Hedge Fund Database

4THOUGHT FINANCIAL GROUP INC.

Adviser information for 4THOUGHT FINANCIAL GROUP INC. last updated from Form ADV on January 3rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 23

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 739 $143.2M
Non-Discretionary 18 $3.5M
Total 757 $146.7M

Clients

Type Number RAUM
Individuals 266 $117.2M
HNW Individuals <5 $0
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 35 $26.3M
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers 0 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 1 $3.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters
Compensation % of AUMHourly chargesSubscription feesFixed fees
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 143.2M
Portfolio Manager 143.2M
Both for Same 143.2M
Portfolio Manager to Program Sponsor
4THOUGHT TRADITIONAL STRATEGIC ALLOCATION 4THOUGHT FINANCIAL GROUP INC.
4THOUGHT TRADITIONAL AGGRESSIVE ALLOCATION 4THOUGHT FINANCIAL GROUP INC.
4THOUGHT TRADITIONAL MODERATE ALLOCATION 4THOUGHT FINANCIAL GROUP INC.
4THOUGHT FIXED INCOME PLUS 4THOUGHT FINANCIAL GROUP INC.
4THOUGHT SELECTIVE STOCK ALLOCATION 4THOUGHT FINANCIAL GROUP INC.
4THOUGHT MULTI-METHOD CONSTRAINED 4THOUGHT FINANCIAL GROUP INC.
4THOUGHT GLOBAL STRATEGIC ALLOCATION 4THOUGHT FINANCIAL GROUP INC.
4THOUGHT CUSTOM/LIABILITY-DRIVEN INVESTING 4THOUGHT FINANCIAL GROUP INC.
4THOUGHT TRADITIONAL CONSERVATIVE ALLOCATION 4THOUGHT FINANCIAL GROUP INC.
4THOUGHT OPPORTUNISTIC UNCONSTRAINED ALLOCATION 4THOUGHT FINANCIAL GROUP INC.
4THOUGHT MULTI-METHOD UNCONSTRAINED 4THOUGHT FINANCIAL GROUP INC.

Identifiers

SEC RIA File Number 801-74692
SEC ERA File Number 801-74692
SEC CIK Numbers 1840261
SEC CRD Numbers 162997
Legal Entity Identifier None

Principal Office

6851 JERICHO TURNPIKE
SUITE 120
SYOSSET
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 516-300-1617, Fax: 516-802-7524

Websites

www.facebook.com/4thoughtfinancialgroup/ www.4tfg.com www.linkedin.com/company/3043702/ www.youtube.com/channel/ucehrk-25mawftlnzdvfsn3g

Chief Compliance Officer

JESSE B. MACKEY
CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER
6851 JERICHO TURNPIKE
SUITE 120
SYOSSET
NY
United States
Tel: 516-408-3112
(Full email address available in API data)

Industry Affiliates

4THOUGHT FINANCIAL GROUP INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MACKEY, JESSE, BRIAN Individual – CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, SHAREHOLDER 12/2010 25-50%
LEVINE, MARTIN, ELLIOT Individual – CHIEF MARKETING OFFICER, SHAREHOLDER 12/2010 25-50%
MACKEY, BRIAN, CRAIG Individual – CHAIRMAN, SHAREHOLDER 12/2010 10-25%
MACKEY, DANIEL, RICHARD Individual – CHIEF FINANCIAL OFFICER, INVESTOR RELATIONS OFFICER, SHAREHOLDER 06/2020 10-25%

No. Employees, Historic

10502020202120222023202420257 on 1/3/20207 on 4/30/20206 on 1/5/20216 on 1/5/20226 on 1/4/20235 on 1/3/2024

RAUM, Historic

200M100M020202021202220232024202599209572 on 1/3/202099209572 on 4/30/2020112451849 on 1/5/2021137532659 on 1/5/2022119681745 on 1/4/2023146661301 on 1/3/2024

No. Clients, Historic

4002000202020212022202320242025208 on 1/3/2020208 on 4/30/2020272 on 1/5/2021303 on 1/5/2022340 on 1/4/2023302 on 1/3/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMERICAN TOWER CORP NEW COM 10K 52 –
AMPLIFY ETF TR AMPLIFY ETHO CLI 84K 1K –
APPLE INC COM 43K 206 –
BJS WHSL CLUB HLDGS INC COM 11K 125 –
CONSOL ENERGY INC NEW COM 8K 75 –
DBX ETF TR XTRACK MSCI EURP 121K 3K –
DISNEY WALT CO COM 12K 124 –
ETF SER SOLUTIONS VIDENT US EQUITY 18K 327 –
GLOBAL X FDS GBL X FTSE ETF 16K 1K –
HOME DEPOT INC COM 23K 68 –
INVESCO QQQ TR UNIT SER 1 3K 6 –
INVESCO EXCH TRADED FD TR II SR LN ETF 290K 14K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 HG 448K 21K –
INVESCO EXCH TRD SLF IDX FD INVSCO 28 HYCORP 448K 21K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 786K 43K –
INVESCO EXCH TRD SLF IDX FD BULETSHS 2027 443K 20K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 498K 22K –
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 793K 40K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 800K 42K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 501K 22K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 805K 39K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 818K 36K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 4M 190K –
INVESCO EXCH TRD SLF IDX FD INVESCO BULLETSH 357K 14K –
INVESCO EXCH TRD SLF IDX FD BULLETSHS 2030 454K 18K –
INVESCO DB US DLR INDEX TR BULLISH FD 92K 3K –
ISHARES INC MSCI AUST ETF 13K 528 –
ISHARES INC FRONTIER AND SEL 72K 3K –
ISHARES INC MSCI BRAZIL ETF 9K 317 –
ISHARES INC MSCI CDA ETF 15K 413 –
ISHARES INC MSCI ISRAEL ETF 3K 52 –
ISHARES INC MSCI CHILE ETF 2K 65 –
ISHARES INC MSCI TURKEY ETF 6K 148 –
ISHARES INC MSCI STH KOR ETF 12K 189 –
ISHARES INC MSCI MEXICO ETF 7K 122 –
ISHARES INC MSCI HONG KG ETF 2K 156 –
ISHARES TR TIPS BD ETF 635K 6K –
ISHARES TR CORE S&P500 ETF 15M 27K –
ISHARES TR IBOXX INV CP ETF 333K 3K –
ISHARES TR 20 YR TR BD ETF 6M 63K –
ISHARES TR MSCI EAFE ETF 7M 85K –
ISHARES TR CORE S&P MCP ETF 360K 6K –
ISHARES TR RUS 1000 GRW ETF 2M 4K –
ISHARES TR CORE S&P SCP ETF 9M 84K –
ISHARES TR JPMORGAN USD EMG 692K 8K –
ISHARES TR MSCI KLD400 SOC 264K 3K –
ISHARES TR NEW ZEALAND ETF 2K 37 –
ISHARES TR MSCI PERU AND GL 2K 40 –
ISHARES TR CHINA SM-CAP ETF 12K 506 –
ISHARES TR MSCI INDIA ETF 21K 383 –
ISHARES TR MSCI POLAND ETF 4K 179 –
ISHARES TR CORE MSCI EAFE 2M 34K –
ISHARES INC CORE MSCI EMKT 2M 44K –
ISHARES INC MSCI TAIWAN ETF 5K 96 –
ISHARES INC ESG AWR MSCI EM 67K 2K –
ISHARES TR MSCI SAUDI ARBIA 6K 148 –
ISHARES TR MSCI LW CRB TG 18K 98 –
ISHARES TR MSCI UAE ETF 3K 184 –
ISHARES TR MSCI QATAR ETF 1K 70 –
ISHARES TR HDG MSCI JAPAN 28K 635 –
ISHARES TR IBONDS DEC25 ETF 4M 147K –
ISHARES TR IBONDS DEC24 ETF 725K 29K –
ISHARES TR ESG AWRE 1 5 YR 222K 9K –
ISHARES TR ESG AW MSCI EAFE 66K 844 –
ISHARES TR MSCI GBL SUS DEV 16K 218 –
ISHARES TR IBONDS DEC2026 4M 154K –
ISHARES TR IBDS DEC28 ETF 4M 143K –
ISHARES TR ESG AWR US AGRGT 222K 5K –
ISHARES TR ESG AWARE MSCI 65K 2K –
ISHARES TR IBONDS 27 ETF 4M 183K –
ISHARES TR IBONDS DEC 2033 4M 159K –
ISHARES TR IBONDS DEC 29 4M 156K –
ISHARES TR IBONDS DEC 2032 4M 164K –
ISHARES TR IBONDS DEC 2031 4M 214K –
ISHARES TR IBONDS DEC 2030 4M 204K –
MASTERCARD INCORPORATED CL A 22K 49 –
MCDONALDS CORP COM 10K 38 –
MICROSOFT CORP COM 57K 128 –
MONDELEZ INTL INC CL A 359K 5K –
NEWS CORP NEW CL B 3K 93 –
NUSHARES ETF TR ESG HI TLD CRP 110K 5K –
RTX CORPORATION COM 8K 80 –
RESEARCH SOLUTIONS INC COM 215K 84K –
SPDR S&P 500 ETF TR TR UNIT 45M 82K –
SPDR GOLD TR GOLD SHS 20K 91 –
SPDR INDEX SHS FDS S&P CHINA ETF 109K 2K –
SPDR INDEX SHS FDS S&P EMKTSC ETF 26K 447 –
SPDR SER TR FTSE INT GVT ETF 320K 8K –
SPDR SER TR BLOOMBERG INTL T 283K 13K –
SPDR SER TR BLOOMBERG HIGH Y 304K 3K –
SPDR SER TR SPDR S&P 500 ETF 265K 6K –
TESLA INC COM 67K 340 –
TEXAS INSTRS INC COM 22K 112 –
UNITEDHEALTH GROUP INC COM 10K 20 –
VANECK ETF TRUST AFRICA INDEX ETF 18K 1K –
VANGUARD BD INDEX FDS SHORT TRM BOND 1K 17 –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 3K 23 –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 7M 158K –
VANGUARD SCOTTSDALE FDS LG-TERM COR BD 3M 45K –
VANGUARD INDEX FDS MID CAP ETF 9M 36K –
VANGUARD INDEX FDS VALUE ETF 479K 3K –
VANGUARD INDEX FDS SMALL CP ETF 368K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 182K 681 –
VISA INC COM CL A 16K 61 –
WASTE MGMT INC DEL COM 18K 85 –
WISDOMTREE TR JPN SCAP HDG EQT 7K 195 –
WISDOMTREE TR EUR HDG SMLCAP 29K 778 –
LINDE PLC SHS 6K 14 –