INTEGRATED WEALTH ADVISORY SERVICES, INC.
Adviser information for INTEGRATED WEALTH ADVISORY SERVICES, INC. last updated from Form ADV on February 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,774 | $378.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1,774 | $378.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 212 | $78.7M |
| HNW Individuals | 112 | $289.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 8 | $5.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $6.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPERCENTAGE FEE BASED ON ASSETS MANAGED BY A TPMM |
Identifiers
| SEC RIA File Number | 801-76345 |
|---|---|
| SEC ERA File Number | 801-76345 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115821 |
| Legal Entity Identifier | None |
Principal Office
4400 W. 109TH STREETSUITE 250
OVERLAND PARK
KS
United States
Monday - Friday, 8:00 AM TO 5:30 PM
Tel: 913-491-4908, Fax: 913-491-4424
Websites
Chief Compliance Officer
CRAIG L. SPLAN
PRESIDENT
4400 W. 109TH STREET
SUITE 250
OVERLAND PARK
KS
United States
Tel:
913-491-4908
Fax:
913-491-4424
C*****@*********************M
(Full email address available in API data)
Regulatory Contact
TRAY A. WILTSE
ASSISTANT COMPLIANCE OFFICER
4400 W. 109TH STEET
SUITE 250
OVERLAND PARK
KS
United States
Tel:
913-491-4908
Fax:
913-491-4424
T***@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPLAN, CRAIG, LEE | Individual | – | CHIEF COMPLIANCE OFFICER, PRESIDENT | 01/2006 | 25-50% |
| WILTSE, TRAY, A | Individual | – | SHAREHOLDER/ASSISTANT COMPLIANCE OFFICER | 01/2006 | 25-50% |
| DAY, BILL, LEE | Individual | – | SHAREHOLDER | 01/2013 | 25-50% |