PROPHET EQUITY MANAGEMENT LLC
Adviser information for PROPHET EQUITY MANAGEMENT LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $61.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $61.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $61.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based fees |
Identifiers
| SEC RIA File Number | 801-76092 |
|---|---|
| SEC ERA File Number | 801-76092 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163214 |
| Legal Entity Identifier | None |
Principal Office
1460 MAIN STREETSUITE 200
SOUTHLAKE
TX
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 817-898-1500, Fax: 817-898-1509
Websites
Chief Compliance Officer
SARAH ADAMCIK
CONTROLLER AND INVESTOR RESOURCES
1460 MAIN STREET
SUITE 200
SOUTHLAKE
TX
United States
Tel:
(817) 898-1500
Fax:
(817) 898-1509
S********@****************M
(Full email address available in API data)
Regulatory Contact
ROSS GATLIN
MANAGING PARTNER
1460 MAIN STREET
SUITE 200
SOUTHLAKE
TX
United States
Tel:
(817) 898-1500
Fax:
(817) 898-1509
R******@****************M
(Full email address available in API data)
Industry Affiliates
| PROPHET EQUITY GP LP | Sponsor, GP, manager of pooled investment vehicles |
| PROPHET EQUITY HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
| PROPHET EQUITY MANAGEMENT II LLC | Other investment adviser, including financial planners |
| PROPHET EQUITY PARTNERS HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
| PROPHET EQUITY PARTNERS LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PROPHET EQUITY LP | Private Equity Fund | $61.1M | $5.0M | 32 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GATLIN, ROSS | Individual | – | MANAGING PARTNER AND MEMBER | 12/2008 | 50-75% |
| STELLING, GEORGE, HENRY | Individual | – | MEMBER | 12/2008 | 25-50% |
| ADAMCIK, SARAH, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |