LINWOOD INVESTMENT ADVISORS INC.
Adviser information for LINWOOD INVESTMENT ADVISORS INC. last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 153 | $67.7M |
| Non-Discretionary | 0 | $0 |
| Total | 153 | $67.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 123 | $14.3M |
| HNW Individuals | 16 | $20.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $31.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-75232 |
|---|---|
| SEC ERA File Number | 801-75232 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 120289 |
| Legal Entity Identifier | None |
Principal Office
138 WOODBRIDGE AVEBUFFALO
NY
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 716-572-4790, Fax: None
Chief Compliance Officer
JOSEPH P. FEELEY, JR.
PRESIDENT
138 WOODBRIDGE AVE
BUFFALO
NY
United States
Tel:
716-572-4790
J******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FEELEY, JOSEPH, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 05/1997 | 10-25% |
| BONAVENTURA, ANTHONY, JOHN | Individual | – | SHAREHOLDER | 05/1997 | 10-25% |
| HYZY, THOMAS, DONALD | Individual | – | SHAREHOLDER | 05/1997 | 10-25% |