MWM GROUP LLC
Adviser information for MWM GROUP LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 790 | $244.3M |
| Non-Discretionary | 0 | $0 |
| Total | 790 | $244.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 104 | $20.3M |
| HNW Individuals | 93 | $224.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 244.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MWM GROUP LLC | MWM GROUP LLC |
Identifiers
| SEC RIA File Number | 801-76661 |
|---|---|
| SEC ERA File Number | 801-76661 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164123 |
| Legal Entity Identifier | None |
Principal Office
335 WASHINGTON AVECEDARHURST
NY
United States
Monday - Friday, BY APPOINTMENT
Tel: 718-696-4000, Fax: 718-696-4001
Chief Compliance Officer
SARA GLAZ ALONI
CHIEF COMPLIANCE OFFICER
335 WASHINGTON AVE
CEDARHURST
NY
United States
Tel:
718-696-4000
Fax:
718-696-4001
S********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALONI, SARA, GLAZ | Individual | – | CCO | 06/2016 | < 5% |
| Munk, Dubby | Individual | – | MANAGING MEMBER | 07/2017 | 25-50% |
| JAKOBOVITS, JEREMY | Individual | – | MANAGING MEMBER | 07/2017 | 10-25% |
| RAM ASSET TRUST | Domestic Entity | – | OWNER | 11/2020 | 50-75% |