MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED
Adviser information for MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 5 | $3.2B |
| Total | 5 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $368.3M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $2.8B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 20 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-76257 |
|---|---|
| SEC ERA File Number | 801-76257 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163553 |
| Legal Entity Identifier | None |
Principal Office
ONE INTERNATIONAL FINANCE CENTRE, LEVEL 221 HARBOUR VIEW STREET
CENTRAL
Hong Kong
Monday - Friday, 9AM-5PM
Tel: 852 3922 1888, Fax: None
Websites
Chief Compliance Officer
LEE MARK BINKS
CHIEF COMPLIANCE OFFICER
50 MARTIN PLACE
LEVEL 9
SYDNEY
Australia
Tel:
+61 498 253 704
L********@************M
(Full email address available in API data)
Regulatory Contact
JAMES BLAKE
SENIOR COMPLIANCE OFFICER
610 MARKET STREET, 7TH FLOOR
PHILADELPHIA
PA
United States
Tel:
215-255-7024
J**********@************M
(Full email address available in API data)
Industry Affiliates
| DELAWARE DISTRIBUTORS, L.P. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACQUARIE ASSET MANAGEMENT JAPAN CO | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MACQUARIE BANK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerBanking or thrift institution |
| MACQUARIE CAPITAL (USA) INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisor |
| MACQUARIE INVESTMENT MANAGEMENT AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT AUSTRIA KAPITALANLAGE AG | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT EUROPE S.A. | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| MACQUARIE INVESTMENT MANAGEMENT SWITZERLAND GMBH | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MAQUARIE SPECIALIST INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACQUARIE GROUP LIMITED | Foreign Entity | MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | INDIRECT OWNER | 12/2008 | > 75% |
| cheong, wei, yue | Individual | – | DIRECTOR | 03/2019 | < 5% |
| YEUNG, KWONG WAI, IVOR | Individual | – | CFO | 02/2018 | < 5% |
| MACQUARIE INVESTMENT MANAGEMENT HOLDINGS PTY LIMITED | Foreign Entity | – | DIRECT OWNER | 07/2000 | > 75% |
| MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED | Foreign Entity | MACQUARIE INVESTMENT MANAGEMENT HOLDINGS PTY LIMITED | INDIRECT OWNER | 03/2015 | > 75% |
| BINKS, LEE, MARK | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| Li, On Ki | Individual | – | DIRECTOR | 05/2022 | < 5% |
| Koh, Jessica, Mai-han | Individual | – | DIRECTOR | 09/2022 | < 5% |