Hedge Fund Database

GLOBAL ALPHA CAPITAL MANAGEMENT LTD.

Adviser information for GLOBAL ALPHA CAPITAL MANAGEMENT LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Canada

Employees

Total Number of Employees 22
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 115 $6.5B
Non-Discretionary 1 $11.8M
Total 116 $6.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $42.1M
Business development companies 0 $0
Pooled investment vehicles 1 $1.6B
Pension and profit sharing plans 35 $1.3B
Charitable organizations <5 $11.4M
State or municipal gov entities 9 $1.4B
Other investment advisers 9 $998.4M
Insurance companies 11 $315.1M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 43 $797.1M
Other <5 $73.4M
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 80
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 0
Portfolio Manager to Program Sponsor
KAI CHOICE UMA KOVACK ADVISORS, INC.

Identifiers

SEC RIA File Number 801-75679
SEC ERA File Number 801-75679
SEC CIK Numbers 1584691
SEC CRD Numbers 161512
Legal Entity Identifier 5493001M5BESGKHFDC94

Principal Office

1800 MCGILL COLLEGE AVENUE
SUITE 1300
MONTREAL, QC
Canada
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 514-287-0110, Fax: 514-490-2782

Websites

www.cclgroup.com/globalalpha/en www.linkedin.com/company/global-alpha-capital-management-ltd

Chief Compliance Officer

SABRINA LACROIX
1800 MCGILL COLLEGE AVENUE
SUITE 1300
MONTREAL, QC
Canada
Tel: 514-287-0110
Fax: 514-490-2782
(Full email address available in API data)

Regulatory Contact

COLETTE WARD
SN. COMPLIANCE MANAGER
1111 WEST GEORGIA STREET
SUITE 2300
VANCOUVER, BC
Canada
Tel: 604-643-5257
Fax: 604-643-2000
(Full email address available in API data)

Industry Affiliates

BAKER GILMORE & ASSOCIATES INC. Other investment adviser, including financial planners
CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
CONNOR, CLARK & LUNN (CANADA) LTD. Other investment adviser, including financial planners
CONNOR, CLARK & LUNN FUNDS INC. Sponsor, GP, manager of pooled investment vehicles
CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. Other investment adviser, including financial planners
CRESTPOINT ASSET MANAGEMENT LTD. Other investment adviser, including financial planners
FORTWOOD CAPITAL LP Other investment adviser, including financial planners
GLOBAL ALPHA INTERNATIONAL SMALL CAP FUND GP LLC Sponsor, GP, manager of pooled investment vehicles
NS PARTNERS LTD Other investment adviser, including financial planners
PCJ INVESTMENT COUNSEL LTD. Other investment adviser, including financial planners
VERGENT ASSET MANAGEMENT Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GLOBAL ALPHA INTERNATIONAL SMALL CAP FUND LP INTERNATIONAL SMALL CAP $1,595.3M $1.0M 123

Control Persons

Name Type Entity Title Since Ownership
GLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP Foreign Entity – PARTNERSHIP 09/2009 50-75%
STODDART, JOHN, WARREN Individual – DIRECTOR, VICE PRESIDENT 08/2004 < 5%
ROBITAILLE, PATRICK, DAVID Individual – CORPORATE SECRETARY 08/2004 < 5%
BEAUREGARD, ROBERT Individual – DIRECTOR, PRESIDENT, UDP 06/2008 < 5%
CONNOR, CLARK & LUNN FINANCIAL GROUP LP Foreign Entity GLOBAL ALPHA CAPITAL MANAGEMENT PARTNERSHIP PARTNER 02/2009 25-50%
CONNOR, CLARK & LUNN FINANCIAL GROUP LTD. Foreign Entity CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP PARTNER 01/2015 > 75%
Reynolds, Stephen, Edward Individual – VICE PRESIDENT 07/2017 < 5%
HASENAUER, ERIC, ROMAN Individual – SN. VICE PRESIDENT, CO-HEAD 09/2013 < 5%
SIMONETTE, GARY, J Individual – VICE PRESIDENT 09/2013 < 5%
CONNOR, CLARK & LUNN FINANCIAL GROUP INVESTMENT PARTNERSHIP Foreign Entity CONNOR, CLARK & LUNN FINANCIAL GROUP LP PARTNER 01/2015 > 75%
Marzec, Timothy, Michael Individual – VICE PRESIDENT 04/2018 < 5%
RICKETTS, JOHN, WYATT Individual – SN. VICE PRESIDENT, CO-HEAD 03/2022 < 5%
Walsh, Michael, John Individual – DIRECTOR 02/2023 < 5%
SAVIGNAC, DAVID Individual – CHIEF COMPLIANCE OFFICER 03/2023 < 5%
JI, QING Individual – DIRECTOR 06/2023 < 5%

No. Employees, Historic

30150201920202021202220232024202511 on 8/12/201911 on 8/13/201910 on 3/30/202014 on 11/6/202014 on 11/6/202015 on 3/31/202119 on 3/31/202220 on 3/31/202320 on 2/9/202422 on 3/28/2024

RAUM, Historic

7B4B020192020202120222023202420251837206722 on 8/12/20191837206722 on 8/13/20193693873240 on 3/30/20203693873240 on 11/6/20203693873240 on 11/6/20204137601922 on 3/31/20215958240465 on 3/31/20225963677573 on 3/31/20235963677573 on 2/9/20246542963033 on 3/28/2024

No. Clients, Historic

2001000201920202021202220232024202532 on 8/12/201932 on 8/13/201923 on 3/30/202023 on 11/6/202023 on 11/6/202047 on 3/31/202157 on 3/31/202267 on 3/31/202367 on 2/9/2024109 on 3/28/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 15M 170K 1
ACI WORLDWIDE INC COM 65M 2M 1
ADTALEM GLOBAL ED INC COM 3M 48K 1
AMERICOLD REALTY TRUST INC COM 2M 96K 1
AMN HEALTHCARE SVCS INC COM 984K 19K 1
ANI PHARMACEUTICALS INC COM 34M 527K 1
ARCADIUM LITHIUM PLC COM SHS 6M 2M 1
ARRAY TECHNOLOGIES INC COM SHS 1M 126K 1
ATN INTL INC COM 26M 1M 1
BALCHEM CORP COM 2M 15K 1
BRIGHT HORIZONS FAM SOL IN D COM 1M 13K 1
BRUNSWICK CORP COM 12M 163K 1
CAESARSTONE LTD ORD SHS 15M 3M 1
CASELLA WASTE SYS INC CL A 34M 339K 1
CLEAN ENERGY FUELS CORP COM 19M 7M 1
COGENT COMMUNICATIONS HLDGS COM NEW 13M 227K 1
CURTISS WRIGHT CORP COM 82M 302K 1
DIGI INTL INC COM 13M 555K 1
DIODES INC COM 18M 246K 1
DNOW INC COM 35M 3M 1
EAGLE MATLS INC COM 30M 140K 1
ENERSYS COM 2M 21K 1
ENVESTNET INC COM 31M 495K 1
EVERCORE INC CLASS A 32M 155K 1
FARMLAND PARTNERS INC COM 36M 3M 1
FEDERAL AGRIC MTG CORP CL C 2M 10K 1
FEDERAL SIGNAL CORP COM 50M 594K 1
GENTHERM INC COM 25M 516K 1
GLOBUS MED INC CL A 66M 959K 1
HELMERICH & PAYNE INC COM 27M 742K 1
ICF INTL INC COM 3M 18K 1
INSTALLED BLDG PRODS INC COM 13M 64K 1
LIMONEIRA CO COM 67M 3M 1
MONTROSE ENVIRONMENTAL GROUP COM 2M 55K 1
MUELLER WTR PRODS INC COM SER A 2M 120K 1
OPTION CARE HEALTH INC COM NEW 662K 24K 1
ORMAT TECHNOLOGIES INC COM 166M 2M 1
OSISKO GOLD ROYALTIES LTD COM 22M 1M 1
PACIRA BIOSCIENCES INC COM 2M 87K 1
POWER INTEGRATIONS INC COM 2M 25K 1
PRA GROUP INC COM 35M 2M 1
PRIMO WATER CORPORATION COM 3M 128K 1
RADNET INC COM 59M 994K 1
RAYONIER INC COM 29M 1M 1
RLI CORP COM 34M 239K 1
RUSH ENTERPRISES INC CL A 32M 759K 1
SANMINA CORPORATION COM 51M 773K 1
SPROTT INC COM NEW 17M 399K 1
STRIDE INC COM 3M 41K 1
TITAN MACHY INC COM 14M 871K 1
UMB FINL CORP COM 45M 543K 1
VALMONT INDS INC COM 1M 4K 1
VERICEL CORP COM 669K 15K 1
VERINT SYS INC COM 32M 1M 1
VITAL FARMS INC COM 2M 50K 1
WINTRUST FINL CORP COM 35M 355K 1
ZURN ELKAY WATER SOLNS CORP COM 2M 75K 1