PREMISE CAPITAL, LLC
Adviser information for PREMISE CAPITAL, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-74819 |
|---|---|
| SEC ERA File Number | 801-74819 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162430 |
| Legal Entity Identifier | None |
Principal Office
1144 STONEHAVEN CIR.AURORA
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (630) 596-9911, Fax: None
Chief Compliance Officer
GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| HALO SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTMENT ADVISORY AND FINANCIAL PLANNING | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REYNOLDS, SCOTT, BRITTON | Individual | REYNOLDS FINANCIAL GROUP, LLC | MANAGING MEMBER | 01/1983 | 50-75% |
| SADZEWICZ, GERY, JOSEPH | Individual | – | CCO | 02/2012 | < 5% |
| REYNOLDS FINANCIAL GROUP, LLC | Domestic Entity | – | MEMBER | 06/2012 | 25-50% |
| ROLENCE, JASON, ANTHONY | Individual | – | MANAGING MEMBER | 06/2012 | 50-75% |
| QUALIO, TYLER, DAVID | Individual | REYNOLDS FINANCIAL GROUP, LLC | MEMBER | 06/2005 | 25-50% |
| REYNOLDS, SCOTT, BRITTON | Individual | – | CO-MANAGING MEMBER | 06/2012 | < 5% |
| REYNOLDS, BRITTON, HILL | Individual | – | MEMBER | 01/2014 | 10-25% |