NOKOMIS CAPITAL, L.L.C.
Adviser information for NOKOMIS CAPITAL, L.L.C. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Texas, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 2 | $641.3M |
Non-Discretionary | 0 | $0 |
Total | 2 | $641.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $451.1M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $190.2M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 50 |
Services
Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Principal Office
1717 MCKINNEY AVENUESUITE 850
DALLAS
TX
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 972.590.4100, Fax: 972.590.4109
Chief Compliance Officer
SUVARNA KUTTY
CHIEF FINANCIAL OFFICER
4347 WEST NORTHWEST HIGHWAY
SUITE 130, PO BOX 155
DALLAS
TX
United States
Tel:
972.590.4105
Fax:
972.590.4109
S******@*****************M
(Full email address available in API data)
Regulatory Contact
BRETT A. HENDRICKSON
MANAGER
1717 MCKINNEY AVENUE
SUITE 850
DALLAS
TX
United States
Tel:
972.590.4100
Fax:
972.590.4109
B****@*****************M
(Full email address available in API data)
Industry Affiliates
NOKOMIS CAPITAL ADVISORS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
NOKOMIS CAPITAL MASTER FUND, L.P. | Hedge Fund | $451.1M | $1.5M | 76 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HENDRICKSON, BRETT, ALLEN | Individual | – | MANAGER AND MEMBER | 10/2007 | > 75% |
KUTTY, SUVARNA | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 12/2008 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ACRES COMMERCIAL REALTY CORP | COM NEW | 3M | 262K | – |
AGNICO EAGLE MINES LTD | COM | 8M | 124K | – |
AGNICO EAGLE MINES LTD | COM | 307K | 5K | – |
ALAMOS GOLD INC NEW | COM CL A | 3M | 186K | – |
ALTENERGY ACQUISITION CORP | UNIT 10/29/2026 | 2M | 169K | – |
AMPLIFY ETF TR | AMPLIFY JUNIOR S | 5M | 418K | – |
AMPLIFY ETF TR | AMPLIFY JUNIOR S | 2M | 135K | – |
ANTERO RESOURCES CORP | COM | 4M | 110K | – |
APPLIED DIGITAL CORP | COM NEW | 33M | 6M | – |
APPLIED DIGITAL CORP | COM NEW | 3M | 471K | – |
ARCH RESOURCES INC | CL A | 4M | 23K | – |
B. RILEY FINANCIAL INC | COM | 936K | 53K | – |
BEAZER HOMES USA INC | COM NEW | 12M | 427K | – |
BRC INC | COM CL A | 149K | 24K | – |
CENTERRA GOLD INC | COM | 3M | 434K | – |
CENTURY CASINOS INC | COM | 7M | 3M | – |
DESKTOP METAL INC | COM CL A | 938K | 227K | – |
DIAMONDBACK ENERGY INC | COM | 6M | 31K | – |
ENERGY TRANSFER L P | COM UT LTD PTN | 1M | 79K | – |
FUNKO INC | COM CL A | 452K | 46K | – |
GLOBAL SHIP LEASE INC NEW | COM CL A | 6M | 215K | – |
GREENFIRE RES LTD NEW | COM SHS | 8M | 1M | – |
HUDBAY MINERALS INC | COM | 5M | 605K | – |
ISHARES SILVER TR | ISHARES | 15M | 565K | – |
KIMBELL RTY PARTNERS LP | UNIT | 3M | 187K | – |
KINROSS GOLD CORP | COM | 457K | 55K | – |
KKR REAL ESTATE FIN TR INC | COM | 558K | 62K | – |
LANDSEA HOMES CORP | COM | 11M | 1M | – |
LAZYDAYS HLDGS INC | COM | 1M | 510K | – |
MACH NATURAL RESOURCES LP | COM UNIT LTD PAR | 4M | 213K | – |
MAG SILVER CORP | COM | 10M | 877K | – |
MAUI LD & PINEAPPLE INC | COM | 2M | 91K | – |
MAYVILLE ENGR CO INC | COM | 383K | 23K | – |
MOBIX LABS INC | *W EXP 99/99/999 | 6K | 30K | – |
NAVIOS MARITIME PARTNERS L P | COM UNIT LPI | 806K | 16K | – |
NEW FORTRESS ENERGY INC | COM CL A | 5M | 216K | – |
NEXGEN ENERGY LTD | COM | 9M | 1M | – |
ORION S.A. | COM | 3M | 148K | – |
PERPETUA RESOURCES CORP | COM | 508K | 98K | – |
PORTILLOS INC | COM CL A | 4M | 405K | – |
ROTH CH ACQUISITION V CO | UNIT 12/10/2026 | 2M | 200K | – |
SEADRILL 2021 LTD | COM | 13M | 244K | – |
SKEENA RES LTD NEW | COM | 180K | 34K | – |
SPDR GOLD TR | GOLD SHS | 924K | 4K | – |
SPDR GOLD TR | GOLD SHS | 18M | 85K | – |
SPDR S&P 500 ETF TR | TR UNIT | 26M | 49K | – |
SPROTT FDS TR | URANIUM MINERS E | 968K | 20K | – |
SPROTT PHYSICAL PLAT PALLAD | UNIT | 1M | 116K | – |
SPROTT PHYSICAL SILVER TR | TR UNIT | 375K | 38K | – |
TPG RE FIN TR INC | COM | 2M | 175K | – |
TXO PARTNERS LP | COM UNIT | 3M | 173K | – |
VANECK ETF TRUST | GOLD MINERS ETF | 14M | 399K | – |
VANECK ETF TRUST | GOLD MINERS ETF | 2M | 45K | – |
VANECK ETF TRUST | JUNIOR GOLD MINE | 4M | 93K | – |
VANECK ETF TRUST | JUNIOR GOLD MINE | 2M | 42K | – |
VELO3D INC | COM NEW | 2M | 547K | – |
VISTRA CORP | COM | 2M | 29K | – |