ROBERT W. BAIRD & CO. INCORPORATED
Adviser information for ROBERT W. BAIRD & CO. INCORPORATED last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 4069 |
|---|---|
| Investment Advisory/Research | 2966 |
| Registered Broker-Dealer Representatives | 3313 |
| Registered State Investment Advisers | 2382 |
| Licensed Agents of an Insurance Company | 1536 |
| No. of Firms/People that Solicit Clients | 30 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 190,204 | $211.5B |
| Non-Discretionary | 141,296 | $76.0B |
| Total | 331,500 | $287.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 149,378 | $32.5B |
| HNW Individuals | 60,342 | $95.1B |
| Banking or thrift institutions | 26 | $417.1M |
| Investment companies | 18 | $109.6B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $979.5M |
| Pension and profit sharing plans | 1,710 | $10.7B |
| Charitable organizations | 1,333 | $5.9B |
| State or municipal gov entities | 72 | $4.5B |
| Other investment advisers | 195 | $536.9M |
| Insurance companies | 23 | $8.6B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1,565 | $15.9B |
| Other | 20 | $2.7B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11103 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshopsSEE SCHEDULE D |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissionsPerformance-based feesHARD DOLLAR PAYMENTS FOR RESEARCH |
| Other Business Activities | Broker-dealerCommodity pool operator or commodity trading advisorRegistered municipal advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 54.3B |
| Portfolio Manager | 205.3M |
| Both for Same | 78.2B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PRIVATE ASSET MANAGEMENT | ROBERT W. BAIRD & CO. INCORPORATED |
| UNIFIED ADVISORY SELECT (UAS) PORTFOLIOS | ROBERT W. BAIRD & CO. INCORPORATED |
| OUTSIDE MANAGER (OSM) PROGRAM | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC |
| PORTFOLIO MANAGER (PMP) PROGRAM | J.P. MORGAN SECURITIES LLC |
| OUTSIDE MANAGER (OSM) PROGRAM | RAYMOND JAMES & ASSOCIATES, INC. |
| MANAGED ACCOUNT SERVICES | CHARLES SCHWAB & CO., INC. |
| MANAGER SELECT PROGRAM | LPL FINANCIAL LLC |
| BAIRD GENERATIONAL WEALTH GROUP | ROBERT W. BAIRD & CO. INCORPORATED |
| STRATIS PROGRAM | J.P. MORGAN SECURITIES LLC |
| BAIRD RECOMMENDED MANAGERS | ROBERT W. BAIRD & CO. INCORPORATED |
| PRIVATE INVESTMENT MANAGEMENT | ROBERT W. BAIRD & CO. INCORPORATED |
| RUSSELL MODEL STRATEGIES | ROBERT W. BAIRD & CO. INCORPORATED |
| BAIRD AFFILIATED MANAGERS PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| ALIGN PORTFOLIOS | ROBERT W. BAIRD & CO. INCORPORATED |
| BAIRDNEXT PORTFOLIOS PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED |
| ALIGN UMA SELECT PORTFOLIOS | ROBERT W. BAIRD & CO. INCORPORATED |
| DUAL CONTRACT | BNY MELLON ADVISORS, INC. |
Principal Office
777 E. WISCONSIN AVENUEMILWAUKEE
WI
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M. CENTRAL
Tel: 414-765-3500, Fax: 414-298-7800
Websites
twitter.com/bairdconference
www.facebook.com/robertwbairdandcompany/
twitter.com/bairdcareers
twitter.com/bullandbaird
www.rwbaird.com
twitter.com/rwbaird
www.linkedin.com/company/chautauqua-capital-management
www.instagram.com/rwbaird/
www.linkedin.com/company/robert-w-baird-&-co/
www.linkedin.com/company/baird-capital-partners-europe-limited
www.linkedin.com/showcase/baird-global-investment-banking/
www.youtube.com/channel/ucwm9gv1x4s1gni0jzse4vgq
vimeo.com/rwbaird
www.linkedin.com/company/baird-trust-company/
www.linkedin.com/showcase/baird-fixed-income-capital-markets/
Chief Compliance Officer
ANGELA PALMER
777 E. WISCONSIN AVENUE
MILWAUKEE
WI
United States
Tel:
414-298-7655
Fax:
414-298-7800
A******@**********M
(Full email address available in API data)
Regulatory Contact
ANDREW D. KETTER
ASSOCIATE GENERAL COUNSEL AND MANAGING DIRECTOR
777 E. WISCONSIN AVENUE
MILWAUKEE
WI
United States
Tel:
414-765-3614
Fax:
414-298-7800
A******@**********M
(Full email address available in API data)
Industry Affiliates
| BAIRD CAPITAL (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
| BAIRD CAPITAL GLOBAL FUND MANAGEMENT I LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAIRD CAPITAL GLOBAL FUND MANAGEMENT II LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAIRD CAPITAL MANAGEMENT COMPANY, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAIRD CAPITAL PARTNERS EUROPE LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY V, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAIRD INSURANCE SERVICES, INC. | Insurance company or agency |
| BAIRD INVESTMENT ADVISORS CO. LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAIRD PROPERTIES, LLC | Real estate broker or dealer |
| BAIRD TRUST COMPANY | Trust company |
| BAIRD VENTURE PARTNERS GP VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GAMMA INVESTING LLC | Other investment adviser, including financial planners |
| RIVERFRONT INVESTMENT GROUP, LLC | Other investment adviser, including financial planners |
| ROBERT W. BAIRD GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ROBERT W. BAIRD LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| STRATEGAS ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHAUTAUQUA GLOBAL GROWTH EQUITY QP FUND LP | LONG ONLY EQUITY FUND | $1.3M | $25.0M | 2 |
| CHAUTAUQUA INTERNATIONAL GROWTH EQUITY QP FUND LP | Hedge Fund | $170.3M | $25.0M | 4 |
| CHAUTAUQUA SERIES FUND, LLC (CHAUTAUQUA NEW WORLD GROWTH EQUITY SERIES) | LONG ONLY EQUITY FUND | $1.0M | $25.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAIRD FINANCIAL CORPORATION | Domestic Entity | – | SHAREHOLDER | 12/1982 | > 75% |
| LAWTON, PATRICK STEVEN | Individual | – | DIRECTOR | 05/2004 | < 5% |
| SCHROEDER, MICHAEL JOHN | Individual | – | DIRECTOR | 05/2004 | < 5% |
| STANEK, MARY ELLEN | Individual | – | DIRECTOR | 05/2004 | < 5% |
| BOOTH, STEVEN GREGORY | Individual | – | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 01/2016 | < 5% |
| SCHULTZ, PAUL LEE | Individual | – | GENERAL COUNSEL, SECRETARY | 03/2013 | < 5% |
| BAIRD FINANCIAL GROUP, INC. | Domestic Entity | BAIRD FINANCIAL CORPORATION | SHAREHOLDER | 12/2020 | > 75% |
| MAXWELL, TERRANCE PATRICK | Individual | – | CHIEF FINANCIAL OFFICER, DIRECTOR | 03/2015 | < 5% |
| THUROW, LAURA K | Individual | – | CHIEF OPERATIONS OFFICER | 07/2018 | < 5% |
| PALMER, ANGELA MARIE | Individual | – | REGISTERED INVESTMENT ADVISOR CCO | 03/2014 | < 5% |
| GRAVERSON, CHRISTA LYNN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed May 13th, 2015 for period ending March 31st, 2015
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABB LIMITED SPONS ADR | COMMON | 10K | 480K | – |
| AFLAC INC | COMMON | 8K | 125K | – |
| AGCO CORP | COMMON | 1K | 31K | – |
| AVX CORP NEW | COMMON | 2K | 115K | – |
| ABBOTT LABORATORIES | COMMON | 27K | 578K | – |
| ABERDEEN ASIA PACIFIC | COMMON | 6K | 1M | – |
| ADAMS DIVRS EQ FUND INC | COMMON | 1K | 80K | – |
| AEGON N V ORD | COMMON | 544 | 69K | – |
| AFFILIATED MANAGERS GROUP COM | COMMON | 61K | 283K | – |
| AGNICO EAGLE MINES LTD | COMMON | 342 | 12K | – |
| AGREE RLTY CORP | COMMON | 551 | 17K | – |
| AIR PRODS & CHEMS INC | COMMON | 4K | 27K | – |
| AIRGAS INC | COMMON | 35K | 327K | – |
| AKORN INC COM | COMMON | 20K | 419K | – |
| ALASKA AIR GROUP INC COM | COMMON | 3K | 47K | – |
| ALBEMARLE CORP | COMMON | 264 | 5K | – |
| ALCOA INC | COMMON | 578 | 45K | – |
| ALEXION PHARMACEUTICALS INC | COMMON | 6K | 33K | – |
| ALIGN TECHNOLOGY INC | COMMON | 1K | 20K | – |
| ALLETE INC | COMMON | 1K | 24K | – |
| ALLIANCE DATA SYS CORP | COMMON | 55K | 187K | – |
| ALLIANT ENERGY CORP | COMMON | 470 | 7K | – |
| ALLIANZGI EQ&CNV INC | COMMON | 424 | 21K | – |
| ALLSTATE CORP | COMMON | 398 | 6K | – |
| AMAZON COM INC | COMMON | 7K | 20K | – |
| AMERICAN ELECTRIC POWER | COMMON | 3K | 56K | – |
| AMERICAN EXPRESS CO | COMMON | 3K | 40K | – |
| AMERICAN FINL GROUP HLDGS INC | COMMON | 3K | 46K | – |
| AMERICAN INTERNATIONAL GROUP I | COMMON | 555 | 10K | – |
| AMERICAN STS WTR CO | COMMON | 2K | 52K | – |
| AMER WATER WORKS COMPANY | COMMON | 5K | 93K | – |
| AMGEN INC | COMMON | 18K | 114K | – |
| AMPHENOL CORP NEW CL A | COMMON | 3K | 48K | – |
| ANACOR PHARMACEUTICALS | COMMON | 4K | 67K | – |
| ANADARKO PETROLEUM CORP | COMMON | 1K | 14K | – |
| ANALOG DEVICES INC | COMMON | 5K | 83K | – |
| ANNALY MTG MGMT INC | COMMON | 1K | 128K | – |
| ANTARES PHARMA INC | COMMON | 683 | 252K | – |
| ANTHEM INC | COMMON | 895 | 6K | – |
| APACHE CORP | COMMON | 838 | 14K | – |
| APOLLO GLOBAL MGMT LLC A | COMMON | 444 | 21K | – |
| APPLE COMPUTER INC | COMMON | 188K | 2M | – |
| APPLIED MATLS INC | COMMON | 637 | 28K | – |
| ARBOR REALTY TRUST INC | COMMON | 905 | 130K | – |
| ARCHER DANIELS MIDLAND | COMMON | 889 | 19K | – |
| ARMOUR RESIDENTIAL REIT | COMMON | 33 | 11K | – |
| AROTECH CORP COM NEW | COMMON | 317 | 102K | – |
| ASSOCIATED BANCORP | COMMON | 409 | 22K | – |
| ASTRA ZENECA PLC ADR | COMMON | 2K | 26K | – |
| ATMEL CORP COM | COMMON | 2K | 238K | – |
| AUTODESK INC | COMMON | 220 | 4K | – |
| AUTOLIV INC | COMMON | 1K | 11K | – |
| AUTOMATIC DATA PROCESSING INC. | COMMON | 19K | 225K | – |
| AUTOZONE INC | COMMON | 273 | 400 | – |
| AVERY DENNISON CORP | COMMON | 1K | 21K | – |
| AVNET INC | COMMON | 743 | 17K | – |
| AVON PRODUCTS INC | COMMON | 101 | 13K | – |
| BB&T CORP | COMMON | 2K | 42K | – |
| BP PLC SPONS ADR | COMMON | 15K | 380K | – |
| BADGER METER INC | COMMON | 272 | 5K | – |
| BAIDU COM INC SPON ADR REP A | COMMON | 2K | 8K | – |
| BAKER HUGHES INC | COMMON | 379 | 6K | – |
| BALL CORP | COMMON | 867 | 12K | – |
| BANK OF AMERICA | COMMON | 9K | 572K | – |
| BANK HAWAII CORP COM | COMMON | 2K | 27K | – |
| BANK MONTREAL QUE | COMMON | 4K | 67K | – |
| BANK OF NEW YORK MELLON CORP | COMMON | 3K | 65K | – |
| BANK N S HALIFAX | COMMON | 1K | 20K | – |
| BARD, C R INC | COMMON | 11K | 63K | – |
| BARRICK GOLD CORP | COMMON | 865 | 79K | – |
| BAXTER INTL INC | COMMON | 9K | 136K | – |
| BECTON DICKINSON & CO | COMMON | 8K | 54K | – |
| BED BATH & BEYOND INC | COMMON | 796 | 10K | – |
| BEMIS INC | COMMON | 614 | 13K | – |
| BERKLEY W R CORP | COMMON | 321 | 6K | – |
| BERKSHIRE HATHAWAY DE A | COMMON | 10K | 47 | – |
| BERKSHIRE HATHAWAY INC DEL CL | COMMON | 106K | 736K | – |
| BHP LTD | COMMON | 4K | 77K | – |
| BLACKROCK QUAL MUNI INC | COMMON | 280 | 20K | – |
| BLACKROCK GLOBAL OPPTY | COMMON | 936 | 67K | – |
| BLACKROCK INTL GRW&INCME | COMMON | 92 | 13K | – |
| BLACKROCK KELSO CAPITAL CORP | COMMON | 541 | 60K | – |
| BOARDWALK PIPELINE LP | LP | 336 | 21K | – |
| BOEING CO | COMMON | 29K | 190K | – |
| BOSTON PPTYS INC | COMMON | 455 | 3K | – |
| BOSTON SCIENTIFIC CORP | COMMON | 689 | 39K | – |
| BOULDER GRWTH&INC FD INC | COMMON | 101 | 12K | – |
| BRADY W H CO | COMMON | 440 | 16K | – |
| BRIGGS & STRATTON CORPORATION | COMMON | 310 | 15K | – |
| BRISTOL MYERS SQUIBB CO | COMMON | 23K | 352K | – |
| BROADCOM CORP | COMMON | 2K | 36K | – |
| BROOKFIELD ASSET MGMNT A | COMMON | 3K | 59K | – |
| BROWN FORMAN CORP CL A | COMMON | 659 | 7K | – |
| BROWN FORMAN CORP CL B | COMMON | 3K | 28K | – |
| BRUNSWICK CORP | COMMON | 2K | 30K | – |
| BUCKEYE PARTNERS LP | LP | 374 | 5K | – |
| BUCKLE INC COM | COMMON | 2K | 38K | – |
| BUFFALO WILD WINGS INC | COMMON | 40K | 219K | – |
| BURLINGTON STORES INC | COMMON | 32K | 542K | – |
| CF INDS HLDGS INC COM | COMMON | 781 | 3K | – |
| CIGNA CORP | COMMON | 304 | 2K | – |
| CMS ENERGY CORP | COMMON | 359 | 10K | – |
| CNA FINL CORP | COMMON | 2K | 47K | – |
| CSX CORP | COMMON | 3K | 94K | – |
| CVS CORPORATION | COMMON | 15K | 141K | – |
| CALAMOS STRAT TOT RETURN | COMMON | 118 | 10K | – |
| CALIFORNIA WTR SVC GROUP | COMMON | 1K | 57K | – |
| CAMPBELL SOUP CO | COMMON | 3K | 64K | – |
| CANADIAN NATL RY CO | COMMON | 1K | 21K | – |
| CANADIAN NAT RES LTD | COMMON | 760 | 25K | – |
| CANON INC ADR | COMMON | 784 | 22K | – |
| CARLISLE COS INC | COMMON | 203 | 2K | – |
| CARMAX INC COM | COMMON | 243 | 4K | – |
| CARNIVAL CORP PAIRD CTF | COMMON | 6K | 115K | – |
| CATERPILLAR TRACTOR | COMMON | 9K | 106K | – |
| CATO CORP NEW | COMMON | 668 | 17K | – |
| CELANESE CORP DEL COM SER A | COMMON | 254 | 5K | – |
| CELGENE CORP | COMMON | 23K | 199K | – |
| CENTRAL FD CDA LTD CL A | COMMON | 3K | 245K | – |
| CENTRAL GOLDTRUST | COMMON | 1K | 26K | – |
| CENTL SECURITIES CORP | COMMON | 740 | 34K | – |
| CENTURYTEL INC | COMMON | 438 | 13K | – |
| CERNER CORP | COMMON | 43K | 585K | – |
| CERUS CORP | COMMON | 787 | 189K | – |
| CHEMICAL FINL CORP | COMMON | 1K | 44K | – |
| CHESAPEAKE ENERGY CORP | COMMON | 1K | 84K | – |
| CHESAPEAKE GRANITE WA TR | COMMON | 92 | 14K | – |
| CHEVRONTEXACO CORPORATION | COMMON | 99K | 943K | – |
| CHICAGO BRIDGE & IRON CO N Y R | COMMON | 2K | 45K | – |
| CHIPOTLE MEXICAN GRILL INC CL | COMMON | 5K | 8K | – |
| CHUBB CORP | COMMON | 3K | 27K | – |
| CHURCH & DWIGHT INC | COMMON | 51K | 594K | – |
| CIMAREX ENERGY CO COM | COMMON | 210 | 2K | – |
| CINCINNATI FINL CORP | COMMON | 5K | 85K | – |
| CITIGROUP INC NEW | COMMON | 3K | 62K | – |
| CITRIX SYS INC | COMMON | 1K | 21K | – |
| CLEAN HARBORS INC COM | COMMON | 762 | 13K | – |
| CLEARBRIDGE AMER ENERGY | COMMON | 246 | 16K | – |
| CLEARBRIDGE ENERGY | COMMON | 501 | 20K | – |
| CLEARSIGN COMBUSTION CRP | COMMON | 1K | 221K | – |
| CLIFTON BANCORP INC | COMMON | 707 | 50K | – |
| CLOROX CO | COMMON | 7K | 65K | – |
| COACH INC | COMMON | 3K | 72K | – |
| COCA COLA CO | COMMON | 49K | 1M | – |
| COGNIZANT TECHNLGY SLTNS CORCL | COMMON | 11K | 169K | – |
| COLGATE PALMOLIVE CO | COMMON | 5K | 75K | – |
| COLUMBIA BANKING SYS INC | COMMON | 2K | 54K | – |
| COMPANIA DE MINAS ADR | COMMON | 118 | 12K | – |
| CONAGRA INC | COMMON | 29K | 781K | – |
| CONSOLIDATED EDISON INC | COMMON | 4K | 59K | – |
| CONTINENTAL RESOURCES INC COM | COMMON | 1K | 30K | – |
| COOPER COS INC NEW | COMMON | 6K | 33K | – |
| CORNING INC | COMMON | 3K | 149K | – |
| CRAY INC NEW | COMMON | 294 | 10K | – |
| CREE INC | COMMON | 18K | 493K | – |
| CUMMINS ENGINE INC | COMMON | 643 | 5K | – |
| CUSHING MLP TOTAL RETURN | COMMON | 121 | 30K | – |
| DBX HEDGED EQUITY FD ETF | COMMON | 26K | 865K | – |
| DBX HEDGED EQUITY FD ETF | COMMON | 284 | 9K | ENVESTNET ASSET MANAGEMENT INC |
| DEUTSCHE MSCI EUROPE ETF | COMMON | 276 | 9K | – |
| DEUTSCHE CSI 300 CHN ETF | COMMON | 848 | 20K | – |
| DCT INDL TR INC NEW | COMMON | 433 | 12K | – |
| DTE ENERGY CO | COMMON | 387 | 5K | – |
| DANAHER CORP | COMMON | 12K | 139K | – |
| DARDEN RESTAURANTS INC | COMMON | 351 | 5K | – |
| DEERE & CO. | COMMON | 3K | 38K | – |
| DELUXE CORP | COMMON | 2K | 27K | – |
| DENTSPLY INTL INC NEW | COMMON | 861 | 17K | – |
| DEXCOM INC COM | COMMON | 2K | 28K | – |
| DIAMONDROCK HOSPITALITY CO | COMMON | 3K | 209K | – |
| DICKS SPORTING GOODS INC | COMMON | 27K | 476K | – |
| DIEBOLD INC | COMMON | 462 | 13K | – |
| DIGITAL RLTY TR INC COM | COMMON | 20K | 298K | – |
| DISNEY WALT PRODUCTIONS | COMMON | 22K | 213K | – |
| DISCOVER FINL SVCS | COMMON | 44K | 782K | – |
| DOLLAR TREE INC | COMMON | 3K | 40K | – |
| DONALDSON INC | COMMON | 2K | 48K | – |
| DONNELLEY R R & SONS CO | COMMON | 360 | 19K | – |
| DOUBLELINE INCM SLTNS FD | COMMON | 2K | 93K | – |
| DOVER CORP | COMMON | 4K | 58K | – |
| DOW CHEMICAL CORP | COMMON | 12K | 252K | – |
| DREYFUS STRATEGIC MUNIS | COMMON | 402 | 48K | – |
| DU PONT E I DE NEMOURS CO | COMMON | 8K | 107K | – |
| DUNKIN BRANDS GROUP INC | COMMON | 675 | 14K | – |
| EGSHARES INDIA CONSUMER ETF | COMMON | 737 | 21K | – |
| EL POLLO LOCO HLDGS INC | COMMON | 287 | 11K | – |
| E M C CORP MASS | COMMON | 40K | 2M | – |
| EAGLE BANCORP INC MD | COMMON | 289 | 8K | – |
| EXCO RESOURCES INC | COMMON | 47 | 26K | – |
| EASTMAN CHEM CO | COMMON | 3K | 50K | – |
| EATON VANCE CORP | COMMON | 216 | 5K | – |
| EBAY INC | COMMON | 4K | 68K | – |
| ECOLAB INC | COMMON | 15K | 132K | – |
| ELDORADO GOLD CORP NEW | COMMON | 73 | 16K | – |
| ELECTRO SCIENTIFIC INDS | COMMON | 186 | 30K | – |
| ELECTRONIC ARTS | COMMON | 416 | 7K | – |
| EMCORE CORP NEW | COMMON | 2K | 374K | – |
| EMERSON ELEC CO | COMMON | 34K | 600K | – |
| ENCANA CORP | COMMON | 997 | 89K | – |
| ENCORE CAP GROUP INC COM | COMMON | 5K | 110K | – |
| ENTERPRISE PROD PTNRS LP | LP | 2K | 49K | – |
| EQUIFAX INC | COMMON | 454 | 5K | – |
| ESTERLINE TECHNOLOGIES C | COMMON | 539 | 5K | – |
| EXONE COMPANY | COMMON | 534 | 39K | – |
| EXPEDITORS INTL WASH INC | COMMON | 7K | 152K | – |
| FMC CORP | COMMON | 1K | 24K | – |
| F N B CORP PA | COMMON | 213 | 16K | – |
| FACTSET RESH SYS INC | COMMON | 2K | 11K | – |
| FASTENAL CO | COMMON | 43K | 1M | – |
| FEDERAL RLTY INVT TR | COMMON | 1K | 9K | – |
| FEDERAL SIGNAL CORP | COMMON | 556 | 35K | – |
| FEDERATED INVS INC PA CL B | COMMON | 2K | 57K | – |
| F5 NETWORKS INC | COMMON | 13K | 112K | – |
| FIDUS INVESTMENT CORP | COMMON | 577 | 38K | – |
| FIFTH 3RD BANCORP | COMMON | 4K | 213K | – |
| FIRST BUS FINL SVCS WI | COMMON | 213 | 5K | – |
| FIRST CITIZENS BANC CORP | COMMON | 111 | 10K | – |
| FIRST SOLAR INC | COMMON | 1K | 18K | – |
| FT US IPOX INDX ETF | COMMON | 295 | 5K | – |
| FIRST TR ABERDEEN GLOBAL | COMMON | 4K | 313K | – |
| FISERV INC | COMMON | 65K | 815K | – |
| FIRSTENERGY CORP | COMMON | 25K | 717K | – |
| FLEETCOR TECHNOLOGIES INC | COMMON | 8K | 55K | – |
| FLUOR CORP NEW | COMMON | 19K | 330K | – |
| FOOT LOCKER INC | COMMON | 392 | 6K | – |
| FORD MTR CO | COMMON | 23K | 1M | – |
| FRANCO NEVADA CORP | COMMON | 967 | 20K | – |
| FRANKLIN RES INC | COMMON | 4K | 72K | – |
| GALLAGHER ARTHUR J & CO | COMMON | 367 | 8K | – |
| GANNETT INC DEL | COMMON | 730 | 20K | – |
| G A P INC | COMMON | 404 | 9K | – |
| GARRISON CAPITAL INC | COMMON | 1K | 67K | – |
| GARTNER GROUP INC NEW CL A | COMMON | 51K | 610K | – |
| GENERAC HOLDINGS INC | COMMON | 5K | 112K | – |
| GENERAL DYNAMICS CORP | COMMON | 4K | 31K | – |
| GENERAL ELECTRIC COMPANY | COMMON | 133K | 5M | – |
| GENERAL MILLS INC | COMMON | 12K | 207K | – |
| GENESEE & WYOMING INC 5.000% 1 | PREFERR | 350 | 3K | – |
| GENTEX CORP | COMMON | 3K | 143K | – |
| GENUINE PARTS CO | COMMON | 3K | 37K | – |
| GILEAD SCIENCES INC | COMMON | 28K | 280K | – |
| GLADSTONE COML CORP | COMMON | 912 | 49K | – |
| GLOBUS MED INC A NEW | COMMON | 24K | 945K | – |
| GLORI ENERGY INC | COMMON | 49 | 23K | – |
| GOLDCORP INC NEW | COMMON | 13K | 723K | – |
| GRAINGER W W INC | COMMON | 2K | 7K | – |
| GREAT PLAINS ENERGY INC | COMMON | 677 | 25K | – |
| GREENBRIER COS INC | COMMON | 206 | 4K | – |
| GREENHILL & CO INC | COMMON | 36K | 897K | – |
| GREIF INC CLASS A | COMMON | 1K | 30K | – |
| HCC INS HLDGS INC | COMMON | 3K | 48K | – |
| HSBC HLDGS PLC SPONS ADR | COMMON | 828 | 19K | – |
| HSBC HOLDINGS PLC 6.200% 00/00 | PREFERR | 652 | 25K | – |
| HALLIBURTON COMPANY | COMMON | 29K | 669K | – |
| HANESBRANDS INC | COMMON | 5K | 140K | – |
| HARLEY DAVIDSON INC | COMMON | 1K | 20K | – |
| HARMAN INTL INDS INC | COMMON | 8K | 58K | – |
| HARSCO CORP | COMMON | 625 | 36K | – |
| HARTFORD FINL SVCS GROUP INC | COMMON | 4K | 93K | – |
| HASBRO INC | COMMON | 42K | 657K | – |
| HAWAIIAN ELEC INDS INC | COMMON | 244 | 8K | – |
| HECLA MNG CO | COMMON | 158 | 53K | – |
| HELMERICH & PAYNE INC | COMMON | 1K | 20K | – |
| HENRY JACK & ASSOC INC | COMMON | 371 | 5K | – |
| HERSHA HSPTLTY TR A SBI | COMMON | 4K | 552K | – |
| HERSHEY FOODS CORP | COMMON | 372 | 4K | – |
| HEWLETT PACKARD CO | COMMON | 2K | 61K | – |
| HEXCEL CORP NEW | COMMON | 6K | 120K | – |
| HILLTOP HOLDINGS INC | COMMON | 7K | 357K | – |
| HOLLYFRONTIER CORP | COMMON | 3K | 64K | – |
| HOLOGIC INC | COMMON | 655 | 20K | – |
| HOME DEPOT INC | COMMON | 19K | 165K | – |
| HOMETRUST BANCSHARES INC | COMMON | 482 | 30K | – |
| HONDA MTR LTD ADR 10 ORD | COMMON | 2K | 57K | – |
| HONEYWELL INTERNATIONAL INC. | COMMON | 5K | 48K | – |
| HORMEL GEO A & CO | COMMON | 212 | 4K | – |
| HOSPIRA INC | COMMON | 4K | 50K | – |
| HUMANA INC | COMMON | 212 | 1K | – |
| HUNT J B TRANS SVCS INC | COMMON | 53K | 618K | – |
| HUNTINGTON BANCSHARES INC | COMMON | 2K | 150K | – |
| HYDROGENICS CORP | COMMON | 2K | 153K | – |
| ILLINOIS TOOL WORKS INC | COMMON | 13K | 135K | – |
| ILLUMINA INC | COMMON | 25K | 134K | – |
| IMPERIAL OIL LTD NEW | COMMON | 2K | 57K | – |
| INTEGRATED DEVICE TECHNOLOGYCO | COMMON | 56K | 3M | – |
| INTEL CORP | COMMON | 47K | 1M | – |
| INTERNATIONAL BUSINESS MACH | COMMON | 20K | 126K | – |
| INTL FLAVORS & FRAGRANCES | COMMON | 495 | 4K | – |
| INTL PAPER COMPANY | COMMON | 57K | 1M | – |
| INTUIT INC | COMMON | 2K | 20K | – |
| INVESTORS RL EST TR SBI | COMMON | 87 | 12K | – |
| IROBOT CORP COM | COMMON | 225 | 7K | – |
| ISHARES COMEX GOLD TRUST | COMMON | 2K | 201K | – |
| ISHS MSCI AUSTRALIA INDX | COMMON | 2K | 87K | – |
| ISHARES MSCI BRAZIL FREE | COMMON | 488 | 16K | – |
| ISHS MSCI EMU ETF | COMMON | 278 | 7K | – |
| ISHS PAC EX JAPAN INDX | COMMON | 974 | 21K | – |
| ISHS MSCI SINGAPORE ETF | COMMON | 140 | 11K | – |
| ISHS MSCI GERMANY ETF | COMMON | 1K | 36K | – |
| ISHS MSCI JAPAN ETF | COMMON | 958 | 76K | – |
| ISHS S&P 100 INDX ETF | COMMON | 4K | 43K | – |
| ISHS S&P TTL US STK ETF | COMMON | 207 | 2K | – |
| ISHARES DJ SEL DIV INDEX | COMMON | 20K | 251K | – |
| ISHARES DJ SEL DIV INDEX | COMMON | 294 | 4K | ENVESTNET ASSET MANAGEMENT INC |
| ISHARES UST INFLTN PRTD | COMMON | 1K | 10K | – |
| ISHARES TR FTSE 25 INDEX | COMMON | 713 | 16K | – |
| ISHARES TR S&P 500 INDX FD | COMMON | 20K | 94K | – |
| ISHARES BARCLAY AGRGT BD | COMMON | 10K | 89K | – |
| ISHARES EMERGING MKT INTL MSCI | COMMON | 18K | 449K | – |
| ISHARES GS CORP BD FD | COMMON | 6K | 49K | – |
| ISHS S&P 500 GRW IDX ETF | COMMON | 11K | 96K | – |
| ISHS NA NAT RES ETF | COMMON | 544 | 14K | – |
| ISHS S&P 500 VAL IDX ETF | COMMON | 3K | 33K | – |
| ISHARES TR 20+TREAS INDX | COMMON | 3K | 21K | – |
| ISHS BC 7 10YR TREAS BD | COMMON | 3K | 30K | – |
| ISHS TR 1 3YR TREAS IDX | COMMON | 10K | 115K | – |
| ISHARES EAFE INDEX INTL MSCI | COMMON | 23K | 362K | – |
| ISHRS RSL MDCAP VAL INDX | COMMON | 8K | 100K | – |
| ISHRS TR RSL MDCP GROWTH | COMMON | 4K | 44K | – |
| ISHARES MIDCAP RUSSELL | COMMON | 94K | 545K | – |
| ISHS CORE S&P MDCP ETF | COMMON | 36K | 240K | – |
| ISHS CORE S&P MDCP ETF | COMMON | 164 | 1K | ENVESTNET ASSET MANAGEMENT INC |
| ISHS NA TECH SOFTWAR ETF | COMMON | 217 | 2K | – |
| ISHS NASDAQ BIOTECH ETF | COMMON | 3K | 9K | – |
| ISHARES 1000 VALUE RUSSELL | COMMON | 197K | 2M | – |
| ISHARES 1000 GROWTH RUSSELL | COMMON | 132K | 1M | – |
| ISHARES 1000 GROWTH RUSSELL | COMMON | 123 | 1K | ENVESTNET ASSET MANAGEMENT INC |
| ISHARES TR RSSL 1000 IDX | COMMON | 26K | 223K | – |
| ISHARES TR RUSSELL 2000 VALUE | COMMON | 6K | 55K | – |
| ISHS RSSLL 2000 GRTH IDX | COMMON | 25K | 163K | – |
| ISHS RSSLL 2000 GRTH IDX | COMMON | 165 | 1K | ENVESTNET ASSET MANAGEMENT INC |
| ISHARES 2000 INDEX RUSSELL | COMMON | 43K | 344K | – |
| ISHS RUSS 3000 INDX ETF | COMMON | 3K | 21K | – |
| ISHS S&P MDCP400 VAL ETF | COMMON | 10K | 78K | – |
| ISHS US TECH ETF | COMMON | 649 | 6K | – |
| ISHS US RL EST ETF | COMMON | 9K | 119K | – |
| ISHS US RL EST ETF | COMMON | 356 | 4K | ENVESTNET ASSET MANAGEMENT INC |
| ISHS S&P 500 SMCP ETF | COMMON | 26K | 217K | – |
| ISHARES TR S&P SMALLCAP 600 VA | COMMON | 10K | 85K | – |
| ISHS S&P SHT NTL MUN ETF | COMMON | 2K | 21K | – |
| ISHS GLB TIMBER ETF | COMMON | 822 | 15K | – |
| ISHS AC ASIA EX JPN ETF | COMMON | 225 | 4K | – |
| ISHS MSCI EAFE SMALL CAP | COMMON | 8K | 153K | – |
| ISHS JPM USD EMRG MKT BD | COMMON | 2K | 21K | – |
| ISHS TR S&P NATL MUN BD | COMMON | 2K | 20K | – |
| ISHS INTL SEL DIV ETF | COMMON | 4K | 108K | – |
| ISHARES TR IBOXX CORP BD | COMMON | 3K | 32K | – |
| ISHARES NAREIT MTG INDEX | COMMON | 256 | 22K | – |
| ISHARES BARCLAYS MBS BOND | COMMON | 2K | 16K | – |
| ISHS BRCLY INTER GOV CR | COMMON | 274 | 2K | – |
| ISHS BRCLYS INTER CR BD | COMMON | 19K | 168K | – |
| ISHS BRCLYS INTER CR BD | COMMON | 260 | 2K | ENVESTNET ASSET MANAGEMENT INC |
| ISHS BRCLYS 1-3 CR BD FD | COMMON | 21K | 197K | – |
| ISHS BRCLYS 3-7 TREA BD | COMMON | 623 | 5K | – |
| ISHS BRCLYS SRT TREAS BD | COMMON | 977 | 9K | – |
| ISHS U S PFD STK ETF | COMMON | 20K | 510K | – |
| ISHS U S PFD STK ETF | COMMON | 399 | 10K | ENVESTNET ASSET MANAGEMENT INC |
| ISHARES DJ U S AEROSPACE | COMMON | 203 | 2K | – |
| ISHARES DJ U S PHARMA FD | COMMON | 247 | 1K | – |
| ISHARES DJ U S OIL & GAS | COMMON | 2K | 22K | – |
| ISHS MICROCAP ETF | COMMON | 227 | 3K | – |
| ISHARES EUROPE FINL | COMMON | 296 | 13K | – |
| ISHARES TRUST 2017 S&P AMT FRE | COMMON | 443 | 8K | – |
| ISHARES S&P NIFTY 50 ETF | COMMON | 3K | 98K | – |
| ITC HLDGS CORP COM | COMMON | 13K | 340K | – |
| JACOBS ENGR GROUP INC | COMMON | 930 | 21K | – |
| JARDEN CORP | COMMON | 2K | 44K | – |
| JOHNSON & JOHNSON | COMMON | 128K | 1M | – |
| JOHNSON CONTROLS | COMMON | 64K | 1M | – |
| KLA-TENCOR CORP | COMMON | 617 | 11K | – |
| KANDI TECHNOLOGIES CORP | COMMON | 2K | 193K | – |
| KAYNE ANDERSON MLP INVT | COMMON | 3K | 72K | – |
| KELLOGG CO | COMMON | 3K | 44K | – |
| KEYCORP | COMMON | 308 | 22K | – |
| KIMBERLY CLARK CORP | COMMON | 14K | 130K | – |
| KOHLS CORP | COMMON | 5K | 62K | – |
| KONINKLIJKE PHILIPS ELECTRS SP | COMMON | 2K | 77K | – |
| KORN FERRY INTL COM NEW | COMMON | 635 | 19K | – |
| KROGER CO | COMMON | 3K | 35K | – |
| L BRANDS INC | COMMON | 256 | 3K | – |
| LKQ CORP | COMMON | 54K | 2M | – |
| LTC PPTYS INC | COMMON | 7K | 156K | – |
| LAKELAND INDS INC COM | COMMON | 134 | 15K | – |
| LAMAR ADVERTISING NEW A | COMMON | 217 | 4K | – |
| LAS VEGAS SANDS CORP COM | COMMON | 721 | 13K | – |
| LATTICE SEMICONDUCTOR | COMMON | 69 | 11K | – |
| LEIDOS HOLDINGS INC | COMMON | 598 | 14K | – |
| LEUCADIA NATL CORP | COMMON | 1K | 56K | – |
| LILLY ELI & CO | COMMON | 8K | 103K | – |
| LINCOLN NATL CORP IND | COMMON | 498 | 9K | – |
| LINDSAY MFG CO | COMMON | 3K | 38K | – |
| LINN ENERGY LLC UNIT | COMMON | 307 | 28K | – |
| LITHIA MTRS INC CL A | COMMON | 5K | 53K | – |
| LOCKHEED MARTIN CORP | COMMON | 2K | 9K | – |
| LOEWS CORP | COMMON | 267 | 7K | – |
| LORILLARD INC COM | COMMON | 685 | 10K | – |
| LOWES COS INC | COMMON | 10K | 129K | – |
| LULULEMON ATHLETICA INC | COMMON | 7K | 110K | – |
| M D U RESOURCES GROUP INC | COMMON | 742 | 35K | – |
| M G I C INVT CORP WIS | COMMON | 339 | 35K | – |
| M G M GRAND INC | COMMON | 443 | 21K | – |
| MSA SAFETY INC | COMMON | 399 | 8K | – |
| MSC INDL DIRECT INC CL A | COMMON | 492 | 7K | – |
| MVC CAPITAL INC | COMMON | 795 | 84K | – |
| MAGNA INTL INC | COMMON | 3K | 48K | – |
| MANITOWOC CO | COMMON | 1K | 59K | – |
| MARATHON OIL CORP | COMMON | 1K | 49K | – |
| MARKEL CORP | COMMON | 4K | 6K | – |
| MARSH MCLENNAN | COMMON | 5K | 84K | – |
| MARRIOTT INTL INC NEW CL A | COMMON | 2K | 27K | – |
| MASCO CORP | COMMON | 525 | 20K | – |
| MATTEL INC | COMMON | 593 | 26K | – |
| MCCORMICK & CO INC | COMMON | 45K | 580K | – |
| MCDONALDS CORP | COMMON | 67K | 688K | – |
| MCGRAW HILL INC | COMMON | 739 | 7K | – |
| MEAD JOHNSON NUTRTN CL A | COMMON | 56K | 554K | – |
| MELCO PBL ENTERTAINMENT | COMMON | 852 | 40K | – |
| MERCURY GEN CORP NEW | COMMON | 306 | 5K | – |
| METHODE ELECTRONICS INC | COMMON | 7K | 154K | – |
| MICROSOFT CORP | COMMON | 94K | 2M | – |
| MICROCHIP TECHNOLOGY INC | COMMON | 10K | 197K | – |
| MICRON TECHNOLOGY INC | COMMON | 2K | 73K | – |
| MICROSEMI CORP | COMMON | 718 | 20K | – |
| MIDDLEBY CORP | COMMON | 45K | 434K | – |
| MIMEDX GROUP INC | COMMON | 104 | 10K | – |
| MODINE MFG CO | COMMON | 145 | 11K | – |
| MOHAWK INDS INC | COMMON | 316 | 2K | – |
| MONDELEZ INTL INC | COMMON | 5K | 149K | – |
| MONMOUTH REAL ESTATE INV | COMMON | 728 | 66K | – |
| MONROE CAPITAL CORP | COMMON | 689 | 47K | – |
| MOODYS CORP | COMMON | 1K | 11K | – |
| MORGAN STANLEY | COMMON | 274 | 8K | – |
| MORGAN EMERGING MARKETS | COMMON | 234 | 25K | – |
| MOTORCAR PARTS OF AMERICA | COMMON | 8K | 303K | – |
| MURPHY OIL CORP | COMMON | 967 | 21K | – |
| MURPHY USA INC | COMMON | 1K | 14K | – |
| NATIONAL FUEL GAS | COMMON | 2K | 38K | – |
| NATIONAL GRID TRANSCO PLC SPON | COMMON | 2K | 25K | – |
| NATIONAL-OILWELL INC | COMMON | 2K | 47K | – |
| NATL PRESTO IND INC | COMMON | 425 | 7K | – |
| NATIONAL WESTN LIFE INS CO | COMMON | 513 | 2K | – |
| NEW GOLD INC CANADA | COMMON | 104 | 31K | – |
| NEW MOUNTAIN FIN CORP | COMMON | 161 | 11K | – |
| NEW YORK CMNTY BANCORP INC | COMMON | 842 | 50K | – |
| NEWMONT MNG CORP | COMMON | 2K | 93K | – |
| NIKE INC CLASS B | COMMON | 6K | 55K | – |
| NOKIA CORP ADR | COMMON | 564 | 74K | – |
| NOBLE ENERGY INC | COMMON | 244 | 5K | – |
| NORDSTROM INC | COMMON | 9K | 117K | – |
| NORFOLK SOUTHN CORP | COMMON | 6K | 62K | – |
| NORTHEAST CMNTY BANCORP | COMMON | 227 | 33K | – |
| NORTHERN TRUST CORP | COMMON | 347 | 5K | – |
| NORTHROP CORP | COMMON | 2K | 14K | – |
| NORTHWEST NAT GAS CO | COMMON | 1K | 24K | – |
| NORTHWEST PIPE COMPANY | COMMON | 1K | 56K | – |
| NOVO-NORDISK A S ADR | COMMON | 11K | 204K | – |
| NUCOR CORP | COMMON | 649 | 14K | – |
| NUV TAX FREE ADV MUNI FD | COMMON | 509 | 37K | – |
| NUVEEN MUN HIGH OPP FD | COMMON | 209 | 15K | – |
| NUVEEN MUN VALUE FD INC | COMMON | 22K | 2M | – |
| NUVEEN SELECT QUALITY | COMMON | 224 | 16K | – |
| NUVEEN OH QUAL INCM MUN | COMMON | 2K | 164K | – |
| NUVEEN MUN OPPTY FD INC | COMMON | 444 | 30K | – |
| OCCIDENTAL PETE CORP | COMMON | 24K | 329K | – |
| OCEANEERING INTL INC | COMMON | 34K | 627K | – |
| OLD REP INTL CORP | COMMON | 1K | 95K | – |
| OMNICOM GROUP | COMMON | 355 | 5K | – |
| OMEGA HEALTHCARE INVS INC | COMMON | 1K | 26K | – |
| OMEROS CORP | COMMON | 295 | 13K | – |
| ONEOK INC NEW | COMMON | 374 | 8K | – |
| ORANGE SPON ADR | COMMON | 2K | 110K | – |
| OUTERWALL INC | COMMON | 414 | 6K | – |
| OXFORD LANE CAP CORP | COMMON | 373 | 25K | – |
| PNC FINANCIAL CORP | COMMON | 11K | 119K | – |
| PPG INDS INC | COMMON | 2K | 11K | – |
| PACCAR INC | COMMON | 32K | 502K | – |
| PACIRA PHARMACEUTICALS INC | COMMON | 17K | 188K | – |
| PALL CORP | COMMON | 213 | 2K | – |
| PALO ALTO NETWORKS INC | COMMON | 6K | 44K | – |
| PAN AMERN SILVER CORP | COMMON | 1K | 166K | – |
| PARSLEY ENERGY INC A | COMMON | 246 | 15K | – |
| PATRICK INDUSTRIES INC | COMMON | 1K | 20K | – |
| PATTERSON COS INC | COMMON | 1K | 25K | – |
| PAYCHEX INC | COMMON | 8K | 164K | – |
| PEABODY ENERGY CORP | COMMON | 4K | 802K | – |
| PEMBINA PIPELINE CORP | COMMON | 251 | 8K | – |
| PENN WEST PETE LTD NEW | COMMON | 25 | 15K | – |
| PENNANTPARK INVT CORP COM | COMMON | 217 | 24K | – |
| PEOPLES UNITED FINANCIAL | COMMON | 2K | 141K | – |
| PEPSICO INC | COMMON | 107K | 1M | – |
| PERMIAN BASIN ROYALTY TR | COMMON | 896 | 111K | – |
| PHARMACYCLICS INC COM | COMMON | 235 | 920 | – |
| PFIZER INC | COMMON | 40K | 1M | – |
| PHILIP MORRIS INTL INC | COMMON | 15K | 200K | – |
| PHILLIPS 66 | COMMON | 3K | 36K | – |
| PIEDMONT NAT GAS INC | COMMON | 2K | 48K | – |
| PINNACLE WEST CAP CORP | COMMON | 247 | 4K | – |
| PIONEER DVSFD HIGH INCME | COMMON | 2K | 86K | – |
| PIONEER NAT RES CO | COMMON | 1K | 6K | – |
| PLAINS ALL AMERN PIPELIN | LP | 2K | 31K | – |
| PLUM CREEK TIMBER CO INC | COMMON | 6K | 148K | – |
| POLARIS INDS INC | COMMON | 42K | 296K | – |
| POPE RESOURCES DEL LTD | LP | 4K | 63K | – |
| PORTLAND GENL ELEC CO | COMMON | 205 | 6K | – |
| POTLATCH CORP | COMMON | 3K | 63K | – |
| PRECISION CASTPARTS CORP | COMMON | 6K | 30K | – |
| PRICELINE COM INC COM NEW | COMMON | 776 | 667 | – |
| PROCTER & GAMBLE CO | COMMON | 58K | 712K | – |
| PRIVATEBANCORP INC | COMMON | 6K | 163K | – |
| PROGRESSIVE CORP OHIO | COMMON | 2K | 91K | – |
| PROOFPOINT INC | COMMON | 693 | 12K | – |
| PRUDENTIAL FINL INC | COMMON | 322 | 4K | – |
| PUBLIC SVC ENTERPRISES | COMMON | 921 | 22K | – |
| PULTE CORP | COMMON | 377 | 17K | – |
| PUTNAM PREMIER INCOME TR | COMMON | 56 | 11K | – |
| QLOGIC CORP | COMMON | 247 | 17K | – |
| QUALCOMM INC | COMMON | 43K | 617K | – |
| QUALITY SYS INC | COMMON | 1K | 63K | – |
| QUESTAR CORP | COMMON | 2K | 99K | – |
| R P M INC OHIO | COMMON | 359 | 7K | – |
| RAVEN INDS INC COM | COMMON | 391 | 19K | – |
| RAYONIER INC | COMMON | 4K | 166K | – |
| RAYTHEON CO | COMMON | 4K | 39K | – |
| REALTY INCOME CORP | COMMON | 1K | 25K | – |
| REAVES UTILITY INCOME FD | COMMON | 247 | 8K | – |
| REDWOOD TRUST INC | COMMON | 548 | 31K | – |
| REGAL BELOIT | COMMON | 20K | 251K | – |
| REPUBLIC SVCS INC CL A | COMMON | 11K | 277K | – |
| RESMED INC | COMMON | 477 | 7K | – |
| RESTORATION HARDWARE | COMMON | 657 | 7K | – |
| REVANCE THERAPEUTICS INC | COMMON | 713 | 34K | – |
| REVSHS ETF TR LARGCAP FD | COMMON | 720 | 17K | – |
| REVSHS ETF TR MIDCAP FD | COMMON | 212 | 4K | – |
| REVSHS ETF SMALL CAP FD | COMMON | 259 | 4K | – |
| REYNOLDS AMERICAN INC | COMMON | 1K | 16K | – |
| RIO TINTO PLC SPONSORED ADR | COMMON | 2K | 37K | – |
| ROBERT HALF INTL INC | COMMON | 5K | 91K | – |
| ROCKWELL INTL CORP NEW | COMMON | 25K | 217K | – |
| ROCKWELL COLLINS INC | COMMON | 1K | 11K | – |
| ROGERS COMMUNS B NON VTG | COMMON | 3K | 96K | – |
| ROLLINS INC | COMMON | 209 | 8K | – |
| ROPER INDS INC NEW | COMMON | 268 | 2K | – |
| ROSS STORES INC | COMMON | 47K | 450K | – |
| ROYAL BK CDA MONTREAL QUE | COMMON | 2K | 26K | – |
| ROYAL DUTCH SHELL PLC SPON ADR | COMMON | 8K | 129K | – |
| ROYAL DUTCH SHELL PLC ADR A | COMMON | 6K | 100K | – |
| ROYAL GOLD INC COM | COMMON | 3K | 47K | – |
| ROYCE VALUE TRUST INC | COMMON | 2K | 131K | – |
| RUBICON MINERALS CORP | COMMON | 120 | 126K | – |
| RYDER SYS INC | COMMON | 9K | 92K | – |
| SJW CORP COM | COMMON | 1K | 33K | – |
| ST JUDE MED INC | COMMON | 977 | 15K | – |
| SAN JUAN BASIN RLTY TR | COMMON | 3K | 270K | – |
| SANDY SPRING BANCORP INC | COMMON | 236 | 9K | – |
| SCHEIN HENRY INC | COMMON | 5K | 39K | – |
| SCHLUMBERGER LTD | COMMON | 23K | 276K | – |
| SCHNITZER STEEL INDS A | COMMON | 3K | 165K | – |
| SCHULMAN A INC | COMMON | 846 | 18K | – |
| SCHWAB CHARLES CORP | COMMON | 392 | 13K | – |
| SCIENCE APP INTL CORP | COMMON | 426 | 8K | – |
| SCRIPPS NETWORKS INTERACTIVE I | COMMON | 2K | 30K | – |
| SEATTLE GENETICS INC WA | COMMON | 854 | 24K | – |
| SEMPRA ENERGY COM | COMMON | 668 | 6K | – |
| SEQUANS COMMS SPON ADR | COMMON | 3K | 2M | – |
| SHERWIN WILLIAMS CO | COMMON | 4K | 14K | – |
| SIGMA ALDRICH CORP | COMMON | 3K | 22K | – |
| SILVER WHEATON CORP | COMMON | 1K | 78K | – |
| SILVERCREST MINES INC COM | COMMON | 97 | 88K | – |
| SIMON PPTY GROUP INC NEW | COMMON | 4K | 22K | – |
| SINCLAIR BROADCAST GROUP INC C | COMMON | 3K | 91K | – |
| SMITH A O CORP CLASS B | COMMON | 26K | 396K | – |
| SMUCKER J M CO | COMMON | 5K | 46K | – |
| SNAP ON TOOLS CORP | COMMON | 459 | 3K | – |
| SONOCO PRODS CO | COMMON | 307 | 7K | – |
| SONY CORP - ADR | COMMON | 2K | 57K | – |
| SONUS NETWORKS INC NEW | COMMON | 87 | 11K | – |
| SOURCE CAP INC | COMMON | 702 | 10K | – |
| SOUTH JERSEY INDS INC COM | COMMON | 2K | 39K | – |
| SOUTHERN CO | COMMON | 8K | 176K | – |
| SOUTHWEST AIRLS CO | COMMON | 6K | 146K | – |
| SOUTHWSTN ENERGY CO | COMMON | 31K | 1M | – |
| SPARK ENERGY INC CL A | COMMON | 197 | 13K | – |
| SPECTRA ENERGY CORP | COMMON | 4K | 118K | – |
| SPIRIT AIRLINES INC | COMMON | 4K | 56K | – |
| SPLUNK INC | COMMON | 270 | 5K | – |
| STANCORP FINL GROUP INC | COMMON | 2K | 25K | – |
| STANLEY BLACK & DECKER | COMMON | 924 | 10K | – |
| STANLEY BLACK & DECKER UNIT 20 | COMMON | 306 | 3K | – |
| STAPLES INC | COMMON | 1K | 86K | – |
| STARBUCKS CORP | COMMON | 44K | 711K | – |
| STATE STREET CORPORATION | COMMON | 5K | 73K | – |
| STEELCASE INC CL A | COMMON | 1K | 68K | – |
| STERICYCLE INC | COMMON | 67K | 476K | – |
| STRYKER CORP | COMMON | 7K | 76K | – |
| SUMMIT MIDSTREAM PART LP | COMMON | 269 | 8K | – |
| SUNCOR ENERGY INC | COMMON | 2K | 69K | – |
| SUNPOWER CORP | COMMON | 3K | 85K | – |
| SW EXP CR ROGERS TOT ETN | COMMON | 483 | 83K | – |
| SYNOPSYS INC | COMMON | 238 | 5K | – |
| SYSCO CORPORATION | COMMON | 24K | 640K | – |
| TECO ENERGY INC | COMMON | 770 | 40K | – |
| TJX COMPANIES INC (NEW) | COMMON | 5K | 75K | – |
| TAHOE RES INC | COMMON | 116 | 11K | – |
| TAIWAN SEMICONDUCTOR MFG CO AD | COMMON | 9K | 371K | – |
| TASEKO MINES LTD | COMMON | 27 | 43K | – |
| TELEFONICA DE ESPANA SA ADR | COMMON | 2K | 156K | – |
| TEMPLETN EMERG MKT FD | COMMON | 284 | 19K | – |
| TEMPLTN EMERG MKT INC FD | COMMON | 613 | 57K | – |
| TEMPLETON GLOBAL INC FD | COMMON | 7K | 967K | – |
| TEREX CORP NEW | COMMON | 2K | 82K | – |
| TESORO CORP COM | COMMON | 498 | 5K | – |
| TEVA PHARMACEUTICAL INDS LTD A | COMMON | 9K | 152K | – |
| TEXAS INSTRUMENTS INC | COMMON | 5K | 89K | – |
| THERMO FISHER SCIENTIFIC INC | COMMON | 7K | 55K | – |
| THOR INDS INC | COMMON | 2K | 28K | – |
| THORATEC LABS CORP | COMMON | 6K | 133K | – |
| TIFFANY & CO NEW | COMMON | 43K | 490K | – |
| TIME WARNER INC COM | COMMON | 39K | 462K | – |
| TIMKEN CO | COMMON | 407 | 10K | – |
| TOLL BROS INC | COMMON | 646 | 16K | – |
| TOOTSIE ROLL INDS INC COM | COMMON | 2K | 61K | – |
| TORONTO DOMINION BK NEW | COMMON | 266 | 6K | – |
| TOTAL SYS SVCS INC | COMMON | 518 | 14K | – |
| TOYOTA MTR LTD | COMMON | 314 | 2K | – |
| TRACTOR SUPPLY CO | COMMON | 58K | 682K | – |
| TRANSDIGM GROUP INC | COMMON | 584 | 3K | – |
| TRIANGLE CAP CORP COM | COMMON | 931 | 41K | – |
| TRIMBLE NAVIGATION LTD | COMMON | 31K | 1M | – |
| TRINITY INDS INC | COMMON | 37K | 1M | – |
| TRIPADVISOR INC | COMMON | 306 | 4K | – |
| TUPPERWARE CORP | COMMON | 1K | 19K | – |
| TYSON FOODS INC CL A | COMMON | 15K | 401K | – |
| UDR INC | COMMON | 434 | 13K | – |
| UIL HLDG CORP COM | COMMON | 6K | 119K | – |
| U S BANCORP | COMMON | 33K | 746K | – |
| UQM TECHNOLOGIES INC | COMMON | 799 | 726K | – |
| ULTRA PETE CORP | COMMON | 354 | 23K | – |
| UMPQUA HLDGS CORP | COMMON | 276 | 16K | – |
| UNDER ARMOUR INC CL A | COMMON | 45K | 557K | – |
| UNILEVER PLC SPONS ADR | COMMON | 5K | 120K | – |
| UNILEVER N V NEW YORK SHS NEW | COMMON | 384 | 9K | – |
| UNION PACIFIC CORP | COMMON | 17K | 161K | – |
| UNITED BANKSHARES INC W VA COM | COMMON | 311 | 8K | – |
| UNITED CONTINENTAL HLDGS | COMMON | 3K | 46K | – |
| UNITED NAT FOODS INC | COMMON | 423 | 5K | – |
| UNITED PARCEL SERVICE | COMMON | 15K | 153K | – |
| UNITED RENTALS TR I COM | COMMON | 28K | 308K | – |
| UNITED TECHNOLOGIES CORP | COMMON | 14K | 116K | – |
| UNIVERSAL HEALTH SVCS INC B | COMMON | 500 | 4K | – |
| URBAN OUTFITTERS INC COM | COMMON | 26K | 569K | – |
| V F CORP | COMMON | 13K | 169K | – |
| VALMONT INDS INC | COMMON | 775 | 6K | – |
| VALSPAR CORP | COMMON | 207 | 2K | – |
| VANGUARD SPCLZD DIV ETF | COMMON | 7K | 81K | – |
| VNGRD TOTAL INTL STK ETF | COMMON | 2K | 33K | – |
| VANGUARD INTERMEDIATE BD | COMMON | 896 | 10K | – |
| VANGUARD SHORT TERM BOND | COMMON | 14K | 174K | – |
| VANGUARD TOTAL BOND MKT | COMMON | 6K | 68K | – |
| VNGRD FTSE DEV MKTS ETF | COMMON | 146K | 4M | – |
| VANGUARD HGH DIV YLD ETF | COMMON | 1K | 19K | – |
| VANGUARD INTERNATIONAL | COMMON | 3K | 33K | – |
| VANGUARD INTL INDEX ETF | COMMON | 2K | 47K | – |
| VANGRD INTL EMRG MKT ETF | COMMON | 41K | 992K | – |
| VANGUARD INTL EUROPN ETF | COMMON | 3K | 63K | – |
| VNGRD S&P 500 NEW ETF | COMMON | 1K | 7K | – |
| VANGUARD MIDCAP VLU INDX | COMMON | 1K | 14K | – |
| VANGUARD MIDCAP GRW INDX | COMMON | 338 | 3K | – |
| VANGUARD INDEX FUNDS REIT ETF | COMMON | 10K | 122K | – |
| VGRD INDX SM CAP GRW ETF | COMMON | 4K | 33K | – |
| VGRD INDX SM CAP VLU ETF | COMMON | 3K | 26K | – |
| VNGRD MID CAP ETF | COMMON | 7K | 50K | – |
| VNGRD LGCP ETF | COMMON | 2K | 24K | – |
| VNGRD EXTND MARKET ETF | COMMON | 894 | 10K | – |
| VNGRD GROWTH ETF | COMMON | 8K | 71K | – |
| VNGRD VALUE ETF | COMMON | 49K | 580K | – |
| VANGRD INDEX SML CAP ETF | COMMON | 16K | 132K | – |
| VNGRD TTL STK MKT ETF | COMMON | 10K | 93K | – |
| VORNADO RLTY TR | COMMON | 535 | 5K | – |
| VULCAN MATERIALS CO | COMMON | 204 | 2K | – |
| WAL MART STORES INC | COMMON | 9K | 105K | – |
| WALGREENS BOOTS ALLIANCE | COMMON | 20K | 234K | – |
| WASHINGTON FED INC | COMMON | 29K | 1M | – |
| WASHINGTON REAL ESTATE INV'T T | COMMON | 20K | 718K | – |
| WATERS CORP | COMMON | 443 | 4K | – |
| WATSCO INC | COMMON | 36K | 286K | – |
| WELLS FARGO NEW | COMMON | 83K | 2M | – |
| WESTERN DIGITAL CORP | COMMON | 4K | 49K | – |
| WESTERN INTER MUNI FD | COMMON | 203 | 20K | – |
| WESTERN UN CO | COMMON | 1K | 63K | – |
| WESTPORT INNOVATIONS INC | COMMON | 2K | 395K | – |
| WEYERHAEUSER CO | COMMON | 8K | 235K | – |
| WHITEWAVE FOODS A | COMMON | 3K | 62K | – |
| WHITING PETE CORP NEW COM | COMMON | 225 | 7K | – |
| WHOLE FOODS MKT INC | COMMON | 3K | 49K | – |
| WILEY JOHN & SONS CL A | COMMON | 1K | 23K | – |
| WILLIAMS COS INC | COMMON | 7K | 136K | – |
| WILLIAMS-SONOMA INC | COMMON | 439 | 6K | – |
| WISCONSIN ENERGY CORP | COMMON | 4K | 72K | – |
| WOLVERINE WORLD WIDE INC | COMMON | 507 | 15K | – |
| XILINX INC | COMMON | 14K | 337K | – |
| XEROX CORP | COMMON | 3K | 271K | – |
| YAHOO INC | COMMON | 3K | 75K | – |
| YELP INC CL A | COMMON | 500 | 11K | – |
| YUM BRANDS INC | COMMON | 4K | 53K | – |
| ZIONS BANCORPORATION | COMMON | 2K | 61K | – |
| ZULILY INC A | COMMON | 567 | 44K | – |
| ZUMIEZ INC COM | COMMON | 8K | 204K | – |
| ALLIANCEBERNSTEIN INCOME | COMMON | 278 | 36K | – |
| BLACKROCK CORE BOND TR | COMMON | 374 | 27K | – |
| CDK GLOBAL INC | COMMON | 1K | 32K | – |
| GAMCO NATL RES GOLD&INCM | COMMON | 244 | 31K | – |
| QUANTA SVCS INC | COMMON | 6K | 201K | – |
| VERISIGN INC | COMMON | 2K | 32K | – |
| NUVEEN INVT QUALITY | COMMON | 275 | 18K | – |
| U S SILICA HLDGS INC | COMMON | 496 | 14K | – |
| WSTRN ASSET EMRG FD INC | COMMON | 111 | 10K | – |
| AMERISOURCEBERGEN CORP | COMMON | 3K | 29K | – |
| FT CAP STRENGTH ETF | COMMON | 1K | 37K | – |
| SALLY BEAUTY HLDGS INC COM | COMMON | 232 | 7K | – |
| AMERICAN EAGLE OUTFITTERS INC | COMMON | 21K | 1M | – |
| VALE S A ADR | COMMON | 74 | 13K | – |
| TARGET CORP | COMMON | 15K | 187K | – |
| EDWARDS LIFESCIENCES CORP | COMMON | 1K | 9K | – |
| KAYNE ANDERSON MIDSTREAM | COMMON | 639 | 20K | – |
| NCR CORP NEW | COMMON | 2K | 58K | – |
| DR PEPPER SNAPPLE GROUP INC | COMMON | 2K | 21K | – |
| FORTINET INC | COMMON | 54K | 2M | – |
| NEW SOURCE ENERGY LP | COMMON | 732 | 149K | – |
| TOTAL FINA ELF S.A. ADR | COMMON | 6K | 129K | – |
| TRAVELERS COMPANIES INC | COMMON | 7K | 69K | – |
| FIRST TR AMEX BIOTECH FD | COMMON | 6K | 49K | – |
| FIRST TR DJ INTERNET FD | COMMON | 7K | 101K | – |
| A E S CORPORATION | COMMON | 342 | 27K | – |
| ALPS SPROTT GOLD MNR ETF | COMMON | 2K | 101K | – |
| ALPS RIVERFRONT STRT ETF | COMMON | 14K | 558K | – |
| ALPS SECTOR DIV DOGS ETF | COMMON | 1K | 31K | – |
| ALPS ALLERIAN MLP ETF | COMMON | 8K | 507K | – |
| A T & T INC (NEW) | COMMON | 73K | 2M | – |
| ABBVIE INC | COMMON | 116K | 2M | – |
| ACADIA HEALTHCARE | COMMON | 41K | 578K | – |
| ACUITY BRANDS INC COM | COMMON | 56K | 331K | – |
| ADAMS NAT RES FUND INC | COMMON | 292 | 13K | – |
| ADOBE SYS INC | COMMON | 443 | 6K | – |
| ADVANCED AUTO PTS INC COM | COMMON | 4K | 24K | – |
| ADVSHS NEWFLEET MULT ETF | COMMON | 256 | 5K | – |
| AETNA U S HEALTHCARE INC | COMMON | 516 | 5K | – |
| AKAMAI TECHNOLOGIES INC | COMMON | 1K | 21K | – |
| ALCENTRA CAPITAL CORP | COMMON | 542 | 41K | – |
| ALERE INC | COMMON | 2K | 37K | – |
| ALIBABA GRP HLDG SPN ADS | COMMON | 3K | 40K | – |
| ALLEGHENY TECHNOLOGIES INC | COMMON | 4K | 128K | – |
| ALLIANCEBERNSTEIN NATL | COMMON | 160 | 12K | – |
| ALLIANCEBERNSTEIN GLBL | COMMON | 148 | 12K | – |
| ALLSCRIPTS HEALTHCARE SOLUTICO | COMMON | 850 | 71K | – |
| ALPINE GLBL PREMIER PPTY | COMMON | 513 | 75K | – |
| ALTRIA GROUP INC | COMMON | 5K | 104K | – |
| AMERICAN ARLNS GRP INC | COMMON | 408 | 8K | – |
| AMERICAN CAP AGENCY CORP | COMMON | 536 | 25K | – |
| AMERICAN REALTY CAP PPTY | COMMON | 1K | 124K | – |
| AMERICAN TOWER REIT | COMMON | 12K | 131K | – |
| AMERIPRISE FINL INC | COMMON | 891 | 7K | – |
| ANHEUSER BUSCH INBEV | COMMON | 3K | 27K | – |
| ANSYS INC | COMMON | 29K | 324K | – |
| APOLLO INVT CORP | COMMON | 643 | 84K | – |
| AQUA AMERICA INC | COMMON | 3K | 114K | – |
| ARCELORMITTAL SA LUXEMBOURG NY | COMMON | 479 | 51K | – |
| ARES CAP CORP | COMMON | 445 | 26K | – |
| ARMADA HOFFLER PPTYS INC | COMMON | 129 | 12K | – |
| ARTISAN PRTNRS ASSET A | COMMON | 991 | 22K | – |
| AVISTA CORP COM | COMMON | 4K | 129K | – |
| B&G FOODS INC NEW | COMMON | 876 | 30K | – |
| BCE INC NEW | COMMON | 515 | 12K | – |
| BGC PARTNERS INC CLASS A | COMMON | 124 | 13K | – |
| BOFI HLDG INC | COMMON | 7K | 74K | – |
| BANNER CORP NEW | COMMON | 363 | 8K | – |
| BARCLAYS BANK PLC PFD 7.750% 0 | PREFERR | 498 | 19K | – |
| BIO-REFERENCE LABS INC | COMMON | 376 | 11K | – |
| BIOGEN IDEC INC | COMMON | 2K | 4K | – |
| BIOMED REALTY TRUST INC | COMMON | 5K | 209K | – |
| BIOTIME INC | COMMON | 52 | 11K | – |
| BIO TECHNE CORP | COMMON | 689 | 7K | – |
| BLACKBERRY LTD | COMMON | 2K | 241K | – |
| BLACKROCK INC CL A | COMMON | 9K | 26K | – |
| BLACKROCK ENRGY & RES TR | COMMON | 555 | 27K | – |
| BLACKROCK ENH EQ DIV TR | COMMON | 1K | 137K | – |
| BLACKSTONE GROUP LP | COMMON | 936 | 24K | – |
| BLAKRK MUNIYIELD QLTY FD | COMMON | 160 | 10K | – |
| BLKRK MUNIYLD MI INSD FD | COMMON | 385 | 27K | – |
| BLRK MUYLD MI INSD FD II | COMMON | 374 | 29K | – |
| BLKRK CRP HI YIELD FD VI | COMMON | 524 | 47K | – |
| BLACKROCK DEFINED OPPTY | COMMON | 1K | 76K | – |
| BLACKROCK DEBT STRATS FD | COMMON | 41 | 11K | – |
| BLRK ENHNC CAP & INCM FD | COMMON | 669 | 44K | – |
| BLACKROCK RES&CMDTYS STR | COMMON | 325 | 34K | – |
| BLACKSTONE MTG TR INC A | COMMON | 6K | 217K | – |
| BLUEBIRD BIO INC | COMMON | 207 | 2K | – |
| BROADRIDGE FINL SOLUTIONS INC | COMMON | 7K | 119K | – |
| CBRE CLARION REAL EST FD | COMMON | 777 | 87K | – |
| C H ROBINSON WORLDWIDE INC | COMMON | 6K | 76K | – |
| CME GROUP INC CLASS A | COMMON | 10K | 110K | – |
| CA INC | COMMON | 1K | 41K | – |
| CALAMOS GLBL DYNAMIC INC | COMMON | 1K | 138K | – |
| CALIFORNIA RES CORP | COMMON | 95 | 13K | – |
| CANADIAN PAC RY LTD | COMMON | 2K | 10K | – |
| CAPITAL ONE FINL CORP | COMMON | 763 | 10K | – |
| CAPITOL FEDERAL FINL INC | COMMON | 1K | 97K | – |
| CAPSTEAD MTG CORP NEW | COMMON | 2K | 142K | – |
| CARDINAL HEALTH INC | COMMON | 6K | 65K | – |
| CATCHMARK TIMBER TR A | COMMON | 2K | 182K | – |
| CENOVUS ENERGY INC | COMMON | 183 | 11K | – |
| CEPHEID | COMMON | 317 | 6K | – |
| CHART INDUSTRIES INC PAR $0.01 | COMMON | 645 | 18K | – |
| CHARTER FINL CORP MD | COMMON | 616 | 54K | – |
| CHENIERE ENERGY INC COM NEW | COMMON | 2K | 23K | – |
| CHIMERA INVT CORP COM | COMMON | 136 | 43K | – |
| CHINA MOBILE HONG KONG LTD | COMMON | 787 | 12K | – |
| CHINA XD PLASTICS COMP | COMMON | 51 | 11K | – |
| CISCO SYS INC | COMMON | 77K | 3M | – |
| GUGG BLLTSHS 2022 BD ETF | COMMON | 542 | 26K | – |
| GUGG BLLTSHS 2021 BD ETF | COMMON | 633 | 30K | – |
| GUGG MULT ASSET INCM ETF | COMMON | 207 | 9K | – |
| GUGG BLLTSH 2020 CRP ETF | COMMON | 925 | 43K | – |
| GUGG BLLTSH 2019 CRP ETF | COMMON | 860 | 40K | – |
| GUGG BLLTSH 2018 CRP ETF | COMMON | 2K | 92K | – |
| GUGG BLLTSH 2017 CRP ETF | COMMON | 490 | 21K | – |
| GUGG BLLTSH 2016 CRP ETF | COMMON | 369 | 17K | – |
| GUGG BLLTSH 2015 CRP ETF | COMMON | 329 | 15K | – |
| CLEARBRIDGE ENERGY RETRN | COMMON | 395 | 20K | – |
| CLIFFS NATURAL RES INC | COMMON | 74 | 15K | – |
| COHEN & STEERS QUALITY | COMMON | 322 | 26K | – |
| COHEN&STEERS SEL UTIL FD | COMMON | 6K | 255K | – |
| COHEN & STEERS LTD DUR | COMMON | 485 | 20K | – |
| COMCAST CORP NEW | COMMON | 12K | 207K | – |
| COMCAST CORP CL A SPL | COMMON | 354 | 6K | – |
| COMPASS MINERALS INTL INC COM | COMMON | 1K | 15K | – |
| CONCHO RES INC | COMMON | 41K | 355K | – |
| CONOCOPHILLIPS | COMMON | 19K | 301K | – |
| CONSTELLATION BRANDS INC | COMMON | 1K | 9K | – |
| CORENERGY INFRA TR INC | COMMON | 69 | 10K | – |
| COSTCO WHSL CORP NEW | COMMON | 26K | 168K | – |
| CRACKER BARREL OLD CTRY | COMMON | 810 | 5K | – |
| CROSSAMERICA PARTNERS LP | COMMON | 877 | 27K | – |
| CROWN CASTLE INTL NEW | COMMON | 437 | 5K | – |
| CROWN CASTLE INTL CORP 4.500% | PREFERR | 205 | 2K | – |
| CUSTOMERS BANCORP INC | COMMON | 674 | 28K | – |
| DNP SELECT INCOME FD INC | COMMON | 606 | 58K | – |
| DSW INC CLASS A | COMMON | 2K | 41K | – |
| DEUTSCHE GLBL HI INCM FD | COMMON | 806 | 96K | – |
| DEVON ENERGY CORP NEW | COMMON | 6K | 106K | – |
| DIAGEO PLC SPONSORED ADR | COMMON | 6K | 53K | – |
| DIAMOND HLL INVT GRP NEW | COMMON | 4K | 25K | – |
| DIGITALGLOBE INC NEW | COMMON | 560 | 16K | – |
| DIPLOMAT PHARM INC | COMMON | 866 | 25K | – |
| DISCOVERY COMMS NEW A | COMMON | 777 | 25K | – |
| DISCOVERY COMMS NEW C | COMMON | 2K | 74K | – |
| DISH NETWORK CORPORATION | COMMON | 578 | 8K | – |
| DIRECTV | COMMON | 2K | 23K | – |
| DOCUMENT SEC SYS INC COM | COMMON | 4 | 11K | – |
| DOMINION RES INC VA NEW | COMMON | 6K | 80K | – |
| DOMINOS PIZZA INC | COMMON | 1K | 15K | – |
| DREW INDS INC COM NEW | COMMON | 1K | 22K | – |
| DRYFS STRAT MUN BD FD | COMMON | 305 | 38K | – |
| DUKE ENERGY CORP NEW | COMMON | 4K | 51K | – |
| EOG RESOURCES INC | COMMON | 34K | 374K | – |
| EQT CORP COM | COMMON | 945 | 11K | – |
| EPR PROPERTIES | COMMON | 458 | 8K | – |
| ETD SLTNS ALPHACLONE ETF | COMMON | 452 | 10K | – |
| EAST WEST BANCORP INC | COMMON | 45K | 1M | – |
| EV MUN INCM TR | COMMON | 178 | 13K | – |
| EV TAX MNGD DIVRS EQ INC | COMMON | 123 | 11K | – |
| EV SR FLTG RT TR | COMMON | 466 | 32K | – |
| EATON VANCE TAX-ADV GLBL | COMMON | 237 | 14K | – |
| EATON VNCE BUY WRITE OPP | COMMON | 205 | 14K | – |
| EV TAX MNGD GLB DIVRS EQ | COMMON | 2K | 165K | – |
| ENBRIDGE INC | COMMON | 629 | 13K | – |
| ENBRIDGE ENERGY PTNRS LP | LP | 266 | 7K | – |
| ENERGIZER HLDGS INC | COMMON | 574 | 4K | – |
| ENERGY RECOVERY INC | COMMON | 1K | 414K | – |
| ENERGY TRANSFER EQTY LP | LP | 328 | 5K | – |
| ENTERGY CORP NEW | COMMON | 2K | 20K | – |
| ENVESTNET INC | COMMON | 37K | 659K | – |
| ENVISION HLTHCARE HLDGS | COMMON | 36K | 938K | – |
| EQUITY RESIDENTIAL PPTYS TR SH | COMMON | 367 | 5K | – |
| EVERSOURCE ENERGY | COMMON | 956 | 19K | – |
| EXACT SCIENCES CORP | COMMON | 12K | 557K | – |
| EXELON CORP | COMMON | 5K | 145K | – |
| EXPEDIA INC NEW | COMMON | 4K | 45K | – |
| EXPRESS SCRIPTS HLDG CO | COMMON | 85K | 974K | – |
| EXXON MOBIL CORPORATION | COMMON | 78K | 921K | – |
| FEI COMPANY | COMMON | 1K | 16K | – |
| FACEBOOK INC CL A | COMMON | 16K | 195K | – |
| FARMLAND PARTNERS INC | COMMON | 2K | 192K | – |
| FEDEX CORP | COMMON | 4K | 25K | – |
| FIDELITY NATL INFORMATION SVCO | COMMON | 2K | 25K | – |
| FIDUCIARY CLAYMORE MLP | COMMON | 888 | 34K | – |
| FIREEYE INC | COMMON | 2K | 57K | – |
| FIRST FINANCIAL NORTHWEST INC | COMMON | 1K | 94K | – |
| FIRST MAJESTIC SILVER | COMMON | 107 | 20K | – |
| FIRST NIAGARA FINL GP INC | COMMON | 858 | 97K | – |
| FT INTERMED DUR PFD INCM | COMMON | 2K | 67K | – |
| FIRST TRUST ABERDEEN | COMMON | 318 | 20K | – |
| FT SPEC FIN & FINL OPPTY | COMMON | 1K | 173K | – |
| FT VAL LINE DIV INDX ETF | COMMON | 1K | 59K | – |
| FT LRG CAP CORE ALPHADEX | COMMON | 6K | 136K | – |
| FT CNSMR DISCRT ALPHADEX | COMMON | 7K | 187K | – |
| FT CONSMR STAPLES ALPHDX | COMMON | 6K | 143K | – |
| FT ETF II FIN ALPHADEX | COMMON | 612 | 26K | – |
| FT ETF II HLTH CARE ALPH | COMMON | 9K | 131K | – |
| FT ETF II INDLS ALPHADEX | COMMON | 249 | 8K | – |
| FT ETF II TECH ALPHADEX | COMMON | 426 | 12K | – |
| FIRST TR ISE CLOUD ETF | COMMON | 607 | 21K | – |
| FIRST TR DJ GLB DIV INDX | COMMON | 1K | 46K | – |
| FIRST TRUST SMALL CAP | COMMON | 11K | 224K | – |
| FT MDCP CORE ALPHADX ETF | COMMON | 9K | 161K | – |
| FT L/C VL OP ALPHADX ETF | COMMON | 7K | 171K | – |
| FT STOX EURO SEL DIV ETF | COMMON | 393 | 30K | – |
| FT II DEV MKTS EX US ETF | COMMON | 4K | 78K | – |
| FT IV NRTH AMERN ETF | COMMON | 1K | 55K | – |
| FIRST TR ENERGY INCM&GRW | COMMON | 6K | 186K | – |
| FT VI MLTI ASSET DIV ETF | COMMON | 854 | 41K | – |
| FT D WRIGHT FOC 5 ETF | COMMON | 7K | 287K | – |
| FLOWSERVE CORP | COMMON | 313 | 6K | – |
| FORTRESS INVT GRP LLC A | COMMON | 361 | 45K | – |
| FORTUNE BRANDS HOME SEC | COMMON | 51K | 1M | – |
| FRANKLIN TEMPLETON LTD | COMMON | 175 | 14K | – |
| FREEPORT MCMORAN COPPER&GOLDCL | COMMON | 2K | 104K | – |
| FRESH MARKET INC | COMMON | 33K | 816K | – |
| FRONTIER COMMUNICATIONS CORP | COMMON | 81 | 11K | – |
| GABELLI DIVIDEND&INC TR | COMMON | 717 | 34K | – |
| GAMCO GLD NAT RES&INC TR | COMMON | 1K | 148K | – |
| GENERAL MOTORS COMPANY | COMMON | 7K | 196K | – |
| GLAXOSMITHKLINE PLC SPON ADR | COMMON | 12K | 265K | – |
| GLOBAL SUPERDIVIDEND ETF | COMMON | 427 | 18K | – |
| GOLDMAN SACHS GROUP INC | COMMON | 3K | 14K | – |
| GOOGLE INC CL A | COMMON | 17K | 30K | – |
| GOOGLE INC CL C | COMMON | 33K | 61K | – |
| GUGGENHEIM ENHANCED STRT | COMMON | 1K | 65K | – |
| HCA HOLDINGS INC | COMMON | 381 | 5K | – |
| HCP INCORPORATED | COMMON | 18K | 414K | – |
| HALCON RES CORP NEW | COMMON | 19 | 12K | – |
| HALYARD HEALTH INC | COMMON | 2K | 36K | – |
| HANNON ARMSTRONG SUSTAIN | COMMON | 978 | 54K | – |
| HATTERAS FINL CORP REIT | COMMON | 2K | 91K | – |
| HEALTH CARE REIT INC | COMMON | 14K | 176K | – |
| HEALTH NET INC | COMMON | 640 | 11K | – |
| HERITAGE FINL CORP | COMMON | 546 | 32K | – |
| HESS CORP | COMMON | 302 | 4K | – |
| HOMEAWAY INC | COMMON | 38K | 1M | – |
| HOMESTREET INC | COMMON | 1K | 65K | – |
| HOSPITALITY PPTYS TR | COMMON | 592 | 18K | – |
| HOST MARRIOTT CORP NEW | COMMON | 5K | 261K | – |
| IAC/INTERACTIVECRP $.001 | COMMON | 883 | 13K | – |
| ICU MED INC COM | COMMON | 5K | 56K | – |
| IPG PHOTONICS CORP | COMMON | 926 | 10K | – |
| IDEXX LABORATORIES CORP | COMMON | 436 | 3K | – |
| INFINERA CORP | COMMON | 3K | 148K | – |
| INTEGRYS ENERGY GROUP INC | COMMON | 1K | 14K | – |
| INTERCEPT PHARMS INC | COMMON | 2K | 6K | – |
| INTERCONTINENTALEXCHANGE | COMMON | 3K | 12K | – |
| INTUITIVE SURGICAL INC | COMMON | 224 | 444 | – |
| INVENSENSE INC | COMMON | 798 | 52K | – |
| INVESCO VK INVT GRD MUNS | COMMON | 2K | 116K | – |
| INVESCO INSD MUN INCM TR | COMMON | 234 | 15K | – |
| ISHARES SILVER TRUST | COMMON | 1K | 90K | – |
| ISHR 2019 AMT FREE ETF | COMMON | 291 | 11K | – |
| ISHS TR 2018AMT FREE ETF | COMMON | 341 | 13K | – |
| ISHARES HIGH DV EQTY ETF | COMMON | 278 | 4K | – |
| ISHS BRCLY 0-5 BD FD ETF | COMMON | 617 | 6K | – |
| ISHS CORE TTL INTL ETF | COMMON | 286 | 5K | – |
| ISHS CORE MSCI EAFE ETF | COMMON | 282 | 5K | – |
| ISHS 2023 CORP TERM ETF | COMMON | 1K | 12K | – |
| ISHS 2020 CORP TERM ETF | COMMON | 1K | 11K | – |
| ISHS 0-5YR HI YLD BD ETF | COMMON | 224 | 5K | – |
| ISHS CORE DIV GRWTH ETF | COMMON | 388 | 15K | – |
| ISHS CORE MSCI EUR ETF | COMMON | 979 | 22K | – |
| J.P. MORGAN CHASE & CO | COMMON | 37K | 614K | – |
| JPMORGAN ALERIAN MLP ETN | COMMON | 4K | 103K | – |
| JANUS CAP GROUP INC | COMMON | 1K | 73K | – |
| J2 GLOBAL INC | COMMON | 6K | 98K | – |
| KAYNE ANDERSON ENRGY | COMMON | 598 | 24K | – |
| KINDER MORGAN INC DE | COMMON | 12K | 293K | – |
| KITE PHARMA INC | COMMON | 1K | 23K | – |
| KNOWLES CORP | COMMON | 5K | 235K | – |
| KRAFT FOODS GRP INC | COMMON | 3K | 35K | – |
| LCNB CORP COM | COMMON | 855 | 56K | – |
| LSI INDUSTRIES INC | COMMON | 122 | 15K | – |
| LABORATORY CORP AMER HLDGS | COMMON | 27K | 218K | – |
| LANDS END INC NEW | COMMON | 7K | 203K | – |
| LEGG BW GLBL INCM OPPTY | COMMON | 633 | 40K | – |
| LINKEDIN CORP CL A | COMMON | 346 | 1K | – |
| M & T BK CORP | COMMON | 503 | 4K | – |
| MGE ENERGY INC | COMMON | 249 | 6K | – |
| MACQUARIE INFRASTRUCTURE CO LL | COMMON | 202 | 2K | – |
| MACYS INC | COMMON | 276 | 4K | – |
| MAIN STREET | COMMON | 2K | 65K | – |
| MANNKIND CORP | COMMON | 131 | 25K | – |
| MANPOWER INC WIS | COMMON | 342 | 4K | – |
| MANULIFE FINL CORP | COMMON | 224 | 13K | – |
| MARATHON PETROLEUM CORP | COMMON | 2K | 24K | – |
| MARKET VECTORS ETF TR | COMMON | 2K | 112K | – |
| MARKET VECTORS OIL ETF | COMMON | 2K | 64K | – |
| MKT VCTR PHARMA ETF | COMMON | 1K | 19K | – |
| MKT VECTOR SHORT MUN ETF | COMMON | 756 | 43K | – |
| MKT VCTR INTRM MUNI ETF | COMMON | 658 | 28K | – |
| MKT VECTOR LONG MUNI ETF | COMMON | 560 | 28K | – |
| MARLIN MIDSTREAM PART LP | COMMON | 777 | 35K | – |
| MARRIOT VACATIONS | COMMON | 212 | 3K | – |
| MASTERCARD INC CL A | COMMON | 23K | 267K | – |
| MAXIM INTEGRATED PRODS INC | COMMON | 350 | 10K | – |
| MCKESSON HBOC INC | COMMON | 3K | 13K | – |
| MEDNAX INC | COMMON | 2K | 34K | – |
| MERCK & COMPANY | COMMON | 24K | 418K | – |
| METLIFE INC | COMMON | 50K | 986K | – |
| MID-AMER APT CMNTYS INC | COMMON | 3K | 39K | – |
| MOLSON COORS BREWING CO CL B | COMMON | 4K | 60K | – |
| MONSANTO CO | COMMON | 1K | 13K | – |
| MS ASIA PACIFIC FD INC | COMMON | 524 | 33K | – |
| MOSAIC COMPANY NEW | COMMON | 27K | 585K | – |
| MYRIAD GENETICS INC | COMMON | 3K | 84K | – |
| NANOSTRING TECH INC | COMMON | 152 | 15K | – |
| NETAPP INC | COMMON | 2K | 42K | – |
| NETFLIX COM INC | COMMON | 427 | 1K | – |
| NEXTERA ENERGY INC | COMMON | 4K | 41K | – |
| NEXTPOINT CR STRAT FD | COMMON | 175 | 14K | – |
| NISOURCE INC | COMMON | 757 | 17K | – |
| NORTHFIELD BANCORP INC | COMMON | 567 | 38K | – |
| NOVARTIS AG - ADR | COMMON | 7K | 73K | – |
| NOW INC | COMMON | 201 | 9K | – |
| NU SKIN ASIA PAC INC | COMMON | 3K | 42K | – |
| NUVEEN SELECT MAT MUNI | COMMON | 130 | 12K | – |
| NUVEEN MUNI ADVANTAGE | COMMON | 4K | 316K | – |
| NUVEEN PERFORMANCE PLUS | COMMON | 347 | 23K | – |
| NUVEEN PREM INCOME | COMMON | 192 | 14K | – |
| NUVEEN SEL TX FREE INC 2 | COMMON | 241 | 17K | – |
| NUVEEN PREM INC MUN FD 2 | COMMON | 331 | 23K | – |
| NUV DIVERSIFIED DIV INC | COMMON | 494 | 40K | – |
| NUVEEN EQTY PREMIUM FUND | COMMON | 129 | 10K | – |
| NUVEEN QUALITY PFD INC | COMMON | 605 | 71K | – |
| NUVEEN INCOME & GRWTH FD | COMMON | 147 | 15K | – |
| NUVEEN BUILD AMER BD FD | COMMON | 812 | 38K | – |
| NUVEEN REAL ASSET INCM | COMMON | 824 | 42K | – |
| NUVEEN PFD & INC TERM FD | COMMON | 4K | 184K | – |
| NUVEEN TAX ADV TOTAL RET | COMMON | 534 | 39K | – |
| O'REILLY AUTOMOTIVE INC NEW CO | COMMON | 66K | 303K | – |
| OPKO HEALTH INC | COMMON | 162 | 11K | – |
| ORACLE CORP | COMMON | 65K | 2M | – |
| PC-TEL INC COM | COMMON | 1K | 142K | – |
| PDL BIOPHARMA INC COM | COMMON | 469 | 67K | – |
| PG&E CORP | COMMON | 617 | 12K | – |
| PPL CORP | COMMON | 4K | 117K | – |
| PRA GROUP INC | COMMON | 5K | 85K | – |
| PACIFIC CONTINENTAL CORP | COMMON | 332 | 25K | – |
| PANERA BREAD CO | COMMON | 733 | 5K | – |
| PENGROWTH ENERGY CORP | COMMON | 30 | 10K | – |
| PENNYMAC MORTGAGE | COMMON | 2K | 105K | – |
| PETROBRAS BRASILEIRO ADR SPONS | COMMON | 399 | 66K | – |
| PIMCO MUN INCOME FD II | COMMON | 422 | 34K | – |
| PIMCO MUN INCOME FD III | COMMON | 188 | 16K | – |
| PIMCO FLTG RATE STRATEGY | COMMON | 253 | 25K | – |
| PIMCO 0-5YR YLD BOND ETF | COMMON | 3K | 29K | – |
| PIMCO ETF TR ENHANCED | COMMON | 2K | 22K | – |
| PIMCO INCOME OPPTY FD | COMMON | 391 | 15K | – |
| PIMCO DYNAMIC CR INCM FD | COMMON | 653 | 32K | – |
| PINNACLE FOODS INC DE | COMMON | 8K | 195K | – |
| PIXELWORKS INC | COMMON | 3K | 636K | – |
| PLAINS GP HLDGS A LP | COMMON | 846 | 30K | – |
| POTASH CORP SASK INC | COMMON | 6K | 199K | – |
| POWER SOLUTIONS INTL NEW | COMMON | 2K | 38K | – |
| PWRSH QQQ ETF | COMMON | 2K | 23K | – |
| PWRSH CMDTY INDEX ETF | COMMON | 4K | 234K | – |
| POWERSHS EXCH DWA TECH | COMMON | 7K | 164K | – |
| PWRSHS ETF FIN PFD PORT | COMMON | 333 | 18K | – |
| POWERSHARES EXCH BUYBACK | COMMON | 1K | 21K | – |
| PWRSH H/Y EQ DIV ACH ETF | COMMON | 525 | 39K | – |
| PWRSHS DWA HLTHCARE ETF | COMMON | 721 | 12K | – |
| POWERSHS DYNAMIC INDLS | COMMON | 713 | 15K | – |
| POWERSHS DYNAMIC ENERGY | COMMON | 229 | 5K | – |
| PWRSHARES EXCH TRADED DYNMC CN | COMMON | 632 | 12K | – |
| PWRSH CNSMR DSCRTNRY ETF | COMMON | 1K | 31K | – |
| PWRSH FTSE RAFI US1K ETF | COMMON | 1K | 16K | – |
| POWERSHS EXCH DYNMC BLDG | COMMON | 231 | 10K | – |
| PWRSH INTL DIV ACHVR ETF | COMMON | 4K | 256K | – |
| PWRSH INTL DIV ACHVR ETF | COMMON | 188 | 11K | ENVESTNET ASSET MANAGEMENT INC |
| PWRSH DYN PHARMA ETF | COMMON | 416 | 5K | – |
| POWERSHS DYNAMIC MEDIA | COMMON | 231 | 9K | – |
| PWRSH DYN BIO GENOME ETF | COMMON | 399 | 7K | – |
| POWERSHS DB PREC METAL | COMMON | 565 | 15K | – |
| POWERSECURE INTL INC | COMMON | 4K | 288K | – |
| PWRSH DWA D/M MOMENT ETF | COMMON | 3K | 116K | – |
| PWRSH DWA E/M MOMENT ETF | COMMON | 2K | 131K | – |
| PWRSH DWA SMCAP TECH ETF | COMMON | 4K | 90K | – |
| POWERSHS TR II SR LN ETF | COMMON | 23K | 949K | – |
| POWERSHARES GLOBAL EXCH TRADED | COMMON | 220 | 9K | – |
| POWERSHS INS NATL MUN BD | COMMON | 4K | 168K | – |
| PWSHS GLB ETF AGGRGT PFD | COMMON | 1K | 79K | – |
| PWRSHS EMERG MRKT SOVRGN | COMMON | 9K | 313K | – |
| PWRSHS EMERG MRKT SOVRGN | COMMON | 291 | 10K | ENVESTNET ASSET MANAGEMENT INC |
| PWRSHS S&P 500 LOW ETF | COMMON | 7K | 176K | – |
| PWRSHS S&P 500 HIGH ETF | COMMON | 275 | 8K | – |
| PRAXAIR INC | COMMON | 5K | 44K | – |
| T ROWE PRICE GROUP INC | COMMON | 40K | 492K | – |
| PRINCIPAL REIT INC FD | COMMON | 1K | 73K | – |
| PROASSURANCE CORP | COMMON | 1K | 30K | – |
| PROSHARES INVT GRADE ETF | COMMON | 402 | 5K | – |
| PROSH SHRT QQQ 1X ETF | COMMON | 2K | 37K | – |
| PROSHS SHRT MSCI EMRG MK | COMMON | 2K | 94K | – |
| PROSHS SHRT MSCI EMRG MK | COMMON | 25 | 964 | ENVESTNET ASSET MANAGEMENT INC |
| PROSHARES SHORT S&P 500 | COMMON | 7K | 317K | – |
| PROSHARES SHORT DOW 30 | COMMON | 5K | 202K | – |
| PROSHARES SHORT DOW 30 | COMMON | 27 | 1K | ENVESTNET ASSET MANAGEMENT INC |
| PROSHS SHRT RUSSELL 2000 | COMMON | 3K | 189K | – |
| PROSHARES TRUST SHORT 20+ YR | COMMON | 1K | 47K | – |
| PROSPECT ENERGY CORP | COMMON | 147 | 17K | – |
| PRUDENTIAL SHRT HIGH YLD | COMMON | 1K | 86K | – |
| PUBLIC STORAGE INC | COMMON | 1K | 6K | – |
| QLIK TECHNOLOGIES INC | COMMON | 1K | 36K | – |
| QORVO INC | COMMON | 5K | 66K | – |
| QUALITY DISTR INC FLA COM | COMMON | 1K | 108K | – |
| QUANTUM FUEL SYS TECHS | COMMON | 2K | 606K | – |
| QUEST DIAGNOSTICS INC | COMMON | 2K | 21K | – |
| QUIDEL CORP | COMMON | 5K | 185K | – |
| QUINTILES TRANSTL HLDGS | COMMON | 2K | 31K | – |
| RAYONIER ADVANCED MATLS | COMMON | 8K | 563K | – |
| REGENCY ENERGY PTNRS LP | LP | 290 | 13K | – |
| REGENERON PHARMACEUTICALS | COMMON | 6K | 14K | – |
| REXNORD CORP NEW | COMMON | 534 | 20K | – |
| ROADRUNNER TRANSPORTATION SERV | COMMON | 449 | 18K | – |
| GUGG S&P E/WGHT INDX ETF | COMMON | 8K | 99K | – |
| RYDEX ETF TECHNOLOGY | COMMON | 235 | 3K | – |
| RYDEX ETF HEALTH CARE | COMMON | 344 | 2K | – |
| S&P 500 DEPOSITARY RECEIPT | COMMON | 71K | 345K | – |
| SPDR GOLD TRUST GOLD SHARES | COMMON | 5K | 47K | – |
| SPDR EURO STOXX 50 ETF | COMMON | 45K | 1M | – |
| SPDR S&P CHINA ETF | COMMON | 339 | 4K | – |
| SPDR DJ WILSHIRE GLBL RE | COMMON | 2K | 34K | – |
| SPDR S&P INTL DIV ETF | COMMON | 4K | 97K | – |
| SPDR NUVEEN BARC BAB ETF | COMMON | 1K | 21K | – |
| SPDR BAR CAP CONV BD ETF | COMMON | 3K | 71K | – |
| SPDR LEHMAN LT BD FD ETF | COMMON | 1K | 32K | – |
| SPDR LEH HI YLD BOND ETF | COMMON | 3K | 70K | – |
| SPDR BARCLYS ST MUNI ETF | COMMON | 469 | 19K | – |
| SPDR BARCLAYS MUN BD ETF | COMMON | 1K | 55K | – |
| SPDR LEHMAN CORP BD ETF | COMMON | 5K | 147K | – |
| SPDR DJ WILSHR REIT ETF | COMMON | 650 | 7K | – |
| SPDR BARCLY LT TREAS ETF | COMMON | 1K | 19K | – |
| SPDR BARCLY 1-3 MO TBILL | COMMON | 6K | 130K | – |
| SPDR S&P RETAIL ETF | COMMON | 339 | 3K | – |
| SPDR S&P PHARMACEUTICALS | COMMON | 8K | 61K | – |
| SPDR S&P OIL & GAS EXPL | COMMON | 538 | 10K | – |
| SPDR S&P OIL&GAS EQP ETF | COMMON | 210 | 8K | – |
| SPDR S&P DIVIDEND ETF | COMMON | 7K | 96K | – |
| SPDR S&P INSURANCE ETF | COMMON | 406 | 6K | – |
| SPDR DOW JONES INDL AVRG ETF T | COMMON | 1K | 7K | – |
| SPDR S&P MIDCAP 400 ETF | COMMON | 20K | 72K | – |
| SPDR SHRT HI YLD BD ETF | COMMON | 6K | 199K | – |
| STR HLDGS INC NEW | COMMON | 143 | 100K | – |
| SALESFORCE COM INC | COMMON | 13K | 201K | – |
| SALIENT MIDSTREAM & MLP | COMMON | 358 | 16K | – |
| SANDISK CORP | COMMON | 595 | 9K | – |
| SANOFI-SYNTHELABO | COMMON | 53K | 1M | – |
| SANTANDER CONSUMER USA | COMMON | 215 | 9K | – |
| SCANA CORP NEW | COMMON | 1K | 23K | – |
| SEALED AIR CORP NEW | COMMON | 4K | 90K | – |
| SECTOR SPDR SBI MATRLS | COMMON | 8K | 168K | – |
| SECTOR SPDR SBI MATRLS | COMMON | 25 | 510 | ENVESTNET ASSET MANAGEMENT INC |
| SECTOR SPDR TR HEALTHCRE | COMMON | 19K | 268K | – |
| SECTOR SPDR TR HEALTHCRE | COMMON | 135 | 2K | ENVESTNET ASSET MANAGEMENT INC |
| SECTOR SPDR CONS STPLS | COMMON | 2K | 49K | – |
| SECTOR SPDR SBI CON DISC | COMMON | 19K | 252K | – |
| SECTOR SPDR SBI CON DISC | COMMON | 124 | 2K | ENVESTNET ASSET MANAGEMENT INC |
| SECTOR SPDR SBI ENERGY | COMMON | 878 | 11K | – |
| SECTOR SPDR SBI FINL | COMMON | 7K | 273K | – |
| SECTOR SPDR SBI INDSTRL | COMMON | 982 | 18K | – |
| SECTOR SPDR TR SBI TECH | COMMON | 19K | 451K | – |
| SECTOR SPDR TR SBI TECH | COMMON | 127 | 3K | ENVESTNET ASSET MANAGEMENT INC |
| SELECT SECTOR TR UTILS | COMMON | 9K | 199K | – |
| SELECT SECTOR TR UTILS | COMMON | 144 | 3K | ENVESTNET ASSET MANAGEMENT INC |
| SERVICENOW INC | COMMON | 30K | 383K | – |
| SHAW COMM INC CL B | COMMON | 2K | 99K | – |
| SHUTTERFLY INC COM | COMMON | 231 | 5K | – |
| SIRIUS XM HLDGS INC | COMMON | 177 | 46K | – |
| SKYWORKS SOLUTIONS INC | COMMON | 56K | 574K | – |
| SOLARCITY CORP | COMMON | 502 | 10K | – |
| SORRENTO THERAPEUTICS | COMMON | 3K | 284K | – |
| SOTHERLY HOTELS INC | COMMON | 1K | 188K | – |
| SPROTT PHYSICAL GOLD | COMMON | 858 | 88K | – |
| SPRINT CORP SER 1 | COMMON | 57 | 12K | – |
| STARWOOD HOTELS & RESORTS WORL | COMMON | 278 | 3K | – |
| STATOIL ASA SPONSORED ADR | COMMON | 2K | 93K | – |
| STNE HARBOR EMRG MKTS TIF | COMMON | 418 | 29K | – |
| SUNEDISON INC | COMMON | 4K | 151K | – |
| SYNAPTICS INC | COMMON | 6K | 72K | – |
| SYNCHRONY FINANCIAL | COMMON | 274 | 9K | – |
| TICC CAPITAL CORP | COMMON | 307 | 44K | – |
| TRI POINTE HOMES INC | COMMON | 5K | 334K | – |
| TARGA RES CORP | COMMON | 6K | 63K | – |
| TEKLA HEALTHCARE INV SBI | COMMON | 377 | 11K | – |
| TEKLA LIFE SCIENCES INVS | COMMON | 341 | 12K | – |
| TELEFONICA BRASIL SA ADR | COMMON | 27K | 2M | – |
| TEMPLETON DRAGON FD INC | COMMON | 372 | 15K | – |
| TEMPLTN RUSSIA&EAST EURO | COMMON | 191 | 19K | – |
| TERRAFORM POWER INC A | COMMON | 39K | 1M | – |
| TESLA MOTORS INC | COMMON | 27K | 144K | – |
| TEXAS CAPITAL BANCSHARES INCCO | COMMON | 2K | 44K | – |
| 3D SYS CORP DEL COM NEW | COMMON | 200 | 7K | – |
| 3M COMPANY | COMMON | 38K | 230K | – |
| TORTOISE ENERGY INFRA CP | COMMON | 1K | 35K | – |
| TORTOISE MLP FUND INC | COMMON | 272 | 11K | – |
| TRANSALTA CORP | COMMON | 94 | 10K | – |
| TRANSCANADA PIPELINES LTD | COMMON | 1K | 28K | – |
| TWITTER INC | COMMON | 2K | 38K | – |
| TWO HARBORS INVT CORP | COMMON | 5K | 504K | – |
| ULTA SALON COSMETICS & FRAGRAN | COMMON | 2K | 11K | – |
| ULTIMATE SOFTWARE GROUP INC | COMMON | 46K | 269K | – |
| UNION BANKSHS CORP NEW | COMMON | 302 | 14K | – |
| U S OIL FUND ETF | COMMON | 310 | 18K | – |
| UNITED THERAPEUTICS CORP | COMMON | 2K | 13K | – |
| UNITEDHEALTH GROUP INC | COMMON | 20K | 166K | – |
| UNIVERSAL TRUCKLOAD SVCS INCCO | COMMON | 5K | 207K | – |
| UNUMPROVIDENT CORP | COMMON | 204 | 6K | – |
| VAIL RESORTS INC | COMMON | 590 | 6K | – |
| VALERO ENERGY CORP | COMMON | 1K | 23K | – |
| VANGUARD WORLD ENRGY ETF | COMMON | 390 | 4K | – |
| VANGUARD FINANCIALS ETF | COMMON | 4K | 74K | – |
| VNGRD HEALTH CARE ETF | COMMON | 2K | 11K | – |
| VGRD WORLD INFO TECH ETF | COMMON | 220 | 2K | – |
| VNGRD SHRT TRM CORP ETF | COMMON | 29K | 365K | – |
| VANGRD RUS 2000 INDX ETF | COMMON | 1K | 11K | – |
| VANGRD RUS1000 VL IN ETF | COMMON | 592 | 7K | – |
| VANGUARD INTER CORP ETF | COMMON | 23K | 259K | – |
| VANGUARD INTER CORP ETF | COMMON | 407 | 5K | ENVESTNET ASSET MANAGEMENT INC |
| VARIAN MED SYS INC | COMMON | 1K | 12K | – |
| VECTREN CORP | COMMON | 2K | 42K | – |
| VENTAS INC | COMMON | 1K | 19K | – |
| VERIZON COMMUNICATIONS | COMMON | 36K | 733K | – |
| VERISK ANALYTICS INC CLASS A | COMMON | 209 | 3K | – |
| VERTEX PHARMACEUTICALS INC | COMMON | 840 | 7K | – |
| VIACOM INC NEW CL B | COMMON | 454 | 7K | – |
| VISA INC CLASS A | COMMON | 23K | 347K | – |
| VODAFONE GRP PLC NEW ADR | COMMON | 3K | 92K | – |
| VOYA EMRG MKTS HI DIV | COMMON | 982 | 97K | – |
| VOYA GLB ADV PREM OPP | COMMON | 372 | 31K | – |
| VOYA GLB EQ DIV PREM OPP | COMMON | 152 | 18K | – |
| WGL HLDGS INC | COMMON | 229 | 4K | – |
| WABCO HLDGS INC | COMMON | 55K | 447K | – |
| WP GLIMCHER INC | COMMON | 200 | 12K | – |
| WASTE MANAGEMENT INC | COMMON | 6K | 116K | – |
| WATERSTONE FINL INC MD | COMMON | 702 | 55K | – |
| WF INCM OPP | COMMON | 707 | 80K | – |
| WENDYS COMPANY | COMMON | 6K | 516K | – |
| WESTERN HIGH INCME FD II | COMMON | 194 | 24K | – |
| WESTERN HIGH INCME OPPTY | COMMON | 447 | 84K | – |
| WESTRN MUNI HIGH INCM FD | COMMON | 88 | 11K | – |
| WESTERN INFLATION-LKD | COMMON | 5K | 402K | – |
| WESTFIELD FINANCIAL INC | COMMON | 559 | 72K | – |
| WEX INC | COMMON | 295 | 3K | – |
| WINDSTREAM HOLDINGS INC | COMMON | 456 | 62K | – |
| WSDMTRE EMERG SMCP D ETF | COMMON | 203 | 5K | – |
| WISDOMTREE LRGCAP DIV FD | COMMON | 3K | 41K | – |
| WSDMTR E/M EQ INCM ETF | COMMON | 5K | 110K | – |
| WSDMTR DIV EX FINLS ETF | COMMON | 227 | 3K | – |
| WSDMTR INDIA EARNGS ETF | COMMON | 622 | 27K | – |
| WISDOMTREE MIDCAP DIV FD | COMMON | 1K | 15K | – |
| WISDOMTREE SMLCAP DIV FD | COMMON | 1K | 18K | – |
| WSDMT INTL SMLCAP DIV FD | COMMON | 1K | 18K | – |
| WSDMTR INTL LRGCP DIV FD | COMMON | 2K | 47K | – |
| WSDMTR JPN HEDG EQ ETF | COMMON | 2K | 29K | – |
| WSDMTRE EURO SMALLCP ETF | COMMON | 278 | 5K | – |
| WSDMTRE EURO HDGD EQ ETF | COMMON | 13K | 199K | – |
| WSDMTR EMG MKTS BD ETF | COMMON | 907 | 13K | – |
| WORKDAY INC CL A | COMMON | 1K | 14K | – |
| WYNDHAM WORLDWIDE CORP | COMMON | 914 | 10K | – |
| XCEL ENERGY INC | COMMON | 773 | 22K | – |
| XYLEM INC | COMMON | 8K | 234K | – |
| YAMANA GOLD INC COM | COMMON | 256 | 71K | – |
| ZIMMER HLDGS INC | COMMON | 1K | 11K | – |
| ZOETIS INC CL A | COMMON | 2K | 45K | – |
| DEUTSCHE BANK AKTIENGESELLSC O | COMMON | 273 | 8K | – |
| ACTAVIS PLC | COMMON | 9K | 31K | – |
| ARCH CAPITAL GROUP LTD | COMMON | 590 | 10K | – |
| AXIS CAPITAL HLDGS LTD | COMMON | 397 | 8K | – |
| ACCENTURE PLC IRELAND CLASS A | COMMON | 12K | 128K | – |
| BROOKFIELD PPTY PARTNERS | COMMON | 258 | 11K | – |
| BROOKFIELD INFRA LP | LP | 299 | 7K | – |
| BUNGE LIMITED | COMMON | 320 | 4K | – |
| EATON CORP PLC | COMMON | 9K | 134K | – |
| ASA GOLD & PRECIOUS MTLS | COMMON | 3K | 260K | – |
| ENSCO PLC CL A | COMMON | 2K | 78K | – |
| EVEREST RE GROUP LTD | COMMON | 556 | 3K | – |
| GASLOG LTD | COMMON | 653 | 34K | – |
| GENPACT LTD | COMMON | 28K | 1M | – |
| GREENLIGHT CAP RE LTD A | COMMON | 787 | 25K | – |
| ICON PLC | COMMON | 39K | 552K | – |
| WEATHERFORD INTL PLC | COMMON | 171 | 14K | – |
| INVESCO LTD SHARES | COMMON | 21K | 534K | – |
| JAZZ PHARMS PLC SHS USD | COMMON | 3K | 15K | – |
| MEDTRONIC PLC | COMMON | 10K | 126K | – |
| MICHAEL KORS HLDGS LTD | COMMON | 3K | 40K | – |
| NORWEGIAN CRUISE LINE | COMMON | 3K | 51K | – |
| RENAISSANCERE HOLDINGS LTD ORD | COMMON | 3K | 30K | – |
| SEADRILL LIMITED | COMMON | 105 | 11K | – |
| SEAGATE TECHNOLOGY PLC | COMMON | 2K | 32K | – |
| PENTAIR PLC | COMMON | 2K | 33K | – |
| TEXTAINER GRP HLDGS LTD | COMMON | 458 | 15K | – |
| TYCO INTL PLC | COMMON | 783 | 18K | – |
| VALIDUS HOLDINGS LIMITED | COMMON | 575 | 14K | – |
| PERRIGO CO PCL SHS | COMMON | 55K | 332K | – |
| ACE LTD | COMMON | 3K | 28K | – |
| GARMIN LTD SHS | COMMON | 2K | 36K | – |
| TRANSOCEAN LTD ZUG | COMMON | 15K | 1M | – |
| PACIFIC DRILLING S A | COMMON | 985 | 253K | – |
| CHECK POINT SOFTWARE TECH LT O | COMMON | 1K | 18K | – |
| ELBIT SYSTEMS LTD | COMMON | 363 | 5K | – |
| FOAMIX PHARMS LTD | COMMON | 139 | 15K | – |
| STRATASYS LTD | COMMON | 21K | 403K | – |
| ASML HLDG NV NY NEW 2012 | COMMON | 2K | 16K | – |
| LYONDELLBASELL N V CL A | COMMON | 2K | 27K | – |
| MYLAN N V EURO | COMMON | 1K | 17K | – |
| NIELSEN HOLDINGS B V | COMMON | 24K | 548K | – |
| NXP SEMICONDUCTORS N V | COMMON | 9K | 94K | – |
| STEINER LEISURE LTD | COMMON | 4K | 75K | – |
| AVAGO TECHNOLOGIES LTD | COMMON | 698 | 6K | – |
| DORIAN LPG LTD | COMMON | 4K | 284K | – |
| FLEXTRONICS INTL LTD | COMMON | 817 | 64K | – |
| NAVIGATOR HOLDINGS LTD | COMMON | 3K | 178K | – |
| NAVIOS MARITIME ACQ CORP | COMMON | 39 | 11K | – |
| SEADRILL PARTNERS LLC | COMMON | 118 | 10K | – |
| SEASPAN CORP | COMMON | 301 | 16K | – |
| TEEKAY SHIPPING MARSHALL ISLCO | COMMON | 2K | 36K | – |