ARBOR REALTY COLLATERAL MANAGEMENT, LLC
Adviser information for ARBOR REALTY COLLATERAL MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 54 |
|---|---|
| Investment Advisory/Research | 54 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $7.6B |
| Non-Discretionary | 1 | $70.0M |
| Total | 7 | $7.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $7.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 85 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | COLLATERAL AND FUND MANAGER |
Identifiers
| SEC RIA File Number | 801-76146 |
|---|---|
| SEC ERA File Number | 801-76146 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163425 |
| Legal Entity Identifier | None |
Principal Office
333 EARLE OVINGTON BOULEVARDSUITE 900
UNIONDALE
NY
United States
Monday - Friday, 8:30 AM- 5:30 PM
Tel: 1-800-878-5160, Fax: 516-832-8045
Websites
Chief Compliance Officer
LEAH FISHER
SENIOR VICE PRESIDENT
333 EARLE OVINGTON BLVD, SUITE 900
UNIONDALE
NY
United States
Tel:
516.506.4603
Fax:
516.832.6463
L******@********M
(Full email address available in API data)
Regulatory Contact
MAYSA VAHIDI
GENERAL COUNSEL
375 PARK AVENUE, SUITE 3000
NEW YORK
NY
United States
Tel:
2123896552
M******@********M
(Full email address available in API data)
Industry Affiliates
| ARBOR REALTY SR INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARSR DPREF I, LLC | Real Estate Fund | $10.2M | $5.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ARBOR REALTY SR INC. | Domestic Entity | – | SOLE MEMBER | 01/2005 | > 75% |
| ARBOR REALTY TRUST, INC. | Domestic Entity | ARBOR REALTY LPOP, INC. | SHAREHOLDER- COMMON SHARES | 06/2003 | > 75% |
| ARBOR REALTY LIMITED PARTNERSHIP | Domestic Entity | ARBOR REALTY SR INC. | SHAREHOLDER- COMMON SHARES | 01/2005 | > 75% |
| ARBOR REALTY LPOP, INC. | Domestic Entity | ARBOR REALTY LIMITED PARTNERSHIP | LIMITED PARTNER | 07/2003 | > 75% |
| ARBOR REALTY GPOP, INC. | Domestic Entity | ARBOR REALTY LIMITED PARTNERSHIP | GENERAL PARTNER | 06/2003 | |
| ELENIO, PAUL, ANTHONY | Individual | – | CHIEF FINANCIAL OFFICER | 12/2006 | < 5% |
| KAUFMAN, IVAN, PAUL | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2006 | < 5% |
| FISHER, LEAH | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2012 | < 5% |
| JOHN, NATALONE A | Individual | – | EXECUTIVE VICE PRESIDENT, TREASURY | 01/1995 | < 5% |
| VAHIDI, MAYSA | Individual | – | GENERAL COUNSEL | 05/2022 | < 5% |