FINANCIAL ADVISORS NETWORK, INC.
Adviser information for FINANCIAL ADVISORS NETWORK, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 13 |
---|---|
Investment Advisory/Research | 11 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 11 |
Licensed Agents of an Insurance Company | 4 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 3,160 | $730.7M |
Non-Discretionary | 348 | $68.4M |
Total | 3,508 | $799.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 399 | $94.1M |
HNW Individuals | 314 | $690.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 20 | $14.1M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshopsCORPORATE TRUST SERVICES |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
---|---|
Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 799.1M |
Portfolio Manager to Program | Sponsor |
---|---|
FINANCIAL ADVISORS NETWORK WRAP FEE PROGRAM | FINANCIAL ADVISORS NETWORK, INC. |
Principal Office
1432 EDINGER AVENUESUITE 200
TUSTIN
CA
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 714-597-6510, Fax: 714-597-6518
Chief Compliance Officer
BRIAN DOUGLASS
FINANCIAL ADVISOR
1432 EDINGER AVENUE
SUITE 200
TUSTIN
CA
United States
Tel:
714-597-6510
Fax:
N/A
B****@*********M
(Full email address available in API data)
Regulatory Contact
DAVID REITER
DIRECTOR OF QUALIFIED PLANS
1432 EDINGER AVENUE
SUITE 200
TUSTIN
CA
United States
Tel:
714-597-6510
D****@*********M
(Full email address available in API data)
Industry Affiliates
FAN TAX PLANNING GROUP | Accountant or accounting firm |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. D.B.A. KAMPS, INC. | Domestic Entity | – | OWNER | 09/2011 | > 75% |
KAMPS 2002 FAMILY TRUST | Domestic Entity | KAMPS ASSET MANAGEMENT PLANNING SERVICES, INC. D.B.A. KAMPS, INC. | OWNER | 09/2011 | > 75% |
KAMPS, ROD, HUNDLEY | Individual | KAMPS 2002 FAMILY TRUST | TRUSTEE & BENEFICIARY TO THE TRUST | 06/2002 | > 75% |
DOUGLASS, BRIAN, LEAMAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
KAMPS, ROD, HUNDLEY | Individual | – | PRESIDENT | 09/2011 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 9th, 2024 for period ending December 31st, 2023
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 681K | 6K | – |
ABBVIE INC | COM | 409K | 3K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 497K | 1K | – |
ADOBE INC | COM | 1M | 2K | – |
ADVANCED MICRO DEVICES INC | COM | 687K | 5K | – |
ALLIANT ENERGY CORP | COM | 233K | 5K | – |
ALLSTATE CORP | COM | 258K | 2K | – |
ALPHABET INC | CAP STK CL A | 731K | 5K | – |
ALPHABET INC | CAP STK CL C | 2M | 16K | – |
ALTRIA GROUP INC | COM | 342K | 8K | – |
AMAZON COM INC | COM | 1M | 7K | – |
AMCOR PLC | ORD | 256K | 27K | – |
AMER STATES WTR CO | COM | 425K | 5K | – |
AMGEN INC | COM | 415K | 1K | – |
APA CORPORATION | COM | 316K | 9K | – |
APPLE INC | COM | 11M | 55K | – |
APPLIED MATLS INC | COM | 743K | 5K | – |
ARISTA NETWORKS INC | COM | 241K | 1K | – |
AUTODESK INC | COM | 5M | 19K | – |
AUTOMATIC DATA PROCESSING IN | COM | 4M | 15K | – |
AUTOZONE INC | COM | 858K | 332 | – |
AVALONBAY CMNTYS INC | COM | 209K | 1K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 442K | 1K | – |
BEST BUY INC | COM | 453K | 6K | – |
BOEING CO | COM | 515K | 2K | – |
BRISTOL-MYERS SQUIBB CO | COM | 234K | 5K | – |
BROADCOM INC | COM | 2M | 1K | – |
C H ROBINSON WORLDWIDE INC | COM NEW | 211K | 2K | – |
CADENCE DESIGN SYSTEM INC | COM | 487K | 2K | – |
CARDINAL HEALTH INC | COM | 4M | 37K | – |
CATERPILLAR INC | COM | 263K | 889 | – |
CF INDS HLDGS INC | COM | 3M | 40K | – |
CHEVRON CORP NEW | COM | 2M | 13K | – |
CHIPOTLE MEXICAN GRILL INC | COM | 229K | 100 | – |
CISCO SYS INC | COM | 763K | 15K | – |
COLGATE PALMOLIVE CO | COM | 3M | 37K | – |
CONAGRA BRANDS INC | COM | 249K | 9K | – |
CONSOLIDATED EDISON INC | COM | 410K | 5K | – |
COSTCO WHSL CORP NEW | COM | 234K | 355 | – |
COTERRA ENERGY INC | COM | 372K | 15K | – |
CUMMINS INC | COM | 337K | 1K | – |
CVS HEALTH CORP | COM | 218K | 3K | – |
DENISON MINES CORP | COM | 31K | 17K | – |
DEVON ENERGY CORP NEW | COM | 251K | 6K | – |
DIAMONDBACK ENERGY INC | COM | 342K | 2K | – |
DIGITAL RLTY TR INC | COM | 221K | 2K | – |
DOMINOS PIZZA INC | COM | 376K | 912 | – |
DTE ENERGY CO | COM | 345K | 3K | – |
DUKE ENERGY CORP NEW | COM NEW | 295K | 3K | – |
EATON CORP PLC | SHS | 205K | 852 | – |
EDISON INTL | COM | 386K | 5K | – |
EDWARDS LIFESCIENCES CORP | COM | 1M | 16K | – |
ELECTRONIC ARTS INC | COM | 697K | 5K | – |
EMERSON ELEC CO | COM | 420K | 4K | – |
EMX RTY CORP | COM | 45K | 28K | – |
ENPHASE ENERGY INC | COM | 724K | 5K | – |
EQUITY RESIDENTIAL | SH BEN INT | 261K | 4K | – |
ETON PHARMACEUTICALS INC | COM | 47K | 11K | – |
EXELON CORP | COM | 204K | 6K | – |
EXPEDIA GROUP INC | COM NEW | 5M | 30K | – |
EXPEDITORS INTL WASH INC | COM | 4M | 29K | – |
EXXON MOBIL CORP | COM | 573K | 6K | – |
F5 INC | COM | 247K | 1K | – |
FASTENAL CO | COM | 461K | 7K | – |
FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 269K | 4K | – |
FIRST TR MORNINGSTAR DIVID L | SHS | 362K | 10K | – |
FORD MTR CO DEL | COM | 241K | 20K | – |
FORTINET INC | COM | 4M | 69K | – |
GARTNER INC | COM | 764K | 2K | – |
GENERAL DYNAMICS CORP | COM | 384K | 1K | – |
GENERAL MLS INC | COM | 308K | 5K | – |
GILEAD SCIENCES INC | COM | 13M | 158K | – |
HOLOGIC INC | COM | 628K | 9K | – |
HOME DEPOT INC | COM | 738K | 2K | – |
HONEYWELL INTL INC | COM | 376K | 2K | – |
HP INC | COM | 4M | 120K | – |
HUMANA INC | COM | 3M | 6K | – |
IDEXX LABS INC | COM | 240K | 432 | – |
INCYTE CORP | COM | 222K | 4K | – |
INTEL CORP | COM | 336K | 7K | – |
INTERNATIONAL BUSINESS MACHS | COM | 532K | 3K | – |
INTERNATIONAL PAPER CO | COM | 306K | 8K | – |
INTERPUBLIC GROUP COS INC | COM | 214K | 7K | – |
INTUIT | COM | 533K | 853 | – |
INVESCO QQQ TR | UNIT SER 1 | 343K | 837 | – |
ISHARES INC | CORE MSCI EMKT | 5M | 97K | – |
ISHARES TR | CALIF MUN BD ETF | 241K | 4K | – |
ISHARES TR | CORE MSCI INTL | 10M | 157K | – |
ISHARES TR | CORE S&P SCP ETF | 267K | 2K | – |
ISHARES TR | CORE S&P500 ETF | 699K | 1K | – |
ISHARES TR | CORE US AGGBD ET | 412K | 4K | – |
ISHARES TR | IBOXX HI YD ETF | 13M | 162K | – |
ISHARES TR | JPMORGAN USD EMG | 8M | 92K | – |
ISHARES TR | MSCI EAFE ETF | 8M | 102K | – |
ISHARES TR | MSCI EMG MKT ETF | 3M | 79K | – |
ISHARES TR | S&P 500 GRWT ETF | 9M | 119K | – |
ISHARES TR | S&P 500 VAL ETF | 9M | 53K | – |
ISHARES TR | S&P SML 600 GWT | 2M | 14K | – |
ISHARES TR | SP SMCP600VL ETF | 11M | 106K | – |
JOHNSON & JOHNSON | COM | 598K | 4K | – |
JPMORGAN CHASE & CO | COM | 308K | 2K | – |
KELLANOVA | COM | 282K | 5K | – |
KEYSIGHT TECHNOLOGIES INC | COM | 239K | 2K | – |
KIMBERLY-CLARK CORP | COM | 336K | 3K | – |
KIMCO RLTY CORP | COM | 226K | 11K | – |
LOCKHEED MARTIN CORP | COM | 937K | 2K | – |
LYONDELLBASELL INDUSTRIES N | SHS - A - | 378K | 4K | – |
MAIN STR CAP CORP | COM | 216K | 5K | – |
MARATHON OIL CORP | COM | 321K | 13K | – |
MASCO CORP | COM | 1M | 17K | – |
MASTERCARD INCORPORATED | CL A | 4M | 9K | – |
MCDONALDS CORP | COM | 515K | 2K | – |
MCKESSON CORP | COM | 4M | 8K | – |
MEDTRONIC PLC | SHS | 223K | 3K | – |
MERCK & CO INC | COM | 249K | 2K | – |
META PLATFORMS INC | CL A | 1M | 3K | – |
METLIFE INC | COM | 338K | 5K | – |
METTLER TOLEDO INTERNATIONAL | COM | 644K | 531 | – |
MICROSOFT CORP | COM | 3M | 7K | – |
MODERNA INC | COM | 407K | 4K | – |
MOTOROLA SOLUTIONS INC | COM NEW | 216K | 689 | – |
NETAPP INC | COM | 251K | 3K | – |
NETFLIX INC | COM | 3M | 7K | – |
NUCOR CORP | COM | 4M | 23K | – |
NVIDIA CORPORATION | COM | 1M | 3K | – |
OMNICOM GROUP INC | COM | 242K | 3K | – |
OREILLY AUTOMOTIVE INC | COM | 4M | 4K | – |
OTIS WORLDWIDE CORP | COM | 4M | 40K | – |
PACKAGING CORP AMER | COM | 545K | 3K | – |
PAYCHEX INC | COM | 1M | 10K | – |
PHILIP MORRIS INTL INC | COM | 748K | 8K | – |
PIONEER NAT RES CO | COM | 466K | 2K | – |
PROCTER AND GAMBLE CO | COM | 1M | 8K | – |
PROLOGIS INC. | COM | 1M | 11K | – |
QORVO INC | COM | 235K | 2K | – |
QUALCOMM INC | COM | 522K | 4K | – |
ROBERT HALF INC. | COM | 524K | 6K | – |
RTX CORPORATION | COM | 1M | 13K | – |
SCHWAB STRATEGIC TR | US LCAP GR ETF | 23M | 274K | – |
SCHWAB STRATEGIC TR | US LCAP VA ETF | 18M | 252K | – |
SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 311K | 4K | – |
SELECT SECTOR SPDR TR | COMMUNICATION | 304K | 4K | – |
SIMON PPTY GROUP INC NEW | COM | 329K | 2K | – |
SKYWORKS SOLUTIONS INC | COM | 495K | 4K | – |
SNAP ON INC | COM | 258K | 894 | – |
SPDR S&P 500 ETF TR | TR UNIT | 2M | 5K | – |
SPDR SER TR | S&P 600 SMCP GRW | 2M | 19K | – |
SPDR SER TR | S&P 600 SMCP VAL | 1M | 13K | – |
STARBUCKS CORP | COM | 335K | 3K | – |
STEEL DYNAMICS INC | COM | 4M | 31K | – |
TERADYNE INC | COM | 712K | 7K | – |
TESLA INC | COM | 908K | 4K | – |
TEXAS INSTRS INC | COM | 516K | 3K | – |
UNITEDHEALTH GROUP INC | COM | 1M | 3K | – |
VALERO ENERGY CORP | COM | 284K | 2K | – |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 6M | 75K | – |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 66M | 899K | – |
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 10M | 201K | – |
VANGUARD INDEX FDS | GROWTH ETF | 21M | 67K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 4M | 43K | – |
VANGUARD INDEX FDS | SM CP VAL ETF | 2M | 13K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 5M | 23K | – |
VANGUARD INDEX FDS | SML CP GRW ETF | 4M | 16K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 677K | 3K | – |
VANGUARD INDEX FDS | VALUE ETF | 39M | 259K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 17M | 416K | – |
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 393K | 5K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 480K | 3K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 16M | 280K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 28M | 586K | – |
VERISIGN INC | COM | 3M | 16K | – |
VERIZON COMMUNICATIONS INC | COM | 534K | 14K | – |
VISA INC | COM CL A | 302K | 1K | – |
WALGREENS BOOTS ALLIANCE INC | COM | 229K | 9K | – |
WALMART INC | COM | 319K | 2K | – |
WEC ENERGY GROUP INC | COM | 357K | 4K | – |
WESTROCK CO | COM | 234K | 6K | – |