SFW CAPITAL PARTNERS
SFW CAPITAL PARTNERS, L.P. Legal Name
Adviser information for SFW CAPITAL PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $967.5M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $967.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $967.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesFEE INCOME FROM PORTFOLIO COMPANIES OF FUND |
Identifiers
| SEC RIA File Number | 801-75316 |
|---|---|
| SEC ERA File Number | 801-75316 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160561 |
| Legal Entity Identifier | None |
Principal Office
22 ELM PLACESUITE 300
RYE
NY
United States
Monday - Friday, 8:00 AM UNTIL 5 P.M.
Tel: 914-510-8910, Fax: 914-510-8911
Chief Compliance Officer
JOE TESTANI
CHIEF COMPLIANCE OFFICER
22 ELM PLACE
RYE
NY
United States
Tel:
914-253-5367
J*******@*********M
(Full email address available in API data)
Industry Affiliates
| CAPTIFY CO-INVEST HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| GALAXY CO-INVEST HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| GROVE CO-INVEST HOLDINGS, LP | Sponsor, GP, manager of pooled investment vehicles |
| PARTICLE CO-INVEST HOLDINGS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SFW CAPITAL PARTNERS COINVESTORS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SFW CAPITAL PARTNERS HOLDINGS II-A, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SFW CAPITAL PARTNERS HOLDINGS II, LP | Sponsor, GP, manager of pooled investment vehicles |
| SFW CAPITAL PARTNERS HOLDINGS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SFW CAPITAL PARTNERS HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SFW PIXEL IMAGE HOLDINGS MM, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPTIFY CO-INVEST, L.P. | Private Equity Fund | $4.8M | $0.0M | 8 |
| GALAXY CO-INVEST, L.P. | Private Equity Fund | $9.9M | $0.0M | 9 |
| GROVE CO-INVEST, LLC | Private Equity Fund | $200.0M | $10.0M | 18 |
| PARTICLE CO-INVEST, L.P. | Private Equity Fund | $57.3M | $0.0M | 9 |
| SFW CAPITAL PARTNERS COINVESTORS II, L.P. | Private Equity Fund | $37.2M | $0.0M | 30 |
| SFW CAPITAL PARTNERS COINVESTORS, L.P. | Private Equity Fund | $7.1M | $0.0M | 26 |
| SFW CAPITAL PARTNERS FUND II-A, LP | Private Equity Fund | $39.7M | $0.0M | 33 |
| SFW CAPITAL PARTNERS FUND II, LP | Private Equity Fund | $387.3M | $10.0M | 59 |
| SFW CAPITAL PARTNERS FUND III-A, L.P. | Private Equity Fund | $70.0M | $15.0M | 23 |
| SFW CAPITAL PARTNERS FUND III-B L.P. | Private Equity Fund | $63.1M | $15.0M | 6 |
| SFW CAPITAL PARTNERS FUND, L.P. | Private Equity Fund | $49.2M | $10.0M | 64 |
| SFW CAPTIFY CO-INVEST, L.P. | Private Equity Fund | $1.2M | $0.0M | 22 |
| SFW GALAXY CO-INVEST, L.P. | Private Equity Fund | $3.0M | $0.0M | 22 |
| SFW PARTICLE CO-INVEST, L.P. | Private Equity Fund | $15.9M | $0.0M | 11 |
| SFW PIXEL IMAGE HOLDINGS, LLC | Private Equity Fund | $21.7M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SALICE, THOMAS, PHILIP | Individual | – | LIMITED PARTNER | 07/2005 | 50-75% |
| FREEMAN, ROGER, CARY | Individual | – | LIMITED PARTNER | 07/2005 | 25-50% |
| TESTANI, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 11/2014 | < 5% |
| SFW CAPITAL PARTNERS UGP, LLC | Domestic Entity | – | GENERAL PARTNER | 01/2015 | < 5% |
| SALICE, THOMAS, PHILIP | Individual | SFW CAPITAL PARTNERS UGP, LLC | MEMBER | 01/2015 | 50-75% |
| FREEMAN, ROGER, CARY | Individual | SFW CAPITAL PARTNERS UGP, LLC | MEMBER | 01/2015 | 50-75% |