DEERPATH CAPITAL MANAGEMENT, LP
Adviser information for DEERPATH CAPITAL MANAGEMENT, LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 88 |
|---|---|
| Investment Advisory/Research | 88 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 25 | $3.3B |
| Non-Discretionary | 10 | $3.9B |
| Total | 35 | $7.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 25 | $3.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 3 | $1.1B |
| Other | 7 | $2.8B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 46 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSEPARATELY MANAGED ACCOUNTS AND CLO |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-76599 |
|---|---|
| SEC ERA File Number | 801-76599 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160791 |
| Legal Entity Identifier | None |
Principal Office
500 EAST BROWARD BOULEVARDSUITE 2300
FORT LAUDERDALE
FL
United States
Monday - Friday, 8AM TO 6PM EST.
Tel: 212-922-0724, Fax: 646-417-7091
Chief Compliance Officer
ANISH K. BAHL
CHIEF FINANCIAL OFFICER
405 LEXINGTON AVE.
53RD FLOOR
NEW YORK
NY
United States
Tel:
646-786-1016
Fax:
646-417-7091
A****@******************M
(Full email address available in API data)
Regulatory Contact
TASABBUR HASAN
CHIEF OPERATING OFFICER
500 EAST BROWARD BOULEVARD
SUITE 2300
FORT LAUDERDALE
FL
United States
Tel:
646-786-1018
T*****@******************M
(Full email address available in API data)
Industry Affiliates
| DEERPATH CAPITAL AU PTY. LTD | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH CAPITAL GENPAR EVERGREEN, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH CAPITAL GENPAR IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH CAPITAL GENPAR V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH CAPITAL GENPAR VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH CAPITAL GENPAR VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH CAPITAL GP S.�.R.L | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH CAPITAL JAPAN LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH CAPITAL UK LLP | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH FUND SERVICES LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH FUNDING ADVANTAGE IV GENERAL PARTNER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH FUNDING GENERAL PARTNER V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DEERPATH KOREA, LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DEERPATH CAPITAL ADVANTAGE V-B (CAYMAN), LP | Hedge Fund | $86.4M | $5.0M | 5 |
| DEERPATH CAPITAL IV, LP | Private Equity Fund | $46.4M | $5.0M | 9 |
| DEERPATH CAPITAL SLP-RAIF, LP COMPARTMENT 1 | Private Equity Fund | $206.1M | $5.0M | 6 |
| DEERPATH CAPITAL SLP-RAIF, LP COMPARTMENT 2 | Private Equity Fund | $183.0M | $5.0M | 5 |
| DEERPATH CAPITAL SLP-RAIF, LP COMPARTMENT 3 | Private Equity Fund | $281.6M | $5.0M | 5 |
| DEERPATH CAPITAL SLP-RAIF, LP COMPARTMENT 4 | Private Equity Fund | $0.0M | $5.0M | 0 |
| DEERPATH CAPITAL SLP-RAIF, LP COMPARTMENT 5 | Private Equity Fund | $0.0M | $5.0M | 0 |
| DEERPATH CAPITAL V, LP | Private Equity Fund | $134.1M | $5.0M | 5 |
| DEERPATH CAPITAL VI (CAYMAN), LP | Private Equity Fund | $36.2M | $1.0M | 5 |
| DEERPATH CAPITAL VI, LP | Private Equity Fund | $158.3M | $5.0M | 4 |
| DEERPATH CAPITAL VII (CAYMAN), LP | Private Equity Fund | $0.0M | $1.0M | 0 |
| DEERPATH CAPITAL VII, LP | Private Equity Fund | $0.0M | $5.0M | 0 |
| DEERPATH EVERGREEN (US), LP | Private Equity Fund | $22.0M | $5.0M | 0 |
| DEERPATH FUNDING ADVANTAGE IV, LP | Hedge Fund | $230.9M | $3.0M | 36 |
| DEERPATH FUNDING ADVANTAGE V, LP | Hedge Fund | $20.1M | $5.0M | 36 |
| DEERPATH FUNDING V, LP | Hedge Fund | $244.6M | $5.0M | 3 |
| DEERPATH NEWBURY PARTNERS, LLC | Private Equity Fund | $93.5M | $5.0M | 3 |
| DEERPATH PARTNERS (CAYMAN), LP | Hedge Fund | $161.7M | $5.0M | 2 |
| DEERPATH PARTNERS, LLC | Hedge Fund | $1,433.2M | $5.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIRBY, JAMES, HARRINGTON | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER | 05/2007 | < 5% |
| BAHL, ANISH, KUMAR | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 07/2007 | < 5% |
| PROSPECT STREET, LLC | Domestic Entity | – | LIMITED PARTNER | 05/2007 | 10-25% |
| KIRBY, JAMES, HARRINGTON | Individual | PROSPECT STREET, LLC | MANAGING MEMBER | 05/2007 | > 75% |
| KIRBY, JAMES, HARRINGTON | Individual | DEERPATH CAPITAL MANAGEMENT, LLC | MANAGING MEMBER | 05/2007 | > 75% |
| DEERPATH CAPITAL MANAGEMENT, LLC | Domestic Entity | – | LIMITED PARTNER | 12/2023 | < 5% |
| HASAN, TASABBUR, NMN | Individual | – | PARTNER, CHIEF OPERATING OFFICER | 01/2015 | < 5% |
| THE JAMES H. KIRBY 2022 IRREVOCABLE FAMILY TRUST | Domestic Entity | PROSPECT STREET, LLC | ASSIGNEE | 05/2022 | |
| KAOMI, LLC | Domestic Entity | – | LIMITED PARTNER | 12/2023 | 5-10% |
| DEERPATH WINTERPLACE PARTNERS, LLC | Domestic Entity | – | LIMITED PARTNER | 12/2023 | < 5% |
| DEERPATH VESPER PARTNERS, LLC | Domestic Entity | – | LIMITED PARTNER | 12/2023 | < 5% |
| PGIM DEERPATH PARTNERS, LLC | Domestic Entity | – | GENERAL PARTNER | 12/2023 | > 75% |
| HASAN, TASABBUR, NMN | Individual | KAOMI, LLC | SOLE MEMBER | 12/2022 | > 75% |
| PGIM, INC. | Domestic Entity | PGIM DEERPATH PARTNERS, LLC | SOLE MEMBER | 12/2023 | > 75% |
| PGIM HOLDING COMPANY LLC | Domestic Entity | PGIM, INC. | SOLE SHAREHOLDER | 12/2023 | > 75% |
| PRUDENTIAL FINANCIAL, INC. | Domestic Entity | PGIM HOLDING COMPANY LLC | SOLE MEMBER | 12/2023 | > 75% |
| KIRBY, JAMES, HARRINGTON | Individual | THE JAMES H. KIRBY 2022 IRREVOCABLE FAMILY TRUST | TRUSTEE | 05/2022 | |
| PEREKSLIS, SCOTT, ANTHONY | Individual | THE JAMES H. KIRBY 2022 IRREVOCABLE FAMILY TRUST | TRUSTEE | 03/2023 | |
| DUBOIS, DEREK, MICHAEL | Individual | – | MANAGING DIRECTOR, TREASURER | 07/2021 | < 5% |