FSA INVESTMENT GROUP, LLC
Adviser information for FSA INVESTMENT GROUP, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 131 | $594.0M |
| Non-Discretionary | 12 | $4.3M |
| Total | 143 | $598.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 22 | $8.7M |
| HNW Individuals | 18 | $71.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $98,374 |
| State or municipal gov entities | <5 | $15.2M |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $6.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.1M |
| Other | 13 | $494.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsSERVICES TO TRIBAL CLIENTS |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-76511 |
|---|---|
| SEC ERA File Number | 801-76511 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 163641 |
| Legal Entity Identifier | None |
Principal Office
212 SOUTH ALCANIZ STREETPENSACOLA
FL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (850) 696-1550, Fax: None
Chief Compliance Officer
WEBB, JAMES, ANDREW
CHIEF INVESTMENT OFFICER
212 SOUTH ALCANIZ STREET
PENSACOLA
FL
United States
Tel:
850-696-1550
A****@*********M
(Full email address available in API data)
Regulatory Contact
JOHN DAVID HOSMAN
CHIEF OPERATING OFFICER
212 SOUTH ALCANIZ STREET
PENSACOLA
FL
United States
Tel:
850-696-1550
J******@*********M
(Full email address available in API data)
Industry Affiliates
| FS ADVISORS INC. | Insurance company or agency |
| FSA TPA LLC | Insurance company or agency |
| J. RANDALL WELLS, CPA | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOWREY, NANCY, MCGHEE | Individual | – | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | 03/2012 | 50-75% |
| HOSMAN, JOHNATHAN, DAVID | Individual | – | MANAGING MEMBER | 10/2019 | 25-50% |
| WELLS, JAMES, RANDALL | Individual | – | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | 04/2022 | 10-25% |
| Chenevey, Elke, Winona | Individual | – | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | 04/2022 | 5-10% |
| WEBB, JAMES, ANDREW | Individual | – | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | 01/2023 | 5-10% |