Hedge Fund Database

ALPHA WAVE GLOBAL, LP

Adviser information for ALPHA WAVE GLOBAL, LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 108
Investment Advisory/Research 45
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 18 $5.8B
Non-Discretionary 3 $13.6B
Total 21 $19.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 20 $17.7B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions <5 $1.7B
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 86

Services

Advisory Services Portfolio management for pooled investment vehiclesNON-DISCRETIONARY RESEARCH AND ADVISORY SERVICES TO A THIRD PARTY MANAGER IN CONNECTION WITH A SPECIFIC INVESTMENT
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-74667
SEC ERA File Number 801-74667
SEC CIK Numbers 1558858
SEC CRD Numbers 160894
Legal Entity Identifier 549300DZQQ32RHX3VW28

Principal Office

667 MADISON AVENUE
19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM-6PM
Tel: 212 803-9080, Fax: None

Websites

www.linkedin.com/company/alphawaveglobal www.alphawaveglobal.com/

Chief Compliance Officer

JOSEPH DAVID SCHNEIDER
667 MADISON AVENUE
19TH FLOOR
NEW YORK
NY
United States
Tel: 212-230-2294
(Full email address available in API data)

Regulatory Contact

CATHY ANN WEIST
CO-COO AND GENERAL COUNSEL
667 MADISON AVENUE
19TH FLOOR
NEW YORK
NY
United States
Tel: 212-803-9080
(Full email address available in API data)

Industry Affiliates

ABU DHABI CATALYST PARTNERS LIMITED Other investment adviser, including financial planners
ALPHA WAVE (CAYMAN) GP, LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ALPHA WAVE CREDIT GP, LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ALPHA WAVE GLOBAL MANAGEMENT, LP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ALPHA WAVE GLOBAL, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ALPHA WAVE INDIA GP, LP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ALPHA WAVE SPECIAL OPPORTUNITIES GP, LP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ALPHA WAVE SPECIAL SITUATIONS GP, LP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ALPHA WAVE VENTURES GP, LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
FALCON EDGE GENERAL PARTNER, LP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ALPHA WAVE CI I, LP Private Equity Fund $16.6M $1.0M 8
ALPHA WAVE CI II, LP Private Equity Fund $40.4M $1.0M 2
ALPHA WAVE CI IV, LP Private Equity Fund $552.4M $1.0M 5
ALPHA WAVE CI V, LLC Private Equity Fund $8.0M $1.0M 4
ALPHA WAVE HOLDINGS, LP Private Equity Fund $290.8M $1.0M 2
ALPHA WAVE INCUBATION, LP Private Equity Fund $593.3M $1.0M 2
ALPHA WAVE INDIA I LP Private Equity Fund $234.8M $1.0M 12
ALPHA WAVE INDIA NBFC FUND, LP Private Equity Fund $46.2M $1.0M 8
ALPHA WAVE SPECIAL OPPORTUNITIES, LP Private Equity Fund $210.5M $10.0M 23
ALPHA WAVE VENTURES II, LP Private Equity Fund $9,918.3M $500.0M 14
ALPHA WAVE VENTURES, LP Private Equity Fund $1,813.8M $1.0M 3
AWC MASTER FUND A, LP Hedge Fund $2,010.7M $500.0M 4
FALCON EDGE GLOBAL MASTER FUND, LP Hedge Fund $478.7M $10.0M 86
FALCON Q LP Hedge Fund $250.2M $1.0M 2
MORAINE MASTER FUND, LP Hedge Fund $1,251.8M $10.0M 2

Control Persons

Name Type Entity Title Since Ownership
GERSON, RICHARD, MATTHEW Individual – FOUNDER, CHAIRMAN AND CHIEF INVESTMENT OFFICER 07/2011 < 5%
UDWADIA, NAVROZ, DARIUS Individual – CO-FOUNDER AND PARTNER 07/2011 < 5%
ALPHA WAVE GLOBAL, LLC Domestic Entity – GENERAL PARTNER 07/2011 < 5%
ALPHA WAVE GLOBAL MANAGEMENT, LP Foreign Entity ALPHA WAVE GLOBAL, LLC SOLE MEMBER 10/2011 > 75%
GERSON, RICHARD, MATTHEW Individual ALPHA WAVE GLOBAL MANAGEMENT, LP LIMITED PARTNER 08/2011 25-50%
ALPHA WAVE (CAYMAN) GP, LTD Foreign Entity ALPHA WAVE GLOBAL MANAGEMENT, LP GENERAL PARTNER 08/2011
GERSON, RICHARD, MATTHEW Individual ALPHA WAVE (CAYMAN) GP, LTD SHAREHOLDER 05/2012 25-50%
UDWADIA, NAVROZ, DARIUS Individual ALPHA WAVE (CAYMAN) GP, LTD SHAREHOLDER 05/2012 25-50%
UDWADIA, NAVROZ, DARIUS Individual ALPHA WAVE GLOBAL MANAGEMENT, LP LIMITED PARTNER 08/2011 25-50%
COREY, MATTHEW, JAMES Individual – CHIEF FINANCIAL OFFICER AND CO-CHIEF OPERATING OFFICER 03/2020 < 5%
ZINKERMAN, JEFFREY, ROBERT Individual – CHIEF TECHNOLOGY OFFICER 09/2018 < 5%
EL KHOURY, RYAN, FRANCIS Individual ALPHA WAVE GLOBAL MANAGEMENT, LP LIMITED PARTNER 07/2020 25-50%
EL KHOURY, RYAN, FRANCIS Individual ALPHA WAVE (CAYMAN) GP, LTD SHAREHOLDER 07/2020 25-50%
WEIST, CATHY, ANN Individual – GENERAL COUNSEL AND CO-CHIEF OPERATING OFFICER 11/2020 < 5%
FALCON EDGE HOLDINGS, LLC Domestic Entity – LIMITED PARTNER 12/2020 > 75%
GERSON, RICHARD, MATTHEW Individual FALCON EDGE HOLDINGS, LLC MANAGING MEMBER 12/2020 > 75%
SCHNEIDER, JOSEPH, DAVID Individual – CHIEF COMPLIANCE OFFICER 06/2021 < 5%
EL KHOURY, RYAN, FRANCIS Individual – CO-FOUNDER AND PARTNER 07/2011 < 5%

No. Employees, Historic

200100020202021202220232024202522 on 4/24/202022 on 8/22/202022 on 12/11/202022 on 12/16/202039 on 3/31/202139 on 7/1/202159 on 11/24/202159 on 11/24/202159 on 12/14/202160 on 3/31/202260 on 9/14/202260 on 10/19/202260 on 12/12/202276 on 3/31/202376 on 5/15/202376 on 6/30/2023108 on 3/29/2024

RAUM, Historic

30B15B02020202120222023202420253722839348 on 4/24/20203722839348 on 8/22/20203722839348 on 12/11/20203722839348 on 12/16/20205206877004 on 3/31/20215206877004 on 7/1/202112450553503 on 11/24/202112450553503 on 11/24/202112450553503 on 12/14/202118042301216 on 3/31/202218042301216 on 9/14/202218042301216 on 10/19/202218042301216 on 12/12/202220002921061 on 3/31/202320002921061 on 5/15/202320002921061 on 6/30/202319427416985 on 3/29/2024

No. Clients, Historic

2010020202021202220232024202516 on 4/24/202016 on 8/22/202016 on 12/11/202016 on 12/16/202016 on 3/31/202116 on 7/1/202114 on 11/24/202114 on 11/24/202114 on 12/14/202118 on 3/31/202218 on 9/14/202218 on 10/19/202218 on 12/12/202220 on 3/31/202320 on 5/15/202320 on 6/30/202320 on 3/29/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALIGHT INC COM CL A 3M 394K –
ALTO NEUROSCIENCE INC COM SHS 40M 4M –
ARBOR REALTY TRUST INC COM 6M 441K –
BLOOM ENERGY CORP COM CL A 3M 241K –
CARPENTER TECHNOLOGY CORP COM 21M 194K –
CREDIT ACCEP CORP MICH COM 15M 29K –
DENISON MINES CORP COM 5M 3M –
ENERGY RECOVERY INC COM 8M 607K –
FLOWERS FOODS INC COM 3M 156K –
IRIS ACQUISITION CORP *W EXP 02/28/202 8K 211K –
KENVUE INC COM 12M 663K –
LANVIN GROUP HOLDINGS LIMITE *W EXP 01/14/202 7K 200K –
LAVA THERAPEUTICS NV SHS 157K 87K –
LENZ THERAPEUTICS INC COM 62M 4M –
MARIADB PLC *W EXP 12/16/202 30K 200K –
MULTIPLAN CORPORATION COM 496K 1M –
NEXGEN ENERGY LTD COM 13M 2M –
PAYONEER GLOBAL INC COM 1M 224K –
PNM RES INC COM 13M 341K –
PORCH GROUP INC COM 4M 2M –
RADNET INC COM 50M 848K –
WM TECHNOLOGY INC *W EXP 06/16/202 44K 831K –
WM TECHNOLOGY INC COM 2M 2M –
WOODWARD INC COM 43M 247K –
X FINL SPONSORED ADS 223K 52K –