CEPHEI CAPITAL
CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED Legal Name
Adviser information for CEPHEI CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $5.1B |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $5.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $644.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 5 | $1.3B |
| Other investment advisers | <5 | $446.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.5B |
| Other | <5 | $173.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 87 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1502A INTERNATIONAL COMMERCE CENTER1 AUSTIN ROAD WEST, KOWLOON
HONG KONG
China
Monday - Friday, 9:00AM TO 6:00PM
Tel: 852 3518 8000, Fax: 852 2810 7083
Websites
Chief Compliance Officer
YING BAI
CFO AND CCO
1502A INTERNATIONAL COMMERCE CENTRE
1 AUSTIN ROAD WEST, KOWLOON
HONG KONG
China
Tel:
852 3518 8000
Fax:
852 2810 7083
B******@****************M
(Full email address available in API data)
Regulatory Contact
LUCIE QIU
DIRECTOR OF LEGAL AND COMPLIANCE
1502A INTERNATIONAL COMMERCE CENTRE
1 AUSTIN ROAD WEST, KOWLOON
HONG KONG
China
Tel:
852 3518 8086
Fax:
852 2810 7083
L********@****************M
(Full email address available in API data)
Industry Affiliates
| CDH INVESTMENT ADVISORY PRIVATE LIMITED | Other investment adviser, including financial planners |
| CDH INVESTMENT MANAGEMENT COMPANY LIMITED (CAYMAN) | Other investment adviser, including financial planners |
| CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| CEPHEI CAPITAL INVESTMENT COMPANY LIMITED (BVI) | Other investment adviser, including financial planners |
| CEPHEI CAPITAL MANAGEMENT (TIANJIN) LIMITED | Other investment adviser, including financial planners |
| CEPHEI CAPITAL MANAGEMENT COMPANY LIMITED (CAYMAN) | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CEPHEI CHINA EQUITY RELATIVE RETURN FUND LTD. | Hedge Fund | $93.1M | $3.0M | 5 |
| CEPHEI QFII CHINA TOTAL RETURN FUND LTD. | Hedge Fund | $513.9M | $3.0M | 59 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CEPHEI CAPITAL MANAGEMENT COMPANY LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2007 | > 75% |
| LI, GANG, (NMN) | Individual | – | DIRECTOR/CHIEF EXECUTIVE OFFICER | 01/2007 | < 5% |
| MIN, YU, (NMN) | Individual | – | DIRECTOR/CHIEF EXECUTIVE OFFICER | 03/2007 | < 5% |
| WU, SHANGZHI, (NMN) | Individual | – | DIRECTOR | 03/2007 | < 5% |
| CEPHEI CAPITAL INVESTMENT COMPANY LIMITED | Foreign Entity | CEPHEI CAPITAL MANAGEMENT COMPANY LIMITED | SHAREHOLDER | 05/2006 | 50-75% |
| CDH INVESTMENT MANAGEMENT COMPANY LIMITED | Foreign Entity | CEPHEI CAPITAL MANAGEMENT COMPANY LIMITED | SHAREHOLDER | 01/2019 | 25-50% |
| CLEAR IMAGE INVESTMENTS LIMITED | Foreign Entity | CEPHEI CAPITAL INVESTMENT COMPANY LIMITED | SHAREHOLDER | 08/2006 | 50-75% |
| NEW DIAMOND ASSETS INC. | Foreign Entity | CEPHEI CAPITAL INVESTMENT COMPANY LIMITED | SHAREHOLDER | 07/2009 | 25-50% |
| LI, GANG, (NMN) | Individual | CLEAR IMAGE INVESTMENTS LIMITED | BENEFICIAL OWNER | 08/2006 | > 75% |
| MIN, YU, (NMN) | Individual | NEW DIAMOND ASSETS INC. | BENEFICIAL OWNER | 11/2006 | > 75% |
| WU, SHANGZHI, (NMN) | Individual | CDH GRIFFIN HOLDINGS COMPANY LIMITED | BENEFICIAL OWNER | 12/2018 | 25-50% |
| JIAO, SHUGE, (NMN) | Individual | CDH GRIFFIN HOLDINGS COMPANY LIMITED | BENEFICIAL OWNER | 12/2018 | 25-50% |
| BAI, YING, (NMN) | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 02/2011 | < 5% |
| CDH GRIFFIN HOLDINGS COMPANY LIMITED | Foreign Entity | CDH INVESTMENT MANAGEMENT COMPANY LIMITED | SHAREHOLDER | 05/2017 | > 75% |
| PEI, YIN YIN | Individual | – | CHIEF INVESTMENT OFFICER AND HEAD OF RESEARCH | 04/2023 | < 5% |
| PEI, YIN YIN | Individual | CEPHEI CAPITAL INVESTMENT COMPANY LIMITED | CIO AND HEAD OF RESEARCH | 04/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 8th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| N/A | N/A | 0 | 0 | – |