HUDSON COMPANIES
HUDSON VALLEY WEALTH MANAGEMENT, INC Legal Name
Adviser information for HUDSON COMPANIES last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 385 | $88.5M |
| Non-Discretionary | 106 | $23.6M |
| Total | 491 | $112.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 27 | $31.2M |
| HNW Individuals | 59 | $56.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $24.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-74737 |
|---|---|
| SEC ERA File Number | 801-74737 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146338 |
| Legal Entity Identifier | None |
Principal Office
15 EAST CENTRAL AVENUEPEARL RIVER
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (845) 920-1600, Fax: (845) 735-5903
Chief Compliance Officer
CHRIS CONOVER
MANAGING MEMBER
15 EAST CENTRAL AVENUE
PEARL RIVER
NY
United States
Tel:
(845) 920-1600
Fax:
(845) 735-5903
C*******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HUDSON PRIVATE LP | Private Equity Fund | $18.5M | $1.0M | 41 |
| PROUDLIVING NEW JERSEY REAL ESTATE FUND LP | Real Estate Fund | $4.0M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONOVER, CHRISTOPHER, JAMES | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 10/2020 | > 75% |