Hedge Fund Database

INVESTMARK ADVISORY GROUP LLC

Adviser information for INVESTMARK ADVISORY GROUP LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,788 $712.5M
Non-Discretionary 0 $0
Total 1,788 $712.5M

Clients

Type Number RAUM
Individuals 431 $173.4M
HNW Individuals 169 $527.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 18 $12.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 43.4M
Portfolio Manager to Program Sponsor
INVESTMARK ASSET MANAGEMENT - DIMMENSIONAL FUND MODELS INVESTMARK ADVISORY GROUP LLC
INVESTMARK ASSET MANAGEMENT (IAM) - ADVISOR DIRECTED INVESTMARK ADVISORY GROUP LLC

Identifiers

SEC RIA File Number 801-76505
SEC ERA File Number 801-76505
SEC CIK Numbers 1926349
SEC CRD Numbers 121060
Legal Entity Identifier None

Principal Office

3 ENTERPRISE DRIVE
FOURTH FLOOR
SHELTON
CT
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 203-953-3777, Fax: 203-386-8300

Websites

www.investmark.net www.reinsurancemax.com/ www.facebook.com/directionofwealth twitter.com/iag_advisory www.linkedin.com/company/investmark/ www.facebook.com/investmarkadvisorygroup

Chief Compliance Officer

SCOTT WILLIAMS
PRINCIPAL, DIRECTOR OF OPERATIONS
3 ENTERPRISE DRIVE
FOURTH FLOOR
SHELTON
CT
United States
Tel: 203-953-3777
Fax: 203-386-8300
(Full email address available in API data)

Regulatory Contact

NICHOLAS CHRISTIE
CHIEF OPERATING OFFICER, CHIEF INVESTMENT OFFICER
3 ENTERPRISE DRIVE
FOURTH FLOOR
SHELTON
CT
United States
Tel: 203-953-3777
Fax: 203-386-8300
(Full email address available in API data)

Industry Affiliates

MAHONEY SABOL & CO. LLP, Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KUSICK, MICHAEL, CHRISTOPHER Individual – MANAGING MEMBER 11/2016 25-50%
CHRISTIE, NICHOLAS, THOMAS Individual – MEMBER 11/2016 10-25%
WILLIAMS, SCOTT, K Individual – CHIEF COMPLIANCE OFFICER 01/2011 < 5%
DIAMOND, JAY, MARC Individual – MEMBER 11/2016 25-50%

No. Employees, Historic

105020192020202120222023202420258 on 4/8/20198 on 11/8/20198 on 1/31/202010 on 3/24/202010 on 5/26/202010 on 6/3/202010 on 6/23/202010 on 9/11/202010 on 11/12/202010 on 2/19/202110 on 3/31/202110 on 7/22/202110 on 8/17/202110 on 1/7/202210 on 3/2/202210 on 3/15/202210 on 10/10/202210 on 2/28/202310 on 3/22/202310 on 10/12/202310 on 10/19/202310 on 2/9/202410 on 3/5/2024

RAUM, Historic

800M400M02019202020212022202320242025392174700 on 4/8/2019392174700 on 11/8/2019392174700 on 1/31/2020459263777 on 3/24/2020459263777 on 5/26/2020459263777 on 6/3/2020459263777 on 6/23/2020459263777 on 9/11/2020459263777 on 11/12/2020541679509 on 2/19/2021541679509 on 3/31/2021541679509 on 7/22/2021541679509 on 8/17/2021541679509 on 1/7/2022653484133 on 3/2/2022653484133 on 3/15/2022653484133 on 10/10/2022623169311 on 2/28/2023623169311 on 3/22/2023623169311 on 10/12/2023623169311 on 10/19/2023623169311 on 2/9/2024712457504 on 3/5/2024

No. Clients, Historic

70035002019202020212022202320242025568 on 4/8/2019568 on 11/8/2019568 on 1/31/2020548 on 3/24/2020548 on 5/26/2020548 on 6/3/2020548 on 6/23/2020548 on 9/11/2020548 on 11/12/2020554 on 2/19/2021554 on 3/31/2021554 on 7/22/2021554 on 8/17/2021554 on 1/7/2022583 on 3/2/2022583 on 3/15/2022583 on 10/10/2022647 on 2/28/2023647 on 3/22/2023647 on 10/12/2023647 on 10/19/2023647 on 2/9/2024618 on 3/5/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 4M 26K –
ADOBE INC COM 246K 442 –
ALPHABET INC CAP STK CL C 2M 9K –
ALPHABET INC CAP STK CL A 699K 4K –
ALTRIA GROUP INC COM 3M 61K –
AMAZON COM INC COM 2M 8K –
APPLE INC COM 10M 47K –
AT&T INC COM 3M 135K –
BANK AMERICA CORP COM 202K 5K –
BELDEN INC COM 981K 10K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BLACKROCK CORPOR HI YLD FD I COM 380K 39K –
BLACKSTONE INC COM 315K 3K –
CAPITAL GROUP CORE EQUITY ET SHS CREATION UNI 325K 10K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 8M 230K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 3M 100K –
CHEVRON CORP NEW COM 4M 25K –
COCA COLA CO COM 355K 6K –
COHEN & STEERS INFRASTRUCTUR COM 227K 10K –
COSTCO WHSL CORP NEW COM 843K 991 –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 1M 46K –
DIMENSIONAL ETF TRUST US EQUITY ETF 14M 236K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 3M 77K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 1M 52K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 5M 75K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 3M 88K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 1M 22K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 2M 71K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 54K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 19M 478K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 8M 237K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 413K 16K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 1M 50K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 3M 90K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 750K 28K –
DIMENSIONAL ETF TRUST US TARGETED VLU 2M 39K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 353K 14K –
DISNEY WALT CO COM 263K 3K –
DRAGANFLY INC. COM NEW 5K 20K –
EATON VANCE TAX-MANAGED GLOB COM 394K 47K –
EXXON MOBIL CORP COM 673K 6K –
FIDELITY COVINGTON TRUST MSCI ENERGY IDX 223K 9K –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 221K 3K –
FIDELITY COVINGTON TRUST MSCI RL EST ETF 401K 16K –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 4M 80K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 289K 2K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 713K 112K –
FS KKR CAP CORP COM 2M 105K –
GALLAGHER ARTHUR J & CO COM 240K 926 –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 215K 4K –
HARBOR ETF TRUST LONG TERM GROWER 210K 8K –
HOME DEPOT INC COM 4M 13K –
INTUITIVE SURGICAL INC COM NEW 548K 1K –
INVESCO EXCH TRADED FD TR II PFD ETF 211K 18K –
INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 674K 29K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 531K 5K –
INVESCO QQQ TR UNIT SER 1 3M 6K –
ISHARES TR RUSSELL 2000 ETF 298K 1K –
ISHARES TR INTL SEL DIV ETF 517K 19K –
ISHARES TR S&P SML 600 GWT 501K 4K –
ISHARES TR ISHARES BIOTECH 355K 3K –
ISHARES TR CORE MSCI EAFE 740K 10K –
ISHARES TR RUS MD CP GR ETF 592K 5K –
ISHARES TR RUS 1000 VAL ETF 895K 5K –
ISHARES TR GL CLEAN ENE ETF 207K 16K –
ISHARES TR RUSSELL 3000 ETF 227K 735 –
ISHARES TR RUS 1000 ETF 311K 1K –
ISHARES TR MSCI EAFE ETF 477K 6K –
ISHARES TR RUS 2000 VAL ETF 243K 2K –
ISHARES TR EXPANDED TECH 505K 6K –
ISHARES TR RUS 2000 GRW ETF 442K 2K –
ISHARES TR CORE S&P SCP ETF 251K 2K –
ISHARES TR PFD AND INCM SEC 654K 21K –
ISHARES TR U.S. FIN SVC ETF 397K 6K –
ISHARES TR RUS 1000 GRW ETF 2M 6K –
JOHNSON & JOHNSON COM 3M 19K –
JPMORGAN CHASE & CO. COM 821K 4K –
MASTERCARD INCORPORATED CL A 237K 538 –
MCDONALDS CORP COM 294K 1K –
META PLATFORMS INC CL A 657K 1K –
MICROSOFT CORP COM 3M 7K –
NETFLIX INC COM 407K 603 –
NUVEEN PFD & INCOME OPPORTUN COM 328K 44K –
NVIDIA CORPORATION COM 2M 16K –
PACER FDS TR AMERCN ENRGY IND 204K 6K –
PEPSICO INC COM 4M 22K –
PFIZER INC COM 3M 89K –
PHILIP MORRIS INTL INC COM 3M 32K –
PROCTER AND GAMBLE CO COM 4M 26K –
PUBLIC STORAGE OPER CO COM 274K 952 –
QUALCOMM INC COM 6M 29K –
REALTY INCOME CORP COM 351K 7K –
RTX CORPORATION COM 295K 3K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 552K 7K –
SELECT SECTOR SPDR TR TECHNOLOGY 813K 4K –
SPDR S&P 500 ETF TR TR UNIT 3M 6K –
SPDR SER TR PORTFOLIO S&P400 463K 9K –
TARGET CORP COM 246K 2K –
TESLA INC COM 1M 5K –
UNITED PARCEL SERVICE INC CL B 2M 15K –
UNITED STS OIL FD LP UNITS 472K 6K –
UNITEDHEALTH GROUP INC COM 365K 717 –
VANECK ETF TRUST BDC INCOME ETF 191K 11K –
VANGUARD INDEX FDS VALUE ETF 471K 3K –
VANGUARD INDEX FDS SM CP VAL ETF 460K 3K –
VANGUARD INDEX FDS MCAP VL IDXVIP 588K 4K –
VANGUARD INDEX FDS TOTAL STK MKT 225K 839 –
VANGUARD INDEX FDS GROWTH ETF 876K 2K –
VANGUARD INDEX FDS SML CP GRW ETF 1M 5K –
VANGUARD INDEX FDS S&P 500 ETF SHS 660K 1K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 253K 6K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 226K 5K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 2M 17K –
VISA INC COM CL A 645K 2K –
WP CAREY INC COM 2M 33K –