORDE INVESTMENT PARTNERS, LLC Domestic Entity CONCORDE HOLDINGS, INC. MEMBER 12/2021 > 75%
VALEO ADVISORS, LLC Domestic Entity CONCORDE INVESTMENT PARTNERS, LLC MEMBER 02/2020 25-50%
TXG, LLC Domestic Entity VALEO ADVISORS, LLC MEMBER 03/2018 50-75%
METRINKO, LLC Domestic Entity VALEO ADVISORS, LLC MEMBER 08/2021 50-75%
BRIMSTONE TRUST 2 Domestic Entity CONCORDE INVESTMENT PARTNERS, LLC OWNER 03/2021 50-75%
Rollins, Michele, Metrinko Individual BRIMSTONE TRUST 2 TRUSTEE OF BRIMSTONE TRUST 2 05/2014
ROLLINS, MICHAEL, METRINKO Individual BRIMSTONE TRUST 2 TRUSTEE OF BRIMSTONE TRUST 2 05/2014
ESTATE OF TED ROLLINS Domestic Entity TXG, LLC OWNER OF TXG, LLC 08/2021 > 75%
Rollins, Holly Individual ESTATE OF TED ROLLINS PERSONAL REPRESENTATIVE OF THE ESTATE OF TED ROLLINS 08/2021
GAKENHEIMER, JOHN, HERBERT Individual – EXECUTIVE VICE PRESIDENT 11/2023 < 5%
Hildebrand, Edward, Lowell Individual – CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

90450201920202021202220232024202575 on 4/2/201975 on 10/28/201965 on 3/30/202065 on 3/30/202065 on 4/8/202065 on 5/13/202065 on 5/27/202065 on 7/2/202065 on 7/27/202065 on 9/24/202065 on 10/6/202065 on 11/18/202065 on 12/3/202065 on 12/8/202065 on 1/4/202165 on 1/6/202170 on 3/22/202170 on 3/25/202170 on 3/25/202170 on 4/19/202170 on 6/15/202170 on 6/16/202170 on 6/24/202170 on 8/30/202170 on 8/30/202170 on 8/30/202170 on 8/30/202170 on 9/27/202170 on 12/1/202170 on 1/4/202270 on 1/6/202270 on 1/27/202270 on 2/3/202270 on 3/14/202267 on 3/25/202267 on 4/4/202267 on 4/8/202267 on 5/17/202267 on 6/28/202267 on 6/29/202267 on 7/20/202267 on 7/28/202267 on 8/24/202267 on 11/30/202267 on 11/30/202267 on 12/21/202274 on 3/23/202374 on 3/24/202374 on 5/25/202374 on 6/21/202374 on 6/23/202374 on 10/10/202374 on 10/11/202374 on 10/23/202374 on 11/9/202374 on 11/9/202374 on 11/9/202374 on 12/26/202374 on 1/2/202474 on 1/2/202482 on 3/29/202482 on 3/29/2024

RAUM, Historic

500M250M02019202020212022202320242025322628594 on 4/2/2019322628594 on 10/28/2019335105656 on 3/30/2020335105656 on 3/30/2020335105656 on 4/8/2020335105656 on 5/13/2020335105656 on 5/27/2020335105656 on 7/2/2020335105656 on 7/27/2020335105656 on 9/24/2020335105656 on 10/6/2020335105656 on 11/18/2020335105656 on 12/3/2020335105656 on 12/8/2020335105656 on 1/4/2021335105656 on 1/6/2021407125151 on 3/22/2021407125151 on 3/25/2021407125151 on 3/25/2021407125151 on 4/19/2021407125151 on 6/15/2021407125151 on 6/16/2021407125151 on 6/24/2021407125151 on 8/30/2021407125151 on 8/30/2021407125151 on 8/30/2021407125151 on 8/30/2021407125151 on 9/27/2021407125151 on 12/1/2021407125151 on 1/4/2022407125151 on 1/6/2022407125151 on 1/27/2022407125151 on 2/3/2022407125151 on 3/14/2022376502473 on 3/25/2022376502473 on 4/4/2022376502473 on 4/8/2022376502473 on 5/17/2022376502473 on 6/28/2022376502473 on 6/29/2022376502473 on 7/20/2022376502473 on 7/28/2022376502473 on 8/24/2022376502473 on 11/30/2022376502473 on 11/30/2022376502473 on 12/21/2022305690467 on 3/23/2023305690467 on 3/24/2023305690467 on 5/25/2023305690467 on 6/21/2023305690467 on 6/23/2023305690467 on 10/10/2023305690467 on 10/11/2023305690467 on 10/23/2023305690467 on 11/9/2023305690467 on 11/9/2023305690467 on 11/9/2023305690467 on 12/26/2023305690467 on 1/2/2024305690467 on 1/2/2024395111243 on 3/29/2024395111243 on 3/29/2024

No. Clients, Historic

4,0002,000020192020202120222023202420252643 on 4/2/20192643 on 10/28/20192513 on 3/30/20202513 on 3/30/20202513 on 4/8/20202513 on 5/13/20202513 on 5/27/20202513 on 7/2/20202513 on 7/27/20202513 on 9/24/20202513 on 10/6/20202513 on 11/18/20202513 on 12/3/20202513 on 12/8/20202513 on 1/4/20212513 on 1/6/20213034 on 3/22/20213034 on 3/25/20213034 on 3/25/20213034 on 4/19/20213034 on 6/15/20213034 on 6/16/20213034 on 6/24/20213034 on 8/30/20213034 on 8/30/20213034 on 8/30/20213034 on 8/30/20213034 on 9/27/20213034 on 12/1/20213034 on 1/4/20223034 on 1/6/20223034 on 1/27/20223034 on 2/3/20223034 on 3/14/20222414 on 3/25/20222414 on 4/4/20222414 on 4/8/20222414 on 5/17/20222414 on 6/28/20222414 on 6/29/20222414 on 7/20/20222414 on 7/28/20222414 on 8/24/20222414 on 11/30/20222414 on 11/30/20222414 on 12/21/20222371 on 3/23/20232371 on 3/24/20232371 on 5/25/20232371 on 6/21/20232371 on 6/23/20232371 on 10/10/20232371 on 10/11/20232371 on 10/23/20232371 on 11/9/20232371 on 11/9/20232371 on 11/9/20232371 on 12/26/20232371 on 1/2/20242371 on 1/2/20242510 on 3/29/20242510 on 3/29/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 237K 2K –
ABBVIE INC COM 540K 3K –
ADAMS DIVERSIFIED EQUITY FD COM 261K 12K –
ADOBE INC COM 604K 1K –
ADVANCED MICRO DEVICES INC COM 503K 3K –
ADVISORSHARES TR PURE CANNABIS 162K 48K –
ADVISORSHARES TR PURE US CANNABIS 839K 114K –
ALIGNMENT HEALTHCARE INC COM 438K 56K –
ALPHABET INC CAP STK CL A 413K 2K –
ALPHABET INC CAP STK CL C 218K 1K –
ALTRIA GROUP INC COM 233K 5K –
AMAZON COM INC COM 1M 7K –
AMERICAN HEALTHCARE REIT INC COM SHS 184K 13K –
AMERIPRISE FINL INC COM 277K 649 –
AMGEN INC COM 277K 888 –
AMPLIFY ETF TR AMPLIFY MOBILE P 264K 6K –
ANIXA BIOSCIENCES INC COM 31K 14K –
APPLE INC COM 3M 13K –
BANK MONTREAL MEDIUM NT LKD 38 328K 7K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 973K 2K –
BLACKROCK ENHANCED EQUITY DI COM 238K 29K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 279K 5K –
BLACKROCK LONG-TERM MUN ADVA COM 113K 11K –
BLACKROCK ETF TRUST US EQT FACTOR 3M 54K –
BROADCOM INC COM 355K 221 –
CATERPILLAR INC COM 300K 902 –
CHEVRON CORP NEW COM 403K 3K –
CISCO SYS INC COM 216K 5K –
CLEARBRIDGE ENERGY MIDSTRM O COM 281K 7K –
COHEN & STEERS REAL ESTATE O SHS BENFIN INT 245K 17K –
SELECT SECTOR SPDR TR COMMUNICATION 420K 5K –
COSTCO WHSL CORP NEW COM 622K 731 –
CTO RLTY GROWTH INC NEW COM 204K 12K –
DEERE & CO COM 226K 605 –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 313K 8K –
DIMENSIONAL ETF TRUST SHORT DURATION F 266K 6K –
DORIAN LPG LTD SHS USD 263K 6K –
DOUBLELINE INCOME SOLUTIONS COM 337K 27K –
DUFF & PHELPS UTLITY AND INF COM 298K 30K –
EATON VANCE CALIF MUN BD FD COM 124K 13K –
ELI LILLY & CO COM 1M 1K –
ENBRIDGE INC COM 232K 7K –
EXXON MOBIL CORP COM 692K 6K –
FIRST TR LRG CP VL ALPHADEX COM SHS 212K 3K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 9M 124K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 676K 11K –
FIRST TR MID CAP CORE ALPHAD COM SHS 2M 17K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 223K 4K –
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 6M 48K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 409K 10K –
FORD MTR CO DEL COM 285K 23K –
FORTIS INC COM 1M 29K –
FRANKLIN BSP RLTY TR INC COMMON STOCK 187K 15K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 3M 105K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 625K 98K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 332K 6K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 3M 96K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 17M 604K –
GLOBAL NET LEASE INC COM NEW 421K 57K –
HIGHLAND OPPORTUNITIES HIGHLAND INCOME 265K 42K –
HOME DEPOT INC COM 464K 1K –
ETF SER SOLUTIONS HOYA CAP HOUSI 259K 6K –
INDEPENDENCE RLTY TR INC COM 565K 30K –
INTUIT COM 576K 876 –
INTUITIVE SURGICAL INC COM NEW 207K 465 –
INVESCO QQQ TR UNIT SER 1 10M 21K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 222K 1K –
INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 320K 4K –
ISHARES TR 0-5YR HI YL CP 260K 6K –
ISHARES TR 20 YR TR BD ETF 593K 6K –
ISHARES TR CORE HIGH DV ETF 228K 2K –
ISHARES TR CORE MSCI EAFE 520K 7K –
ISHARES TR CORE MSCI EAFE 22K 301 –
ISHARES INC CORE MSCI EMKT 1M 25K –
ISHARES TR CORE S&P500 ETF 12M 22K –
ISHARES TR CORE TOTAL USD 3M 70K –
ISHARES TR CORE US AGGBD ET 246K 3K –
ISHARES TR HDG MSCI EAFE 503K 14K –
ISHARES TR ESG AWR MSCI USA 606K 5K –
ISHARES TR IBOXX HI YD ETF 492K 6K –
ISHARES TR MBS ETF 1M 12K –
ISHARES TR EAFE GRWTH ETF 2M 24K –
ISHARES TR EAFE VALUE ETF 1M 25K –
ISHARES INC MSCI EMRG CHN 875K 15K –
ISHARES TR MSCI USA QLT FCT 3M 17K –
ISHARES TR NATIONAL MUN ETF 365K 3K –
ISHARES TR RUS 1000 VAL ETF 3M 18K –
ISHARES TR RUSSELL 2000 ETF 535K 3K –
ISHARES TR RUS TP200 GR ETF 374K 2K –
ISHARES TR S&P 500 GRWT ETF 3M 38K –
ISHARES TR S&P 500 VAL ETF 2M 10K –
ISHARES TR ISHARES SEMICDTR 200K 812 –
ISHARES TR TRS FLT RT BD 306K 6K –
ISHARES TR US INFRASTRUC 297K 7K –
ISHARES TR U.S. TECH ETF 2M 10K –
JACKSON FINANCIAL INC COM CL A 349K 5K –
JOHNSON & JOHNSON COM 714K 5K –
JPMORGAN CHASE & CO. COM 668K 3K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 252K 5K –
KKR & CO INC COM 225K 2K –
LIBERTY ALL STAR EQUITY FD SH BEN INT 74K 11K –
LPL FINL HLDGS INC COM 614K 2K –
MCDONALDS CORP COM 312K 1K –
MEDICAL PPTYS TRUST INC COM 287K 67K –
META PLATFORMS INC CL A 737K 1K –
MICROSOFT CORP COM 2M 5K –
MOBILE INFRASTRUCTURE CORP COM SHS 186K 54K –
NETFLIX INC COM 516K 765 –
NEUBERGER BERMAN NEXT GENERA COMMON STOCK 519K 40K –
NEUBERGER BERMAN REAL ESTATE COM 710K 211K –
NEXPOINT DIVERSIFIED REL ET COM NEW 739K 134K –
NOVO-NORDISK A S ADR 702K 5K –
NUVEEN PFD & INCOME OPPORTUN COM 141K 19K –
NUVEEN VRIABL RAT PFD & INM COM 213K 12K –
NVIDIA CORPORATION COM 7M 53K –
ONEOK INC NEW COM 409K 5K –
PALANTIR TECHNOLOGIES INC CL A 490K 19K –
PAYCOM SOFTWARE INC COM 313K 2K –
PEAKSTONE REALTY TRUST COMMON SHARES 251K 24K –
PENUMBRA INC COM 211K 1K –
PHILIP MORRIS INTL INC COM 276K 3K –
PROCTER AND GAMBLE CO COM 277K 2K –
QUALCOMM INC COM 202K 1K –
ROYCE SMALL CAP TRUST INC COM 406K 28K –
SELECT SECTOR SPDR TR INDL 323K 3K –
SERVICENOW INC COM 354K 450 –
SHARKNINJA INC COM SHS 661K 9K –
SHELL PLC SPON ADS 349K 5K –
SOFI TECHNOLOGIES INC COM 125K 19K –
SPDR SER TR BLOOMBERG 1-3 MO 328K 4K –
SPDR GOLD TR GOLD SHS 419K 2K –
SPDR SER TR PORTFOLIO S&P500 334K 5K –
SPDR S&P 500 ETF TR TR UNIT 8M 15K –
SPDR SER TR PRTFLO S&P500 GW 466K 6K –
SPDR S&P 500 ETF TR TR UNIT 133K 243 –
SUPER MICRO COMPUTER INC COM 519K 634 –
SELECT SECTOR SPDR TR TECHNOLOGY 461K 2K –
TESLA INC COM 326K 2K –
TESLA INC COM 293K 1K –
COCA COLA CO COM 225K 4K –
THE TRADE DESK INC COM CL A 1M 11K –
TJX COS INC NEW COM 367K 3K –
TORTOISE MIDSTRM ENERGY FD I COM 503K 12K –
TORTOISE PIPELINE & ENERGY F COM 384K 11K –
TOTALENERGIES SE SPONSORED ADS 233K 4K –
TWIST BIOSCIENCE CORP COM 562K 11K –
ULTA BEAUTY INC COM 229K 594 –
US BANCORP DEL COM NEW 304K 8K –
RBB FD INC US TREAS 3 MNTH 210K 4K –
VALERO ENERGY CORP COM 274K 2K –
VANECK ETF TRUST SEMICONDUCTR ETF 690K 3K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 427K 9K –
VANGUARD INDEX FDS GROWTH ETF 466K 1K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 311K 4K –
VANGUARD WORLD FD MEGA GRWTH IND 249K 793 –
VANGUARD WORLD FD MEGA CAP VAL ETF 263K 2K –
VANGUARD MUN BD FDS TAX EXEMPT BD 361K 7K –
VANGUARD INDEX FDS S&P 500 ETF SHS 604K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 273K 1K –
VANGUARD INDEX FDS VALUE ETF 388K 2K –
VERIZON COMMUNICATIONS INC COM 392K 9K –
VISA INC COM CL A 229K 871 –
DISNEY WALT CO COM 275K 3K –
WESTERN AST INFL LKD OPP & I COM 573K 67K –
WISDOMTREE TR EUROPE HEDGED EQ 264K 6K –