OHANA ADVISORS
OHANA ADVISORS MANAGEMENT, LLC Legal Name
Adviser information for OHANA ADVISORS last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.3B |
| Non-Discretionary | 7 | $872.0M |
| Total | 17 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 16 | $2.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $79.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-75431 |
|---|---|
| SEC ERA File Number | 801-75431 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158515 |
| Legal Entity Identifier | None |
Principal Office
101 LUCAS VALLEYSUITE 202
SAN RAFAEL
CA
United States
Monday - Friday, 8:00 A.M - 5:00 P.M.
Tel: 415-226-4710, Fax: 415-479-4481
Websites
Chief Compliance Officer
EDWARD JOHN SCHNEIDER IV
CHIEF OPERATING OFFICER AND MANAGING PARTNER
101 LUCAS VALLEY
SUITE 202
SAN RAFAEL
CA
United States
Tel:
415-479-9150
Fax:
415-479-4481
J***@****************M
(Full email address available in API data)
Regulatory Contact
JOSHUA RICHTER
CHIEF INVESTMENT OFFICER AND MANAGING PARTNER
101 LUCAS VALLEY
SUITE 202
SAN RAFAEL
CA
United States
Tel:
415-226-4170
Fax:
415-479-4481
J*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OHANA ADVISORS INVESTMENTS LLC | Private Equity Fund | $0.0M | $0.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHRADER, DAVID | Individual | – | MANAGING DIRECTOR | 03/2012 | 10-25% |
| RICHTER, JOSHUA, MARC | Individual | – | CHIEF INVESTMENT OFFICER AND MANAGING PARTNER | 01/2016 | 25-50% |
| SCHNEIDER IV, EDWARD, JOHN | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING PARTNER | 01/2018 | 25-50% |