PACKERLAND BROKERAGE SERVICES, INC.
Adviser information for PACKERLAND BROKERAGE SERVICES, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 290 |
|---|---|
| Investment Advisory/Research | 144 |
| Registered Broker-Dealer Representatives | 290 |
| Registered State Investment Advisers | 144 |
| Licensed Agents of an Insurance Company | 290 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,554 | $463.8M |
| Non-Discretionary | 2,277 | $390.4M |
| Total | 4,831 | $854.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 4,577 | $721.4M |
| HNW Individuals | 238 | $119.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $7.5M |
| Charitable organizations | 5 | $2.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $3.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 16 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 767.7M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ASSET ADVISORY ACCOUNT | PACKERLAND BROKERAGE SERVICES, INC. |
| ADVISOR AS PORTFOLIO MANAGER SELECT | ENVESTNET |
| ADVISOR AS PORTFOLIO MANAGER MUTUAL FUND SELECT | ENVESTNET |
Identifiers
| SEC RIA File Number | 801-74927 |
|---|---|
| SEC ERA File Number | 801-74927 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 37031 |
| Legal Entity Identifier | None |
Principal Office
432 SECURITY BLVD.STE. 101
GREEN BAY
WI
United States
M-TH 8-4:30; F 7:30-3:30, 8:00AM-4:30PM
Tel: 920-662-9500, Fax: 920-662-9503
Chief Compliance Officer
AARON A. DOELGER
CHIEF COMPLIANCE OFFICER
432 SECURITY BLVD.
STE. 101
GREEN BAY
WI
United States
Tel:
920-662-9500
Fax:
920-662-9503
A*****@********M
(Full email address available in API data)
Regulatory Contact
JOHN MEIER
DIRECTOR OF FINANCE AND OPERATIONS
432 SECURITY BLVD.
STE. 101
GREEN BAY
WI
United States
Tel:
920-662-9500
Fax:
920-662-9503
J****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOSTWICK, KAREN P | Individual | – | SHAREHOLDER | 07/1995 | 10-25% |
| BOSTWICK, WAYNE A | Individual | – | DIRECTOR, TREASURER, SHAREHOLDER | 12/1995 | 10-25% |
| WESTENBERG, STEVEN G | Individual | – | DIRECTOR, SHAREHOLDER, VICE-CHAIRMAN OF THE BOARD | 10/2003 | 10-25% |
| VANESS, WILLIAM SCOTT | Individual | – | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 10/2003 | 10-25% |
| KELLY, ZACHARY P | Individual | – | DIRECTOR, SHAREHOLDER, CEO | 02/2009 | 10-25% |
| DOELGER, AARON ANDREW | Individual | – | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 08/2013 | < 5% |
| MEIER, JOHN OSBORN | Individual | – | DIRECTOR OF FINANCE AND OPERATIONS | 03/2015 | < 5% |