GRIFFIN ASSET MANAGEMENT, LLC
Adviser information for GRIFFIN ASSET MANAGEMENT, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 699 | $894.3M |
| Non-Discretionary | 1 | $8.0M |
| Total | 700 | $902.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 629 | $606.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $2.8M |
| Charitable organizations | 14 | $266.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 55 | $26.8M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 12.2M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STIFEL | STIFEL |
| MORGAN STANLEY | MORGAN STANLEY |
Principal Office
230 PARK AVENUE4TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 917-484-5608, Fax: None
Chief Compliance Officer
DUNCAN SMITH
230 PARK AVENUE
4TH FLOOR
NEW YORK
NY
United States
Tel:
212-551-1442
D*****@***************M
(Full email address available in API data)
Regulatory Contact
MICHAEL D. JAMISON
MANAGING DIRECTOR
230 PARK AVENUE
4TH FLOOR
NEW YORK
NY
United States
Tel:
212-574-4054
M*******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FAMIGLETTI, THOMAS, ANGELO | Individual | – | MANAGING DIRECTOR | 01/2006 | < 5% |
| FAMIGLETTI, DOUGLAS, MAXWELL | Individual | – | CO-PRESIDENT | 01/2018 | 25-50% |
| JAMISON, MICHAEL, DAVID | Individual | – | CO-PRESIDENT | 01/2018 | 25-50% |
| CAREY, JOHN, BRUNING | Individual | – | MANAGING DIRECTOR | 12/2018 | 25-50% |
| FAMIGLETTI, BRIAN, T | Individual | – | MANAGING DIRECTOR | 12/2018 | 10-25% |
| SMITH, DUNCAN, KIMBER | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 855K | 8K | – |
| ABBOTT LABS | COM | 7M | 65K | – |
| ABBVIE INC | COM | 14M | 84K | – |
| ACADEMY SPORTS & OUTDOORS IN | COM | 236K | 4K | – |
| ACCELERATE DIAGNOSTICS INC | COM NEW | 2M | 1M | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 7M | 25K | – |
| AIR PRODS & CHEMS INC | COM | 11M | 41K | – |
| ALBEMARLE CORP | COM | 1M | 15K | – |
| ALPHABET INC | CAP STK CL C | 7M | 40K | – |
| ALPHABET INC | CAP STK CL A | 6M | 30K | – |
| ALPS ETF TR | MED BREAKTHGH | 771K | 23K | – |
| ALPS ETF TR | ALERIAN MLP | 2M | 48K | – |
| ALTRIA GROUP INC | COM | 968K | 21K | – |
| AMAZON COM INC | COM | 14M | 75K | – |
| AMERICAN EXPRESS CO | COM | 12M | 52K | – |
| AMERICAN TOWER CORP NEW | COM | 414K | 2K | – |
| AMGEN INC | COM | 299K | 957 | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 392K | 6K | – |
| APA CORPORATION | COM | 4M | 151K | – |
| APPLE INC | COM | 41M | 196K | – |
| ARES CAPITAL CORP | COM | 1M | 63K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 322K | 2K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 19M | 19K | – |
| AT&T INC | COM | 2M | 117K | – |
| AXON ENTERPRISE INC | COM | 206K | 700 | – |
| BANK AMERICA CORP | COM | 13M | 329K | – |
| BERKLEY W R CORP | COM | 3M | 35K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 5M | 11K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 8M | 13 | – |
| BIOMARIN PHARMACEUTICAL INC | COM | 1M | 17K | – |
| BIOMEA FUSION INC | COM | 175K | 39K | – |
| BLACKSTONE INC | COM | 8M | 67K | – |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 594K | 19K | – |
| BLOCK INC | CL A | 1M | 20K | – |
| BLUE OWL CAPITAL CORPORATION | COM | 251K | 16K | – |
| BOEING CO | COM | 2M | 8K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 3M | 82K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 678K | 22K | – |
| BROADCOM INC | COM | 3M | 2K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 4M | 20K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 264K | 6K | – |
| BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 224K | 7K | – |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 265K | 21K | – |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 401K | 14K | – |
| CARRIER GLOBAL CORPORATION | COM | 1M | 21K | – |
| CATERPILLAR INC | COM | 6M | 17K | – |
| CELSIUS HLDGS INC | COM NEW | 465K | 8K | – |
| CHEVRON CORP NEW | COM | 12M | 74K | – |
| CHUBB LIMITED | COM | 3M | 10K | – |
| CISCO SYS INC | COM | 370K | 8K | – |
| CITIGROUP INC | COM NEW | 2M | 25K | – |
| CLEARWAY ENERGY INC | CL C | 685K | 28K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 500K | 32K | – |
| COCA COLA CO | COM | 11M | 169K | – |
| COLGATE PALMOLIVE CO | COM | 2M | 17K | – |
| CONOCOPHILLIPS | COM | 5M | 42K | – |
| CONSTELLATION BRANDS INC | CL A | 2M | 9K | – |
| COSTCO WHSL CORP NEW | COM | 7M | 9K | – |
| CRANE COMPANY | COMMON STOCK | 5M | 34K | – |
| CRANE NXT CO | COM | 392K | 6K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 444K | 8K | – |
| CROWDSTRIKE HLDGS INC | CL A | 2M | 6K | – |
| CROWN CASTLE INC | COM | 214K | 2K | – |
| DANAHER CORPORATION | COM | 13M | 51K | – |
| DIAGEO PLC | SPON ADR NEW | 1M | 8K | – |
| DISCOVER FINL SVCS | COM | 2M | 16K | – |
| DISNEY WALT CO | COM | 10M | 97K | – |
| DOCUSIGN INC | COM | 238K | 4K | – |
| DOVER CORP | COM | 9M | 49K | – |
| DUKE ENERGY CORP NEW | COM NEW | 262K | 3K | – |
| DUPONT DE NEMOURS INC | COM | 289K | 4K | – |
| E L F BEAUTY INC | COM | 259K | 1K | – |
| EATON CORP PLC | SHS | 815K | 3K | – |
| EDISON INTL | COM | 2M | 25K | – |
| ELI LILLY & CO | COM | 864K | 954 | – |
| EMERSON ELEC CO | COM | 1M | 13K | – |
| ENBRIDGE INC | COM | 4M | 112K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 2M | 98K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 1M | 38K | – |
| EQUINIX INC | COM | 1M | 2K | – |
| EXXON MOBIL CORP | COM | 10M | 87K | – |
| FASTENAL CO | COM | 1M | 18K | – |
| FEDEX CORP | COM | 3M | 10K | – |
| FREEPORT-MCMORAN INC | CL B | 5M | 105K | – |
| GE AEROSPACE | COM NEW | 3M | 20K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 610K | 8K | – |
| GE VERNOVA INC | COM | 879K | 5K | – |
| GENERAL DYNAMICS CORP | COM | 2M | 7K | – |
| GENERAL MLS INC | COM | 600K | 9K | – |
| GENUINE PARTS CO | COM | 989K | 7K | – |
| GOLDMAN SACHS GROUP INC | COM | 10M | 22K | – |
| GRACO INC | COM | 3M | 33K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 664K | 7K | – |
| HERSHEY CO | COM | 3M | 14K | – |
| HOME DEPOT INC | COM | 15M | 43K | – |
| HONEYWELL INTL INC | COM | 11M | 50K | – |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 611K | 37K | – |
| ILLINOIS TOOL WKS INC | COM | 6M | 24K | – |
| IMPINJ INC | COM | 392K | 3K | – |
| INGERSOLL RAND INC | COM | 270K | 3K | – |
| INTEL CORP | COM | 302K | 10K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 436K | 4K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 13K | – |
| INVESCO QQQ TR | UNIT SER 1 | 8M | 16K | – |
| IRON MTN INC DEL | COM | 398K | 4K | – |
| ISHARES TR | S&P MC 400GR ETF | 783K | 9K | – |
| ISHARES TR | S&P MC 400VL ETF | 769K | 7K | – |
| ISHARES TR | MSCI EMG MKT ETF | 231K | 5K | – |
| ISHARES TR | ISHARES BIOTECH | 434K | 3K | – |
| ISHARES TR | US AER DEF ETF | 257K | 2K | – |
| ISHARES TR | U.S. ENERGY ETF | 325K | 7K | – |
| ISHARES TR | CORE S&P500 ETF | 1M | 3K | – |
| ISHARES TR | US INDUSTRIALS | 250K | 2K | – |
| JOHNSON & JOHNSON | COM | 13M | 88K | – |
| JPMORGAN CHASE & CO. | COM | 14M | 67K | – |
| KENVUE INC | COM | 431K | 24K | – |
| KIMBERLY-CLARK CORP | COM | 511K | 4K | – |
| KINDER MORGAN INC DEL | COM | 1M | 61K | – |
| KLA CORP | COM NEW | 1M | 1K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 1M | 6K | – |
| LINCOLN ELEC HLDGS INC | COM | 340K | 2K | – |
| LINDE PLC | SHS | 1M | 3K | – |
| LOCKHEED MARTIN CORP | COM | 5M | 10K | – |
| MAGNITE INC | COM | 859K | 65K | – |
| MARTIN MARIETTA MATLS INC | COM | 1M | 2K | – |
| MATADOR RES CO | COM | 4M | 74K | – |
| MCDONALDS CORP | COM | 2M | 9K | – |
| MERCADOLIBRE INC | COM | 3M | 2K | – |
| MERCK & CO INC | COM | 14M | 110K | – |
| META PLATFORMS INC | CL A | 4M | 8K | – |
| MICROSOFT CORP | COM | 37M | 84K | – |
| MID-AMER APT CMNTYS INC | COM | 319K | 2K | – |
| MORGAN STANLEY | COM NEW | 2M | 24K | – |
| MP MATERIALS CORP | COM CL A | 290K | 23K | – |
| MPLX LP | COM UNIT REP LTD | 551K | 13K | – |
| NANO X IMAGING LTD | ORD SHS | 1M | 204K | – |
| NETFLIX INC | COM | 202K | 300 | – |
| NEXTERA ENERGY INC | COM | 330K | 5K | – |
| NIKE INC | CL B | 2M | 22K | – |
| NOVO-NORDISK A S | ADR | 1M | 8K | – |
| NUCOR CORP | COM | 254K | 2K | – |
| NVIDIA CORPORATION | COM | 13M | 102K | – |
| NXP SEMICONDUCTORS N V | COM | 1M | 4K | – |
| ORACLE CORP | COM | 8M | 56K | – |
| OUTSET MED INC | COM | 406K | 106K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 547K | 22K | – |
| PAYCHEX INC | COM | 2M | 18K | – |
| PAYPAL HLDGS INC | COM | 286K | 5K | – |
| PEPSICO INC | COM | 3M | 19K | – |
| PFIZER INC | COM | 2M | 86K | – |
| PHILIP MORRIS INTL INC | COM | 2M | 24K | – |
| PLUG POWER INC | COM NEW | 28K | 12K | – |
| PRICE T ROWE GROUP INC | COM | 2M | 16K | – |
| PROCTER AND GAMBLE CO | COM | 6M | 38K | – |
| PROLOGIS INC. | COM | 2M | 13K | – |
| PULSE BIOSCIENCES INC | COM | 3M | 258K | – |
| QUALCOMM INC | COM | 14M | 70K | – |
| REALTY INCOME CORP | COM | 1M | 23K | – |
| ROLLINS INC | COM | 1M | 28K | – |
| ROPER TECHNOLOGIES INC | COM | 1M | 2K | – |
| ROSS STORES INC | COM | 1M | 10K | – |
| RPM INTL INC | COM | 4M | 35K | – |
| RTX CORPORATION | COM | 8M | 82K | – |
| S&P GLOBAL INC | COM | 792K | 2K | – |
| SCHLUMBERGER LTD | COM STK | 3M | 74K | – |
| SERVICENOW INC | COM | 316K | 402 | – |
| SHELL PLC | SPON ADS | 5M | 66K | – |
| SHERWIN WILLIAMS CO | COM | 3M | 9K | – |
| SHOPIFY INC | CL A | 1M | 18K | – |
| SMART GLOBAL HLDGS INC | SHS | 243K | 11K | – |
| SNAP ON INC | COM | 3M | 12K | – |
| SOUTHERN CO | COM | 1M | 16K | – |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 398K | 8K | – |
| STARBUCKS CORP | COM | 9M | 120K | – |
| STELLANTIS N.V | SHS | 292K | 15K | – |
| SUPER MICRO COMPUTER INC | COM | 1M | 2K | – |
| SYSCO CORP | COM | 3M | 36K | – |
| TARGET CORP | COM | 9M | 63K | – |
| TESLA INC | COM | 2M | 12K | – |
| THE CIGNA GROUP | COM | 2M | 7K | – |
| THE TRADE DESK INC | COM CL A | 7M | 71K | – |
| THOMSON REUTERS CORP. | COM | 1000K | 6K | – |
| TJX COS INC NEW | COM | 17M | 155K | – |
| TOTALENERGIES SE | SPONSORED ADS | 274K | 4K | – |
| TRACTOR SUPPLY CO | COM | 844K | 3K | – |
| TRANE TECHNOLOGIES PLC | SHS | 839K | 3K | – |
| TRUIST FINL CORP | COM | 4M | 113K | – |
| UBER TECHNOLOGIES INC | COM | 586K | 8K | – |
| ULTA BEAUTY INC | COM | 4M | 11K | – |
| UNILEVER PLC | SPON ADR NEW | 1M | 22K | – |
| UNION PAC CORP | COM | 3M | 11K | – |
| UNITED PARCEL SERVICE INC | CL B | 7M | 48K | – |
| UNITEDHEALTH GROUP INC | COM | 8M | 16K | – |
| UNIVERSAL DISPLAY CORP | COM | 98M | 464K | – |
| US BANCORP DEL | COM NEW | 1M | 29K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 379K | 2K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 221K | 3K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 707K | 1K | – |
| VEEVA SYS INC | CL A COM | 306K | 2K | – |
| VERISK ANALYTICS INC | COM | 3M | 13K | – |
| VERIZON COMMUNICATIONS INC | COM | 3M | 84K | – |
| VERTEX PHARMACEUTICALS INC | COM | 4M | 9K | – |
| VICI PPTYS INC | COM | 848K | 30K | – |
| VISA INC | COM CL A | 13M | 51K | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 107K | 12K | – |
| WALMART INC | COM | 11M | 161K | – |
| WASTE MGMT INC DEL | COM | 2M | 8K | – |
| WELLS FARGO CO NEW | COM | 15M | 250K | – |
| WP CAREY INC | COM | 2M | 29K | – |
| WRAP TECHNOLOGIES INC | COM | 26K | 13K | – |
| XYLEM INC | COM | 244K | 2K | – |
| YUM BRANDS INC | COM | 1M | 10K | – |
| ZOETIS INC | CL A | 6M | 34K | – |