BRAMSHILL INVESTMENTS, LLC
Adviser information for BRAMSHILL INVESTMENTS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 841 | $4.8B |
| Non-Discretionary | 0 | $0 |
| Total | 841 | $4.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 656 | $1.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 10 | $2.2B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $476.3M |
| Pension and profit sharing plans | <5 | $38.4M |
| Charitable organizations | 30 | $231.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 79 | $251.0M |
| Other | <5 | $1.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 1.7B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGED ACCOUNTS CONSULTING RESEARCH PROGRAM | UBS FINANCIAL SERVICES INC. |
| FIRST REPUBLIC PRIVATE WEALTH MANAGEMENT | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC |
| ACCESS | UBS FINANCIAL SERVICES INC. |
| WEALTH HUB ACCESS | JP MORGAN SECURITIES |
| SELECT UMA | MORGAN STANLEY |
| CES | MORGAN STANLEY |
| PAN | WELLS FARGO |
| MAC RESEARCH | RBC |
Principal Office
801 LAUREL OAK DRIVESUITE 300
NAPLES
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (239) 920-7310, Fax: (239) 920-7311
Chief Compliance Officer
MONA DARUWALA
801 LAUREL OAK DRIVE
SUITE 300
NAPLES
FL
United States
Tel:
(239) 920-7317
M***@***********************M
(Full email address available in API data)
Regulatory Contact
STEPHEN SELVER
MEMBER & CHIEF EXECUTIVE OFFICER
801 LAUREL OAK DRIVE
SUITE 300
NAPLES
FL
United States
Tel:
(239) 920-7317
S******@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BRAMSHILL TACTICAL FIXED INCOME MASTER FUND LTD | Hedge Fund | $320.0M | $0.5M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEGAETANO, ARTHUR, ROBERT | Individual | – | MEMBER & CHIEF INVESTMENT OFFICER | 05/2012 | < 5% |
| IRONMEN HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 02/2012 | > 75% |
| DEGAETANO, ARTHUR, ROBERT | Individual | IRONMEN HOLDINGS, LLC | MEMBER | 05/2012 | 25-50% |
| SELVER, STEPHEN, CHRISTOPHER | Individual | – | MEMBER & CHIEF EXECUTIVE OFFICER | 07/2014 | < 5% |
| HIHO INVESTMENTS LLC | Domestic Entity | IRONMEN HOLDINGS, LLC | MEMBER | 09/2014 | 25-50% |
| SELVER, STEPHEN, CHRISTOPHER | Individual | HIHO INVESTMENTS LLC | MEMBER | 08/2014 | 25-50% |
| CIFELLO, GINA, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 09/2017 | < 5% |
| JESTER, KEVIN, WHITE | Individual | – | CHIEF OPERATIONS OFFICER | 09/2018 | < 5% |
| DARUWALA, MONA, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |
| AMATO, NICOLAS, PABLO | Individual | – | CHIEF RISK OFFICER | 07/2023 | < 5% |
| HEDLEY, DAVID, VAN HOUTEN | Individual | – | CHIEF STRATEGY OFFICER | 12/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Alibaba Group Holding Ltd | COMMON STOCK | 886K | 12K | – |
| ArcelorMittal SA | COMMON STOCK | 104K | 5K | – |
| Rio Tinto PLC | COMMON STOCK | 793K | 12K | – |
| Full Truck Alliance Co Ltd | COMMON STOCK | 230K | 29K | – |
| AGNC Investment Corp | COMMON STOCK | 2M | 261K | – |
| Alphabet Inc | COMMON STOCK | 103K | 564 | – |
| Amazon.com Inc | COMMON STOCK | 2M | 9K | – |
| Annaly Capital Management Inc | COMMON STOCK | 2M | 96K | – |
| Antero Midstream Corp | COMMON STOCK | 1M | 75K | – |
| Apollo Commercial Real Estate | COMMON STOCK | 786K | 80K | – |
| Ares Capital Corp | COMMON STOCK | 2M | 80K | – |
| Barrick Gold Corp | COMMON STOCK | 2M | 126K | – |
| Berkshire Hathaway Inc | COMMON STOCK | 153K | 377 | – |
| Cisco Systems Inc | COMMON STOCK | 1M | 22K | – |
| Walt Disney Co/The | COMMON STOCK | 2M | 17K | – |
| Franco-Nevada Corp | COMMON STOCK | 220K | 2K | – |
| Gaming and Leisure Properties | COMMON STOCK | 841K | 19K | – |
| Global Net Lease Inc | COMMON STOCK | 921K | 125K | – |
| HA Sustainable Infrastructure | COMMON STOCK | 94K | 3K | – |
| Hess Midstream LP | COMMON STOCK | 1M | 30K | – |
| Iron Mountain Inc | COMMON STOCK | 988K | 11K | – |
| MP Materials Corp | COMMON STOCK | 41K | 3K | – |
| Microsoft Corp | COMMON STOCK | 532K | 1K | – |
| New Mountain Finance Corp | COMMON STOCK | 1M | 86K | – |
| Rithm Capital Corp | COMMON STOCK | 1M | 101K | – |
| Newmont Corp | COMMON STOCK | 833K | 20K | – |
| NextEra Energy Partners LP | COMMON STOCK | 907K | 33K | – |
| NVIDIA Corp | COMMON STOCK | 494K | 4K | – |
| Oaktree Specialty Lending Corp | COMMON STOCK | 2M | 90K | – |
| OneMain Holdings Inc | COMMON STOCK | 250K | 5K | – |
| Sabra Health Care REIT Inc | COMMON STOCK | 904K | 59K | – |
| Simon Property Group Inc | COMMON STOCK | 1M | 8K | – |
| Sixth Street Specialty Lending | COMMON STOCK | 1M | 70K | – |
| Southwestern Energy Co | COMMON STOCK | 7 | 1 | – |
| Starbucks Corp | COMMON STOCK | 39K | 500 | – |
| Starwood Property Trust Inc | COMMON STOCK | 1M | 60K | – |
| Walmart Inc | COMMON STOCK | 102K | 2K | – |
| Arch Capital Group Ltd | COMMON STOCK | 101K | 1K | – |
| Agnico Eagle Mines Limited/Min | COMMON STOCK | 2M | 37K | – |
| AGCO Corp | COMMON STOCK | 51K | 524 | – |
| Applied Materials Inc | COMMON STOCK | 289K | 1K | – |
| American Homes 4 Rent | COMMON STOCK | 880K | 24K | – |
| Artisan Partners Asset Managem | COMMON STOCK | 852K | 21K | – |
| Brandywine Realty Trust | COMMON STOCK | 1M | 235K | – |
| Blackstone Secured Lending Fun | COMMON STOCK | 2M | 65K | – |
| Deere & Co | COMMON STOCK | 272K | 729 | – |
| Digital Realty Trust Inc | COMMON STOCK | 921K | 6K | – |
| VAALCO Energy Inc | COMMON STOCK | 286K | 46K | – |
| Enbridge Inc | COMMON STOCK | 1M | 30K | – |
| FLEX LNG Ltd | COMMON STOCK | 1M | 38K | – |
| Frontline PLC | COMMON STOCK | 815K | 32K | – |
| FS KKR Capital Corp | COMMON STOCK | 2M | 95K | – |
| Atlantica Sustainable Infrastr | COMMON STOCK | 34K | 2K | – |
| Genco Shipping & Trading Ltd | COMMON STOCK | 929K | 44K | – |
| Garmin Ltd | COMMON STOCK | 293K | 2K | – |
| Hims & Hers Health Inc | COMMON STOCK | 590K | 29K | – |
| IBM | COMMON STOCK | 602K | 3K | – |
| International Paper Co | COMMON STOCK | 22K | 500 | – |
| Ingersoll Rand Inc | COMMON STOCK | 245K | 3K | – |
| Kinetik Holdings Inc | COMMON STOCK | 1M | 29K | – |
| Metagenomi Inc | COMMON STOCK | 63K | 16K | – |
| Altria Group Inc | COMMON STOCK | 109K | 2K | – |
| LyondellBasell Industries NV | COMMON STOCK | 316K | 3K | – |
| Napco Security Technologies In | COMMON STOCK | 289K | 6K | – |
| UiPath Inc | COMMON STOCK | 228K | 18K | – |
| PulteGroup Inc | COMMON STOCK | 258K | 2K | – |
| Park Hotels & Resorts Inc | COMMON STOCK | 874K | 58K | – |
| Palantir Technologies Inc | COMMON STOCK | 203K | 8K | – |
| RenaissanceRe Holdings Ltd | COMMON STOCK | 224K | 1K | – |
| RTX Corp | COMMON STOCK | 1M | 11K | – |
| Sabine Royalty Trust | COMMON STOCK | 1M | 16K | – |
| Southern Copper Corp | COMMON STOCK | 136K | 1K | – |
| SandRidge Energy Inc | COMMON STOCK | 792K | 61K | – |
| SFL Corp Ltd | COMMON STOCK | 906K | 65K | – |
| Skyworks Solutions Inc | COMMON STOCK | 298K | 3K | – |
| Tapestry Inc | COMMON STOCK | 158K | 4K | – |
| Uber Technologies Inc | COMMON STOCK | 431K | 6K | – |
| Viking Holdings Ltd | COMMON STOCK | 173K | 5K | – |
| Viper Energy Inc | COMMON STOCK | 921K | 25K | – |
| Weyerhaeuser Co | COMMON STOCK | 782K | 28K | – |
| Zebra Technologies Corp | COMMON STOCK | 309K | 1K | – |
| Zscaler Inc | COMMON STOCK | 308K | 2K | – |
| Black Stone Minerals LP | COMMON STOCK | 1M | 68K | – |
| CrossAmerica Partners LP | COMMON STOCK | 1M | 50K | – |
| Delek Logistics Partners LP | COMMON STOCK | 1M | 27K | – |
| Global Partners LP/MA | COMMON STOCK | 973K | 21K | – |
| Icahn Enterprises LP | COMMON STOCK | 649K | 39K | – |
| Kimbell Royalty Partners LP | COMMON STOCK | 1M | 80K | – |
| Sunoco LP | COMMON STOCK | 1M | 21K | – |
| USA Compression Partners LP | COMMON STOCK | 854K | 36K | – |
| AllianceBernstein Holding LP | COMMON STOCK | 751K | 22K | – |
| Alliance Resource Partners LP | COMMON STOCK | 915K | 37K | – |
| Cheniere Energy Partners LP | COMMON STOCK | 2M | 33K | – |
| Enterprise Products Partners L | COMMON STOCK | 2M | 66K | – |
| Energy Transfer LP | COMMON STOCK | 2M | 122K | – |
| MPLX LP | COMMON STOCK | 749K | 18K | – |
| Plains All American Pipeline L | COMMON STOCK | 1M | 82K | – |
| TXO Partners LP | COMMON STOCK | 980K | 49K | – |
| CVR Partners LP | COMMON STOCK | 2M | 22K | – |
| Western Midstream Partners LP | COMMON STOCK | 764K | 19K | – |
| Invesco QQQ Trust Series 1 | EXCHANGE TRADED FUND | 44K | 91 | – |
| Invesco Solar ETF | EXCHANGE TRADED FUND | 774K | 19K | – |
| iShares Global Clean Energy ET | EXCHANGE TRADED FUND | 874K | 66K | – |
| iShares MBS ETF | EXCHANGE TRADED FUND | 29K | 319 | – |
| BlackRock Short Duration Bond | EXCHANGE TRADED FUND | 136M | 3M | – |
| iShares 0-5 Year High Yield Co | EXCHANGE TRADED FUND | 402M | 10M | – |
| JPMorgan Ultra-Short Income ET | EXCHANGE TRADED FUND | 29M | 581K | – |
| PIMCO Enhanced Short Maturity | EXCHANGE TRADED FUND | 22M | 216K | – |
| SPDR S&P 500 ETF Trust | EXCHANGE TRADED FUND | 21K | 39 | – |
| Health Care Select Sector SPDR | EXCHANGE TRADED FUND | 1M | 10K | – |
| Apollo Senior Floating Rate Fu | EXCHANGE TRADED FUND | 860K | 59K | – |
| Global X Artificial Intelligen | EXCHANGE TRADED FUND | 262K | 7K | – |
| Alerian MLP ETF | EXCHANGE TRADED FUND | 2M | 49K | – |
| Blackstone Strategic Credit 20 | EXCHANGE TRADED FUND | 83K | 7K | – |
| ProShares Bitcoin Strategy ETF | EXCHANGE TRADED FUND | 7K | 289 | – |
| BlackRock Municipal Income Tru | EXCHANGE TRADED FUND | 50K | 5K | – |
| Vanguard Total Bond Market ETF | EXCHANGE TRADED FUND | 216K | 3K | – |
| Blackstone Senior Floating Rat | EXCHANGE TRADED FUND | 30K | 2K | – |
| Vanguard Short-Term Bond ETF | EXCHANGE TRADED FUND | 230K | 3K | – |
| First Trust NASDAQ Cybersecuri | EXCHANGE TRADED FUND | 141K | 3K | – |
| iShares CMBS ETF | EXCHANGE TRADED FUND | 134K | 3K | – |
| iShares Core Dividend Growth E | EXCHANGE TRADED FUND | 239K | 4K | – |
| Morgan Stanley Emerging Market | EXCHANGE TRADED FUND | 144K | 32K | – |
| Eaton Vance Municipal Income T | EXCHANGE TRADED FUND | 50K | 5K | – |
| Fidelity Ltd Term Bond ETF | EXCHANGE TRADED FUND | 245K | 5K | – |
| FS Credit Opportunities Corp | EXCHANGE TRADED FUND | 1M | 168K | – |
| First Trust Enhanced Short Mat | EXCHANGE TRADED FUND | 77M | 1M | – |
| SPDR Gold Shares | EXCHANGE TRADED FUND | 387K | 2K | – |
| Western Asset High Income Oppo | EXCHANGE TRADED FUND | 275K | 72K | – |
| Western Asset High Yield Defin | EXCHANGE TRADED FUND | 5M | 410K | – |
| iShares iBonds Dec 2024 Term C | EXCHANGE TRADED FUND | 220K | 9K | – |
| iShares iBonds Dec 2025 Term C | EXCHANGE TRADED FUND | 108K | 4K | – |
| iShares iBonds Dec 2026 Term C | EXCHANGE TRADED FUND | 56K | 2K | – |
| iShares iBonds 2025 Term High | EXCHANGE TRADED FUND | 162K | 7K | – |
| Invesco Value Municipal Income | EXCHANGE TRADED FUND | 56K | 5K | – |
| Invesco Quality Municipal Inco | EXCHANGE TRADED FUND | 51K | 5K | – |
| iShares U.S. Aerospace & Defen | EXCHANGE TRADED FUND | 369K | 3K | – |
| iShares Russell 2000 ETF | EXCHANGE TRADED FUND | 6M | 28K | – |
| Janus Henderson AAA CLO ETF | EXCHANGE TRADED FUND | 53K | 1K | – |
| Nuveen Floating Rate Income Fu | EXCHANGE TRADED FUND | 902K | 104K | – |
| Nuveen Preferred & Income Oppo | EXCHANGE TRADED FUND | 41K | 6K | – |
| Nuveen Credit Strategies Incom | EXCHANGE TRADED FUND | 1M | 190K | – |
| KKR Income Opportunities Fund | EXCHANGE TRADED FUND | 765K | 56K | – |
| FT Vest S&P 500 Dividend Arist | EXCHANGE TRADED FUND | 74K | 1K | – |
| MainStay CBRE Global Infrastru | EXCHANGE TRADED FUND | 890K | 69K | – |
| BlackRock MuniHoldings Fund In | EXCHANGE TRADED FUND | 29K | 2K | – |
| BlackRock MuniYield Quality Fu | EXCHANGE TRADED FUND | 51K | 4K | – |
| BlackRock MuniHoldings New Jer | EXCHANGE TRADED FUND | 54K | 5K | – |
| BlackRock MuniYield Fund Inc | EXCHANGE TRADED FUND | 168K | 15K | – |
| BlackRock MuniYield Quality Fu | EXCHANGE TRADED FUND | 21M | 2M | – |
| Nuveen Quality Municipal Incom | EXCHANGE TRADED FUND | 28M | 2M | – |
| Nuveen AMT-Free Quality Munici | EXCHANGE TRADED FUND | 22M | 2M | – |
| PIMCO Access Income Fund | EXCHANGE TRADED FUND | 1M | 69K | – |
| Pimco Dynamic Income Fund | EXCHANGE TRADED FUND | 11K | 600 | – |
| PIMCO Dynamic Income Opportuni | EXCHANGE TRADED FUND | 1M | 112K | – |
| iShares Preferred and Income S | EXCHANGE TRADED FUND | 446K | 14K | – |
| PIMCO Municipal Income Fund II | EXCHANGE TRADED FUND | 53K | 7K | – |
| Global X Nasdaq 100 Covered Ca | EXCHANGE TRADED FUND | 50K | 3K | – |
| Invesco S&P 500 Equal Weight T | EXCHANGE TRADED FUND | 257K | 7K | – |
| iShares 0-5 Year Investment Gr | EXCHANGE TRADED FUND | 14M | 290K | – |
| Invesco PHLX Semiconductor ETF | EXCHANGE TRADED FUND | 259K | 6K | – |
| Invesco S&P 500 High Dividend | EXCHANGE TRADED FUND | 80K | 2K | – |
| ProShares UltraPro Short Russe | EXCHANGE TRADED FUND | 70K | 3K | – |
| iShares 20 Year Treasury Bond | EXCHANGE TRADED FUND | 52M | 565K | – |
| FCF US Quality ETF | EXCHANGE TRADED FUND | 249K | 4K | – |
| Invesco DB US Dollar Index Bul | EXCHANGE TRADED FUND | 15K | 525 | – |
| Vanguard Long-Term Corporate B | EXCHANGE TRADED FUND | 5M | 65K | – |
| Invesco Municipal Trust | EXCHANGE TRADED FUND | 56K | 6K | – |
| Energy Select Sector SPDR Fund | EXCHANGE TRADED FUND | 149K | 2K | – |