Hedge Fund Database

ADIRONDACK RETIREMENT SPECIALISTS

ADIRONDACK RETIREMENT SPECIALISTS, INC. Legal Name

Adviser information for ADIRONDACK RETIREMENT SPECIALISTS last updated from Form ADV on October 25th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 2
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 985 $213.5M
Non-Discretionary 10 $4.0M
Total 995 $217.5M

Clients

Type Number RAUM
Individuals 454 $138.6M
HNW Individuals 45 $78.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-74527
SEC ERA File Number 801-74527
SEC CIK Numbers 1841016
SEC CRD Numbers 132345
Legal Entity Identifier None

Principal Office

310 BAY ROAD
QUEENSBURY
NY
United States
Monday - Friday, 9:00A.M.-5:00P.M.
Tel: 518-761-6184, Fax: 518-761-6602

Chief Compliance Officer

SEAN BERGER
PRESIDENT
310 BAY ROAD
QUEENSBURY
NY
United States
Tel: 518-761-6184
Fax: 518-761-6602
(Full email address available in API data)

Industry Affiliates

WEALTH MANAGEMENT GROUP Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BERGER, SEAN, LEWIS Individual – PRESIDENT & CHIEF COMPLIANCE OFFICER 10/2001 50-75%
MARK, ADAM, MICHAEL Individual – VICE PRESIDENT 10/2021 50-75%

No. Employees, Historic

10502019202020212022202320246 on 4/1/20196 on 9/23/20196 on 3/30/20206 on 4/17/20206 on 4/20/20206 on 1/27/20216 on 10/1/20217 on 3/30/20226 on 3/24/20236 on 4/14/20236 on 10/25/2023

RAUM, Historic

300M150M0201920202021202220232024137065086 on 4/1/2019137065086 on 9/23/2019180142872 on 3/30/2020180142872 on 4/17/2020180142872 on 4/20/2020245575876 on 1/27/2021245575876 on 10/1/2021283868013 on 3/30/2022217482518 on 3/24/2023217482518 on 4/14/2023217482518 on 10/25/2023

No. Clients, Historic

7003500201920202021202220232024607 on 4/1/2019607 on 9/23/2019477 on 3/30/2020477 on 4/17/2020477 on 4/20/2020524 on 1/27/2021524 on 10/1/2021492 on 3/30/2022499 on 3/24/2023499 on 4/14/2023499 on 10/25/2023

Holdings

From latest 13F, filed October 24th, 2023 for period ending September 30th, 2023
Name Class Value $USD # Shares Private Fund
ELBIT SYS LTD ORD 10M 49K –
APPLE INC COM 736K 4K –
BANCORP INC DEL COM 3M 84K –
TOPGOLF CALLAWAY BRANDS CORP COM 3M 197K –
CAMPING WORLD HLDGS INC CL A 6M 305K –
COSTCO WHSL CORP NEW COM 1M 2K –
DAKTRONICS INC COM 5M 582K –
DEVON ENERGY CORP NEW COM 2M 38K –
GITLAB INC CLASS A COM 3M 60K –
GUIDEWIRE SOFTWARE INC COM 4M 46K –
IDT CORP CL B NEW 14M 615K –
KKR & CO INC COM 8M 128K –
PATHWARD FINANCIAL INC COM 16M 340K –
MOELIS & CO CL A 4M 81K –
NVIDIA CORPORATION COM 723K 2K –
PAYSIGN INC COM 364K 187K –
RBB FD INC US TREAS 3 MNTH 20M 404K –
SHOPIFY INC CL A 4M 66K –
TEXAS PACIFIC LAND CORPORATI COM 945K 518 –
VALERO ENERGY CORP COM 3M 23K –
VANECK MERK GOLD TR GOLD TRUST 357K 20K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 1M 10K –
WISDOMTREE TR FLOATNG RAT TREA 12M 242K –
XPEL INC COM 8M 99K –