TWO WEST CAPITAL ADVISORS LLC
Adviser information for TWO WEST CAPITAL ADVISORS LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,029 | $2.7B |
| Non-Discretionary | 6 | $80.8M |
| Total | 1,035 | $2.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 256 | $69.5M |
| HNW Individuals | 54 | $104.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 217 | $2.6B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-76551 |
|---|---|
| SEC ERA File Number | 801-76551 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154543 |
| Legal Entity Identifier | None |
Principal Office
10975 BENSON DRIVECORPORATE WOODS, BLDG. 12, STE. 560
OVERLAND PARK
KS
United States
Monday - Friday, 830 - 430
Tel: 913-825-1722, Fax: None
Websites
www.facebook.com/twowestcompanies/
twowestcompanies.com
goalpathsoluctions.com
twowestadvisors.com
twitter.com/twowestcos?lang=en
www.linkedin.com/company/two-west-companies/
www.linkedin.com/company/goalpath-solutions-llc/
www.stewartadvisory.com/
www.youtube.com/channel/ucp1khsoi2p36tqc2rb359kw
www.youtube.com/channel/ucifokauvgvjwqfim1rp17vq
Chief Compliance Officer
VERN CUSHENBERY
CHIEF INVESTMENT OFFICER
10975 BENSON DRIVE
CORPORATE WOODS, BLDG. 12, STE. 560
OVERLAND PARK
KS
United States
Tel:
913-825-1722
V***@******************M
(Full email address available in API data)
Regulatory Contact
MARKO UNGASHICK
10975 BENSON DRIVE
CORPORATE WOODS, BLDG. 12, STE. 560
OVERLAND PARK
KS
United States
Tel:
913-825-1722
M****@******************M
(Full email address available in API data)
Industry Affiliates
| SANCTUARY ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UNGASHICK, MARKO, DAMIAN | Individual | – | MANAGER | 07/2010 | < 5% |
| RINK, RYAN, KENT | Individual | RAM VENTURES LLC | MEMBER, MANAGER OF RAM VENTURES, LLC (A MEMBER OF TWO WEST) | 07/2010 | 25-50% |
| RINK, RYAN, KENT | Individual | – | MANAGER | 07/2010 | < 5% |
| RAM VENTURES LLC | Domestic Entity | – | MEMBER | 07/2010 | > 75% |
| UNGASHICK, MARKO, D | Individual | RAM VENTURES LLC | MEMBER, MANAGER OF RAM VENTURES, LLC (A MEMBER OF TWO WEST) | 07/2010 | 25-50% |
| CUSHENBERY, JOHN, VERNON | Individual | – | MANAGER, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | 07/2014 | < 5% |
| CUSHENBERY, JOHN, VERNON | Individual | RAM VENTURES LLC | MEMBER, MANAGER OF RAM VENTURES, LLC (A MEMBER OF TWO WEST) | 01/2015 | 25-50% |
| SANCTUARY WEALTH GROUP LLC | Domestic Entity | – | MEMBER | 07/2022 | 10-25% |
| CHENE, DAVID, KENNEDY | Individual | SANCTUARY WEALTH GROUP LLC | ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC | 06/2022 | |
| DICKSON, JAMES, R | Individual | SANCTUARY WEALTH GROUP LLC | ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC | 06/2022 | |
| DIDDEN, JAMES, MATTHEW | Individual | SANCTUARY WEALTH GROUP LLC | ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC | 06/2022 | |
| Guiati, Massimo | Individual | SANCTUARY WEALTH GROUP LLC | ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC | 06/2022 | |
| AZ US HOLDINGS INC. | Domestic Entity | SANCTUARY WEALTH GROUP LLC | MEMBER - CLASS A UNITS | 06/2022 | 50-75% |
| AZIMUT UK HOLDINGS LTD. | Foreign Entity | AZ US HOLDINGS INC. | OWNER | 06/2022 | > 75% |
| AZIMUT HOLDINGS S.P.A | Foreign Entity | AZIMUT UK HOLDINGS LTD. | OWNER | 06/2022 | > 75% |