NEPSIS ADVISOR SERVICES, INC.
Adviser information for NEPSIS ADVISOR SERVICES, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-74765 |
|---|---|
| SEC ERA File Number | 801-74765 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162340 |
| Legal Entity Identifier | None |
Principal Office
8674 EAGLE CREEK CIRCLEMINNEAPOLIS
MN
United States
Monday - Friday, 8 A.M. TO 5 P.M.
Tel: 952-746-2003, Fax: 952-746-2006
Chief Compliance Officer
MARK PEARSON
PRESIDENT, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER
8674 EAGLE CREEK CIRCLE
MINNEAPOLIS
MN
United States
Tel:
952-746-2003
Fax:
952-746-2006
M*******@********************M
(Full email address available in API data)
Regulatory Contact
DAVID KRYPEL
VP OPERATIONS
8674 EAGLE CREEK CIRCLE
MINNEAPOLIS
MN
United States
Tel:
952-746-2003
Fax:
952-746-2006
D******@********************M
(Full email address available in API data)
Industry Affiliates
| NEPSIS INSURANCE SERVICES | Insurance company or agency |
| NEPSIS TAX SOLUTIONS, LLC | Accountant or accounting firm |
| NEPSIS, INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEARSON, MARK, WILLIAM | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2012 | > 75% |