Hedge Fund Database

MONTIS FINANCIAL, LLC

Adviser information for MONTIS FINANCIAL, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,016 $621.6M
Non-Discretionary 19 $17.2M
Total 1,035 $638.8M

Clients

Type Number RAUM
Individuals 120 $61.5M
HNW Individuals 127 $577.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $280,888
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesRETAINERS

Identifiers

SEC RIA File Number 801-76534
SEC ERA File Number 801-76534
SEC CIK Numbers 1844314
SEC CRD Numbers 163986
Legal Entity Identifier None

Principal Office

230 THIRD AVENUE
THIRD FLOOR
WALTHAM
MA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 781-541-5057, Fax: 781-547-5596

Websites

www.montisfinancial.com

Chief Compliance Officer

JOHN YANCHEK
MANAGING PARTNER
230 THIRD AVENUE
THIRD FLOOR
WALTHAM
MA
United States
Tel: 781-541-5057
Fax: 781-547-5596
(Full email address available in API data)

Regulatory Contact

TUCKER P. DONAHOE
MANAGING PARTNER
230 THIRD AVENUE
THIRD FLOOR
WALTHAM
MA
United States
Tel: 781-541-5057
Fax: 781-547-5596
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MONTIS HOLDCO, LLC Domestic Entity – PARENT COMPANY 12/2021 > 75%
YANCHEK, JOHN, MICHAEL Individual – MANAGING PARTNER & CHIEF COMPLIANCE OFFICER 12/2021 < 5%
DONAHOE, TUCKER, PATRICK Individual – MANAGING PARTNER 12/2021 < 5%
FOLLMER, DENNIS, EUGENE Individual – CHIEF INVESTMENT OFFICER 10/2022 < 5%

No. Employees, Historic

2010020192020202120222023202420258 on 6/14/20198 on 3/18/20208 on 6/18/20209 on 3/15/20219 on 5/4/20219 on 1/7/202211 on 3/24/202211 on 5/5/202211 on 10/21/202211 on 10/28/202211 on 1/17/202311 on 1/17/202313 on 3/27/202313 on 6/9/202313 on 7/10/202313 on 10/18/202313 on 12/11/202315 on 3/19/2024

RAUM, Historic

800M400M02019202020212022202320242025511300000 on 6/14/2019613400000 on 3/18/2020613400000 on 6/18/2020661400000 on 3/15/2021661400000 on 5/4/2021661400000 on 1/7/2022748200000 on 3/24/2022748200000 on 5/5/2022748200000 on 10/21/2022748200000 on 10/28/2022748200000 on 1/17/2023748200000 on 1/17/2023621000000 on 3/27/2023621000000 on 6/9/2023621000000 on 7/10/2023621000000 on 10/18/2023621000000 on 12/11/2023638765621 on 3/19/2024

No. Clients, Historic

30015002019202020212022202320242025231 on 6/14/2019250 on 3/18/2020250 on 6/18/2020253 on 3/15/2021253 on 5/4/2021253 on 1/7/2022261 on 3/24/2022261 on 5/5/2022261 on 10/21/2022261 on 10/28/2022261 on 1/17/2023261 on 1/17/2023259 on 3/27/2023259 on 6/9/2023259 on 7/10/2023259 on 10/18/2023259 on 12/11/2023247 on 3/19/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIRBNB INC COM CL A 924K 6K –
ALPHABET INC CAP STK CL A 2M 10K –
ALPHABET INC CAP STK CL C 1M 7K –
AMAZON COM INC COM 1M 5K –
APPLE INC COM 22M 102K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 7M 18K –
CABOT CORP COM 433K 5K –
CANADIAN PACIFIC KANSAS CITY COM 289K 4K –
CARRIER GLOBAL CORPORATION COM 267K 4K –
CATERPILLAR INC COM 1M 3K –
CHEVRON CORP NEW COM 228K 1K –
CISCO SYS INC COM 257K 5K –
COSTCO WHSL CORP NEW COM 318K 374 –
COTERRA ENERGY INC COM 290K 11K –
DEERE & CO COM 981K 3K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 483K 19K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 247K 10K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 306K 10K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 204K 5K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 2M 76K –
DISNEY WALT CO COM 239K 2K –
ELI LILLY & CO COM 428K 473 –
FERRARI N V COM 526K 1K –
HOME DEPOT INC COM 253K 734 –
INTEL CORP COM 213K 7K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 6M 35K –
INVESCO QQQ TR UNIT SER 1 706K 1K –
ISHARES GOLD TR ISHARES NEW 1M 28K –
ISHARES SILVER TR ISHARES 436K 16K –
ISHARES TR CORE MSCI EAFE 22M 301K –
ISHARES TR MSCI EAFE ETF 851K 11K –
ISHARES TR CORE DIV GRWTH 264K 5K –
ISHARES TR 7-10 YR TRSY BD 513K 5K –
ISHARES TR RUS 1000 VAL ETF 395K 2K –
ISHARES TR GLOBAL 100 ETF 1M 13K –
ISHARES TR PFD AND INCM SEC 25M 780K –
ISHARES TR CORE S&P500 ETF 202K 369 –
ISHARES TR RUS 1000 GRW ETF 380K 1K –
ISHARES TR ESG AW MSCI EAFE 617K 8K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 3M 56K –
JOHNSON & JOHNSON COM 727K 5K –
JPMORGAN CHASE & CO. COM 512K 3K –
LEGG MASON ETF INVT FRANKLIN INTL LW 2M 60K –
LEVI STRAUSS & CO NEW CL A COM STK 4M 206K –
MASTERCARD INCORPORATED CL A 365K 827 –
META PLATFORMS INC CL A 354K 703 –
MICROSOFT CORP COM 3M 7K –
NOVO-NORDISK A S ADR 2M 16K –
NVIDIA CORPORATION COM 757K 6K –
ORACLE CORP COM 471K 3K –
OTIS WORLDWIDE CORP COM 223K 2K –
PALATIN TECHNOLOGIES INC COM NEW 41K 21K –
PEPSICO INC COM 499K 3K –
PIMCO ETF TR ENHAN SHRT MA AC 1M 14K –
PROCTER AND GAMBLE CO COM 538K 3K –
QUALCOMM INC COM 229K 1K –
RTX CORPORATION COM 588K 6K –
SCHWAB STRATEGIC TR US LRG CAP ETF 10M 154K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 2M 31K –
SPDR GOLD TR GOLD SHS 2M 10K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR SER TR MSCI USA STRTGIC 208K 1K –
SPDR SER TR S&P BIOTECH 236K 3K –
SPROTT PHYSICAL GOLD & SILVE TR UNIT 643K 29K –
SPROTT PHYSICAL GOLD TR UNIT 2M 88K –
STRYKER CORPORATION COM 791K 2K –
TESLA INC COM 202K 1K –
UNION PAC CORP COM 533K 2K –
UNITED PARCEL SERVICE INC CL B 443K 3K –
VANECK ETF TRUST IG FLOATING RATE 2M 89K –
VANECK ETF TRUST GOLD MINERS ETF 1M 38K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 16K –
VANGUARD INDEX FDS MID CAP ETF 1M 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 616K 1K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 22M 287K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 261K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 14M 274K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 24M 206K –
VANGUARD WORLD FD INDUSTRIAL ETF 476K 2K –
VANGUARD WORLD FD INF TECH ETF 520K 902 –
WALMART INC COM 327K 5K –