MONROE CAPITAL MANAGEMENT ADVISORS LLC
Adviser information for MONROE CAPITAL MANAGEMENT ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 207 |
|---|---|
| Investment Advisory/Research | 91 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 72 | $15.5B |
| Non-Discretionary | 0 | $0 |
| Total | 72 | $15.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 72 | $15.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 51 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
311 SOUTH WACKER DRIVESUITE 6400
CHICAGO
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM (CST)
Tel: (312) 258-8300, Fax: (312) 258-8350
Chief Compliance Officer
KRISTAN R. GREGORY
126 EAST 56TH STREET
32ND FLOOR
NEW YORK
NY
United States
Tel:
(646) 731-3177
Fax:
(312) 258-8350
K*******@************M
(Full email address available in API data)
Regulatory Contact
SCOTT A. MARIENAU
CHIEF FINANCIAL OFFICER
311 SOUTH WACKER DRIVE
SUITE 6400
CHICAGO
IL
United States
Tel:
(312) 523-2382
Fax:
(312) 258-8350
S********@************M
(Full email address available in API data)
Industry Affiliates
| HORIZON TECHNOLOGY FINANCE | Other investment adviser, including financial planners |
| MONROE (NP) U.S. PRIVATE DEBT FUND GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL BDC ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MONROE CAPITAL CLO MANAGER II LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL CLO MANAGER LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL FUND GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| MONROE CAPITAL OPPORTUNISTIC PRIVATE CREDIT FUND LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL OPPORTUNISTIC PRIVATE CREDIT GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PARTNERS FUND ADVISERS, INC. | Other investment adviser, including financial planners |
| MONROE CAPITAL PARTNERS FUND II ADVISERS, INC. | Other investment adviser, including financial planners |
| MONROE CAPITAL PARTNERS FUND II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PARTNERS FUND, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND 599 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND III LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND KTRS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND L LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT FUND VT LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT STARR FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE CREDIT VERSAILLES GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE FUND IV GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE CAPITAL PRIVATE FUND V GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MONROE PRIVATE CREDIT FUND A, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MONROE (NP) U.S. PRIVATE DEBT FUND LP | PRIVATE CREDIT FUND | $368.0M | $45.0M | 4 |
| MONROE CAPITAL CLO 2014-1. LTD. | Securitized Asset Fund | $40.5M | $0.3M | 4 |
| MONROE CAPITAL FUND SCSP SICAV RAIF-PRIVATE CREDIT FUND (MARSUPIAL) | PRIVATE CREDIT FUND | $181.2M | $100.0M | 3 |
| MONROE CAPITAL FUND SCSP SICAV RAIF-PRIVATE CREDIT FUND III | PRIVATE CREDIT FUND | $359.6M | $5.0M | 67 |
| MONROE CAPITAL FUND SCSP SICAV RAIF-PRIVATE CREDIT FUND III (UNLEVERAGED) | PRIVATE CREDIT FUND | $212.9M | $5.0M | 11 |
| MONROE CAPITAL INSURANCE FUND SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P. | PRIVATE CREDIT FUND | $82.9M | $5.0M | 14 |
| MONROE CAPITAL MML CLO 2016-1, LTD. | Securitized Asset Fund | $34.7M | $0.3M | 2 |
| MONROE CAPITAL MML CLO 2017-1, LTD. | Securitized Asset Fund | $232.1M | $0.3M | 3 |
| MONROE CAPITAL MML CLO IX, LTD. | Securitized Asset Fund | $448.5M | $0.3M | 2 |
| MONROE CAPITAL MML CLO VI, LTD. | Securitized Asset Fund | $351.2M | $0.3M | 3 |
| MONROE CAPITAL MML CLO VII, LTD. | Securitized Asset Fund | $375.2M | $0.3M | 3 |
| MONROE CAPITAL MML CLO VIII, LTD. | Securitized Asset Fund | $473.5M | $0.3M | 3 |
| MONROE CAPITAL MML CLO WAREHOUSE, LTD. | Securitized Asset Fund | $12.1M | $0.0M | 3 |
| MONROE CAPITAL MML CLO X, LTD. | Securitized Asset Fund | $397.2M | $0.3M | 2 |
| MONROE CAPITAL MML CLO XI, LTD. | Securitized Asset Fund | $452.2M | $0.3M | 3 |
| MONROE CAPITAL MML CLO XII, LTD. | Securitized Asset Fund | $493.8M | $0.3M | 2 |
| MONROE CAPITAL MML CLO XIII, LTD. | Securitized Asset Fund | $449.4M | $1.5M | 3 |
| MONROE CAPITAL MML CLO XIV, LTD. | Securitized Asset Fund | $491.2M | $0.3M | 3 |
| MONROE CAPITAL MML CLO XVI, LTD. | Securitized Asset Fund | $48.7M | $0.0M | 2 |
| MONROE CAPITAL OPPORTUNISTIC II PRIVATE CREDIT MASTER FUND SCSP SICAV-RAIF | PRIVATE CREDIT FUND | $0.0M | $5.0M | 1 |
| MONROE CAPITAL OPPORTUNISTIC PRIVATE CREDIT MASTER FUND SCSP | PRIVATE CREDIT FUND | $472.8M | $10.0M | 181 |
| MONROE CAPITAL PARTNERS FUND II, LP | PRIVATE CREDIT FUND | $9.1M | $0.5M | 3 |
| MONROE CAPITAL PARTNERS FUND, L.P. | PRIVATE CREDIT FUND | $77.7M | $0.5M | 41 |
| MONROE CAPITAL PRIVATE CREDIT FUND 559 LP | PRIVATE CREDIT FUND | $330.4M | $151.0M | 3 |
| MONROE CAPITAL PRIVATE CREDIT FUND I LP | PRIVATE CREDIT FUND | $442.6M | $1.0M | 3 |
| MONROE CAPITAL PRIVATE CREDIT FUND II (IRELAND) ICAV UNLEVERAGED FUND | PRIVATE CREDIT FUND | $34.2M | $0.6M | 7 |
| MONROE CAPITAL PRIVATE CREDIT FUND II (UNLEVERAGED), LP | PRIVATE CREDIT FUND | $30.2M | $5.0M | 9 |
| MONROE CAPITAL PRIVATE CREDIT FUND II, LP | PRIVATE CREDIT FUND | $156.1M | $5.0M | 196 |
| MONROE CAPITAL PRIVATE CREDIT FUND III (UNLEVERAGED) LP | PRIVATE CREDIT FUND | $200.1M | $5.0M | 12 |
| MONROE CAPITAL PRIVATE CREDIT FUND III LP | PRIVATE CREDIT FUND | $827.4M | $5.0M | 272 |
| MONROE CAPITAL PRIVATE CREDIT FUND KTRS LP | PRIVATE CREDIT FUND | $156.1M | $0.0M | 4 |
| MONROE CAPITAL PRIVATE CREDIT FUND L LP | PRIVATE CREDIT FUND | $105.6M | $100.5M | 3 |
| MONROE CAPITAL PRIVATE CREDIT FUND VT LP | PRIVATE CREDIT FUND | $508.7M | $50.0M | 6 |
| MONROE CAPITAL PRIVATE CREDIT MASTER FUND IV (UNLEVERAGED) SCSP | PRIVATE CREDIT FUND | $1,440.4M | $5.0M | 39 |
| MONROE CAPITAL PRIVATE CREDIT MASTER FUND IV SCSP | PRIVATE CREDIT FUND | $1,729.0M | $5.0M | 358 |
| MONROE CAPITAL PRIVATE CREDIT MASTER FUND V (UNLEVERAGED) SCSP SICAV-RAIF | PRIVATE CREDIT FUND | $444.1M | $5.0M | 8 |
| MONROE CAPITAL PRIVATE CREDIT MASTER FUND V SCSP SICAV-RAIF | PRIVATE CREDIT FUND | $270.2M | $5.0M | 31 |
| MONROE CAPITAL PRIVATE CREDIT STARR (UNLEVERAGED) MASTER FUND 1 LP | PRIVATE CREDIT FUND | $15.9M | $10.0M | 3 |
| MONROE CAPITAL PRIVATE CREDIT VERSAILLES MASTER FUND SCSP SICAV-RAIF | PRIVATE CREDIT FUND | $635.5M | $0.6M | 4 |
| MONROE CAPTIAL MML CLO XV, LTD. | Securitized Asset Fund | $400.0M | $0.3M | 3 |
| MONROE PRIVATE CREDIT FUND A, LP | PRIVATE CREDIT FUND | $1,719.3M | $0.5M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOENIG, THEODORE, LEON | Individual | – | MANAGING MEMBER - CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 02/2007 | < 5% |
| EGAN, MICHAEL, JOHN | Individual | – | VICE CHAIRMAN AND CHIEF CREDIT OFFICER | 03/2007 | < 5% |
| ARONSON, THOMAS, CHARLES | Individual | – | VICE CHAIRMAN AND HEAD OF ORIGINATIONS | 03/2007 | < 5% |
| UDDIN, ZIA, NMN | Individual | – | PRESIDENT | 07/2016 | < 5% |
| MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | Domestic Entity | – | SOLE MEMBER | 02/2021 | > 75% |
| MSDJ TRUST | Domestic Entity | MONROE MANAGEMENT HOLDCO, LLC | MEMBER | 02/2007 | 25-50% |
| KOENIG, THEODORE, LEON | Individual | MSDJ TRUST | TRUSTEE | 02/2007 | |
| MARIENAU, SCOTT, ANDREW | Individual | – | CHIEF FINANCIAL OFFICER | 02/2021 | < 5% |
| CASSADY, JAMES, MOUNTZ | Individual | – | CHIEF OPERATING OFFICER | 02/2021 | < 5% |
| MONROE MANAGEMENT HOLDCO, LLC | Domestic Entity | MONROE CAPITAL INVESTMENT HOLDINGS, L.P. | GENERAL PARTNER | 02/2021 | > 75% |
| GRUSZKA, PETER, TOTON | Individual | – | GENERAL COUNSEL | 10/2016 | < 5% |
| KOENIG, THEODORE, LEON | Individual | MONROE MANAGEMENT HOLDCO, LLC | SOLE MANAGING MEMBER | 02/2007 | |
| GREGORY, KRISTAN, RENEE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |