MATTERHORN INVESTMENT MANAGEMENT (ASIA) LIMITED
Adviser information for MATTERHORN INVESTMENT MANAGEMENT (ASIA) LIMITED last updated from Form ADV on September 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $7.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $7.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $7.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-76370 |
|---|---|
| SEC ERA File Number | 801-76370 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161891 |
| Legal Entity Identifier | 5493005LUX8L3PSKI514 |
Principal Office
G/F, 535 CANTON ROAD, WEST KOWLOON,HONG KONG
Hong Kong
Monday - Friday, 09.00 - 17.00
Tel: 852 2179 3337, Fax: 852 2179 3437
Chief Compliance Officer
MAXIME DESTEL
COMPLIANCE OFFICER
12
HAY HILL
LONDON
United Kingdom
Tel:
+44 20 7340 2800
Fax:
+44 87 0710 8448
M*****@***********************M
(Full email address available in API data)
Regulatory Contact
DANIEL ARCHER
MR
12
HAY HILL
LONDON
United Kingdom
Tel:
+442073402816
D*****@***********************M
(Full email address available in API data)
Industry Affiliates
| MATTERHORN INVESTMENT MANAGEMENT LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE MATTERHORN GLOBAL MASTER FUND | Hedge Fund | $12.9M | $0.1M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BATE, PAUL, WILLIAM | Individual | – | CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER | 05/2008 | > 75% |
| DESTEL, MAXIME, FERNAND | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2019 | < 5% |
| MATTERHORN INVESTMENT MANAGEMENT (MALTA) LTD | Foreign Entity | – | HOLDING COMPANY | 07/2011 | > 75% |