COMPASS FINANCIAL GROUP, INC

Advisory Business

Type of Organization	Corporation
Fiscal Year End	APRIL
Legal Location	South Dakota, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	6
Licensed Agents of an Insurance Company	6
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,300	$807.0M
Non-Discretionary	0	$0
Total	2,300	$807.0M

Clients

Type	Number	RAUM
Individuals	2,265	$647.0M
HNW Individuals	25	$150.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	10	$10.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	75
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1800

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops
Compensation	% of AUM
Other Business Activities	Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	807.0M

Portfolio Manager to Program	Sponsor
COMPASS FINANCIAL WRAP FEE PROGRAM	COMPASS FINANCIAL GROUP, INC

Identifiers

SEC RIA File Number	801-76392
SEC ERA File Number	801-76392
SEC CIK Numbers	1964835
SEC CRD Numbers	157109
Legal Entity Identifier	None

Principal Office

4300 SOUTH LOUISE AVE.
SUITE 300
SIOUX FALLS
SD
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic