AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC")
Adviser information for AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC") last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 53 | $19.7B |
| Non-Discretionary | 0 | $0 |
| Total | 53 | $19.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $4.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 34 | $15.3B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 35 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74530 |
|---|---|
| SEC ERA File Number | 801-74530 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161853 |
| Legal Entity Identifier | 54930048Y5YTQDRCSM84 |
Principal Office
301 EAST FOURTH STREET, 27TH FLOORCINCINNATI
OH
United States
Monday - Friday, 9 AM - 5:30 PM
Tel: (513) 579-2121, Fax: (513) 352-9245
Chief Compliance Officer
JOHN S. FRONDUTI
SENIOR VICE PRESIDENT
301 EAST FOURTH STREET, 38TH FLOOR
CINCINNATI
OH
United States
Tel:
(513) 579-2548
Fax:
(513) 352-9245
J********@********M
(Full email address available in API data)
Industry Affiliates
| AMERICAN FINANCIAL GROUP, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMMC CLO 15, LIMITED | Securitized Asset Fund | $434.3M | $0.1M | 22 |
| AMMC CLO 16, LIMITED | Securitized Asset Fund | $4.4M | $0.1M | 4 |
| AMMC CLO 18, LIMITED | Securitized Asset Fund | $330.0M | $0.1M | 18 |
| AMMC CLO 19, LIMITED | Securitized Asset Fund | $0.7M | $0.1M | 5 |
| AMMC CLO 20, LIMITED | Securitized Asset Fund | $1.8M | $0.3M | 5 |
| AMMC CLO 21, LIMITED | Securitized Asset Fund | $397.9M | $0.1M | 26 |
| AMMC CLO 22, LIMITED | Securitized Asset Fund | $369.6M | $0.1M | 24 |
| AMMC CLO 23, LIMITED | Securitized Asset Fund | $306.3M | $0.1M | 10 |
| AMMC CLO 24, LIMITED | Securitized Asset Fund | $416.4M | $0.3M | 8 |
| AMMC CLO 25, LIMITED | Securitized Asset Fund | $418.3M | $0.3M | 12 |
| AMMC CLO 26, LIMITED | Securitized Asset Fund | $416.0M | $0.3M | 13 |
| AMMC CLO 27, LIMITED | Securitized Asset Fund | $373.1M | $0.3M | 12 |
| AMMC CLO 28, LIMITED | Securitized Asset Fund | $119.9M | $0.0M | 2 |
| AMMC CLO 29, LIMITED | Securitized Asset Fund | $0.0M | $0.0M | 1 |
| AMMC CLO 30, LIMITED | Securitized Asset Fund | $143.1M | $0.0M | 2 |
| AMMC CLO XI, LIMITED | Securitized Asset Fund | $354.5M | $0.3M | 30 |
| AMMC CLO XII, LIMITED | Securitized Asset Fund | $283.9M | $0.3M | 22 |
| AMMC CLO XIII, LIMITED | Securitized Asset Fund | $162.7M | $0.3M | 18 |
| AMMC CLO XIV, LIMITED | Securitized Asset Fund | $1.1M | $0.3M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERDING, JOHN, BERNARD | Individual | – | PRESIDENT | 01/2011 | < 5% |
| ENG, CHESTER, MING | Individual | – | SENIOR VICE PRESIDENT | 12/1999 | < 5% |
| HOGAN, WILLIAM, PATRICK | Individual | – | SENIOR VICE PRESIDENT | 06/2009 | < 5% |
| MANEY, JASON, JAMES | Individual | – | EXECUTIVE VICE PRESIDENT | 07/2023 | < 5% |
| MEYER, DAVID, PAUL | Individual | – | SENIOR VICE PRESIDENT | 06/2006 | < 5% |
| AMERICAN FINANCIAL GROUP, INC. | Domestic Entity | – | SOLE SHAREHOLDER | 03/1973 | > 75% |
| GRAFE, KARL, JOSEPH | Individual | – | SECRETARY | 03/2012 | < 5% |
| WEISS, MARK, ANDREW | Individual | – | VICE PRESIDENT, ASSISTANT SECRETARY | 03/2013 | < 5% |
| KEITEL, THOMAS, JOSEPH | Individual | – | SENIOR VICE PRESIDENT | 06/2006 | < 5% |
| FRONDUTI, JOHN, SCOTT | Individual | – | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| BYRNE, PATRICK, JOSEPH | Individual | – | SENIOR VICE PRESIDENT | 03/2022 | < 5% |
| DICKMAN, DAVID, JAMES | Individual | – | SENIOR VICE PRESIDENT | 03/2022 | < 5% |
| HAVERKAMP, JOSEPH, ANDREW | Individual | – | SENIOR VICE PRESIDENT | 03/2022 | < 5% |
| GOEHRING, JEFFREY, D. | Individual | – | SENIOR VICE PRESIDENT | 03/2022 | < 5% |