PHILOSMITH CAPITAL CORPORATION
Adviser information for PHILOSMITH CAPITAL CORPORATION last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Connecticut, United States |
Employees
Total Number of Employees | 10 |
---|---|
Investment Advisory/Research | 6 |
Registered Broker-Dealer Representatives | 5 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 11 | $64.1M |
Non-Discretionary | 2 | $251.8M |
Total | 13 | $315.9M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 2 | $251.8M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $64.1M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 13 |
No. of Non-U.S. Clients | 5 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Other Business Activities | Broker-dealer |
Principal Office
SIX LANDMARK SQUARESTAMFORD
CT
United States
Monday - Friday, 9:00AM -5:00PM
Tel: 203-348-7365, Fax: 203-348-4553
Websites
Chief Compliance Officer
MICHELE O'GRADY
VICE PRESIDENT
SIX LANDMARK SQUARE
STAMFORD
CT
United States
Tel:
203-348-7365
Fax:
203-348-4553
M******@*************M
(Full email address available in API data)
Regulatory Contact
DAVID SALMON
VICE PRESIDENT
SIX LANDMARK SQUARE
STAMFORD
CT
United States
Tel:
203-348-7365
Fax:
203-348-4553
D******@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
INGLIS, JAMES, EARL | Individual | – | VICE PRESIDENT, SECRETARY & TREASURER | 01/1998 | 25-50% |
AMEN, JAMES, ANDREW | Individual | – | PRESIDENT | 04/2009 | 25-50% |
OGRADY, MICHELE, CORRIDOR | Individual | – | VICE PRESIDENT & CCO | 10/1998 | 5-10% |
HAGERTY, FRANCIS, JOSEPH | Individual | – | VICE PRESIDENT | 08/1998 | 10-25% |
SALMON, DAVID, ANTHONY | Individual | – | VICE PRESIDENT | 04/2018 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
AFLAC INCORPORATED | COM | 3M | 39K | – |
AFLAC INCORPORATED | COM | 5M | 54K | – |
AFLAC INCORPORATED | COM | 18M | 202K | – |
AFLAC INCORPORATED | COM | 36K | 400 | – |
AMERICAN INTERNATIONAL GR. | COM | 4M | 59K | – |
AMERICAN INTERNATIONAL GR. | COM | 17M | 224K | – |
AMERICAN INTERNATIONAL GR. | COM | 5M | 66K | – |
AMERIPRISE FINANCIAL, INC. | COM | 5M | 11K | – |
AMERIPRISE FINANCIAL, INC. | COM | 16M | 37K | – |
AMERIPRISE FINANCIAL, INC. | COM | 3M | 8K | – |
ARCH CAPITAL GROUP LTD. | COM | 7M | 66K | – |
ARCH CAPITAL GROUP LTD. | COM | 5M | 48K | – |
ARCH CAPITAL GROUP LTD. | COM | 21M | 206K | – |
BERKLEY W.R. CORP. | COM | 4M | 50K | – |
BERKLEY W.R. CORP. | COM | 11M | 142K | – |
BERKLEY W.R. CORP. | COM | 2M | 28K | – |
BERKLEY W.R. CORP. | COM | 23K | 292 | – |
BROWN & BROWN, INC. | COM | 5M | 59K | – |
BROWN & BROWN, INC. | COM | 20M | 226K | – |
BROWN & BROWN, INC. | COM | 4M | 41K | – |
CHUBB LIMITED | COM | 4M | 17K | – |
CHUBB LIMITED | COM | 17M | 65K | – |
CHUBB LIMITED | COM | 3M | 13K | – |
CHUBB LIMITED | COM | 26K | 100 | – |
DONEGAL GROUP, INC. A | COM | 67K | 5K | – |
F&G ANNUITIES & LIFE, INC. | COM | 54K | 1K | – |
F&G ANNUITIES & LIFE, INC. | COM | 205K | 5K | – |
F&G ANNUITIES & LIFE, INC. | COM | 38K | 986 | – |
FIDELITY NATIONAL FINANCIAL IN | COM | 1M | 27K | – |
FIDELITY NATIONAL FINANCIAL IN | COM | 4M | 89K | – |
FIDELITY NATIONAL FINANCIAL IN | COM | 914K | 19K | – |
FIRST AMERICAN FINANCIAL | COM | 1M | 27K | – |
FIRST AMERICAN FINANCIAL | COM | 5M | 87K | – |
FIRST AMERICAN FINANCIAL | COM | 1M | 20K | – |
GALLAGHER, ARTHUR J.& CO. | COM | 4M | 17K | – |
GALLAGHER, ARTHUR J.& CO. | COM | 19M | 73K | – |
GALLAGHER, ARTHUR J.& CO. | COM | 4M | 17K | – |
HISCOX LTD. | COM | 2M | 157K | – |
J P MORGAN & CO | COM | 2M | 10K | – |
LEMONADE, INC. | COM | 792K | 48K | – |
LEMONADE, INC. | COM | 660K | 40K | – |
LEMONADE, INC. | COM | 3M | 157K | – |
PRIMERICA | COM | 6M | 27K | – |
PRIMERICA | COM | 20M | 86K | – |
PRIMERICA | COM | 5M | 20K | – |
RAYMOND JAMES FINANCIAL | COM | 4M | 34K | – |
RAYMOND JAMES FINANCIAL | COM | 15M | 117K | – |
REINSURANCE GROUP AMERICA | COM | 7M | 33K | – |
REINSURANCE GROUP AMERICA | COM | 21M | 102K | – |
REINSURANCE GROUP AMERICA | COM | 6M | 30K | – |
RENAISSANCERE HOLDINGS | COM | 5M | 22K | – |
RENAISSANCERE HOLDINGS | COM | 18M | 80K | – |
RENAISSANCERE HOLDINGS | COM | 4M | 18K | – |
RLI CORP. | COM | 3M | 20K | – |
RLI CORP. | COM | 9M | 65K | – |
RLI CORP. | COM | 2M | 15K | – |
SAFETY INSURANCE GROUP | COM | 278K | 4K | – |
SELECTIVE INSURANCE GROUP | COM | 281K | 3K | – |
SKYWARD SPECIALTY INSURANCE GR | COM | 109K | 3K | – |
SKYWARD SPECIALTY INSURANCE GR | COM | 326K | 9K | – |
SKYWARD SPECIALTY INSURANCE GR | COM | 109K | 3K | – |