Hedge Fund Database

ADVISOR RESOURCE COUNCIL

Adviser information for ADVISOR RESOURCE COUNCIL last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 123
Investment Advisory/Research 91
Registered Broker-Dealer Representatives 73
Registered State Investment Advisers 91
Licensed Agents of an Insurance Company 65
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 11,074 $2.2B
Non-Discretionary 1,170 $236.3M
Total 12,244 $2.5B

Clients

Type Number RAUM
Individuals 4,449 $719.9M
HNW Individuals 2,055 $1.5B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 140 $152.4M
Charitable organizations 33 $20.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 63 $49.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 11
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 2.2B
Portfolio Manager to Program Sponsor
ARC WEALTH MANAGEMENT WRAP FEE PROGRAM ADVISOR RESOURCE COUNCIL

Identifiers

SEC RIA File Number 801-76667
SEC ERA File Number 801-76667
SEC CIK Numbers 1820879
SEC CRD Numbers 164109
Legal Entity Identifier None

Principal Office

15110 DALLAS PARKWAY
SUITE 500
DALLAS
TX
United States
Monday - Friday, 9:00AM TO 4:30PM
Tel: (972) 421-1360, Fax: (972) 421-1390

Websites

www.linkedin.com/company/the-aero-advisor/ www.linkedin.com/company/rlbrown-financial-inc-/about/ www.mclemoregroup.com www.valtrum.com www.simmonswm.com www.facebook.com/csbwealthmanagement/ www.valuesfirstplanning.com/ www.donhubbardinvestments.com www.bradweddle.com www.theaeroadvisor.com www.facebook.com/mclemoregroup/ www.bengefinancial.com ashleyhodge.com vtifinancial.com www.360wm.net www.azaleawp.com/ aiqam.com www.napavalleyfinancial.com www.dallasfinancialplanner.net www.foundationwealthpartners.com www.advisorresourcecouncil.com www.facebook.com/donhubbardinvestments/ www.lauraskalak.com www.parsonswealth.com www.360wmp.com www.abemansour.com www.facebook.com/lightforcefinancial/ www.barfieldwealthmanagement.com www.facebook.com/thearcfirm/ www.facebook.com/mergentgroup/ www.flowermoundcfp.com www.csbwm.net www.360wm.org www.rlbrownfinancial.com www.facebook.com/pages/benge-financial/477453709357103 www.mergentgroup.com www.gfmrockwall.com www.facebook.com/rlbrownfinancialinc/ www.abacuswealthbuilders.com www.castrinosfinancial.com biggfinancial.com/ www.davidhyoung-retirement.com www.djacksonwm.com/ valuesfirstplanning.com www.values-based-planning.com

Chief Compliance Officer

SARAH L. PAIS
CHIEF OFFICER OF COMPLIANCE & OPERATIONS
15110 NORTH DALLAS PARKWAY
SUITE 500
DALLAS
TX
United States
Tel: (972) 421-1342
Fax: (972) 421-1390
(Full email address available in API data)

Regulatory Contact

BRANDON J. DAY
CHIEF MARKET STRATEGIST, MANAGING MEMBER
15110 DALLAS PARKWAY
SUITE 500
DALLAS
TX
United States
Tel: (972) 421-1361
Fax: (972) 421-1390
(Full email address available in API data)

Industry Affiliates

ADVISOR RESOURCE COUNCIL DBA RLBROWN FINANCIAL Accountant or accounting firm
ARC INSURANCE CONSULTANTS Insurance company or agency
ARC INSURANCE VENTURES Insurance company or agency
BARFIELD & ASSOCIATES Accountant or accounting firm
INTEGRATED WEALTH SOLUTIONS Lawyer or law firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ATKINS, THOMAS, CHAD Individual – CHIEF, BUSINESS ACQUISITIONS, MANAGING MEMBER 01/2020 10-25%
DAY, BRANDON, JOSEPH Individual – CHIEF MARKET STRATEGIST, MANAGING MEMBER 01/2020 10-25%
KERNAN, SEAN, PATRICK Individual – CHAIRMAN OF COMPLIANCE, MANAGING MEMBER 01/2020 10-25%
PAIS, SARAH, LYNN Individual – CHIEF COMPLIANCE OFFICER, CHIEF OFFICER OF COMPLIANCE & OPERATIONS, MANAGING MEMBER 01/2020 < 5%
LAGARDE, JEAN, PAUL Individual – CHIEF INVESTMENT OFFICER, MANAGING MEMBER 01/2020 10-25%
VANLANDINGHAM, WILLIAM, TYSON Individual – CHIEF PRACTICE MANAGEMENT OFFICER, MANAGING MEMBER 01/2020 10-25%

No. Employees, Historic

20010002019202020212022202320242025116 on 4/5/2019116 on 5/10/2019116 on 5/28/2019116 on 6/14/2019116 on 7/1/2019116 on 7/8/2019116 on 9/3/2019116 on 10/1/2019116 on 11/26/2019116 on 1/2/2020116 on 1/6/2020116 on 1/7/2020116 on 1/24/2020124 on 3/28/2020124 on 5/18/2020124 on 10/26/2020124 on 11/2/2020124 on 11/19/2020124 on 1/4/2021121 on 3/8/2021121 on 4/9/2021121 on 5/19/2021121 on 6/8/2021121 on 6/23/2021121 on 7/13/2021121 on 7/19/2021121 on 8/11/2021121 on 8/16/2021121 on 10/20/2021121 on 1/7/2022146 on 3/4/2022146 on 7/7/2022146 on 7/11/2022146 on 8/16/2022146 on 9/7/2022146 on 12/9/2022146 on 12/14/2022146 on 12/16/2022146 on 3/14/2023134 on 3/30/2023134 on 6/16/2023134 on 7/5/2023134 on 7/10/2023134 on 9/13/2023134 on 9/29/2023134 on 10/16/2023123 on 3/21/2024

RAUM, Historic

3B2B020192020202120222023202420251248527726 on 4/5/20191248527726 on 5/10/20191248527726 on 5/28/20191248527726 on 6/14/20191248527726 on 7/1/20191248527726 on 7/8/20191248527726 on 9/3/20191248527726 on 10/1/20191248527726 on 11/26/20191248527726 on 1/2/20201248527726 on 1/6/20201248527726 on 1/7/20201248527726 on 1/24/20201721897130 on 3/28/20201721897130 on 5/18/20201721897130 on 10/26/20201721897130 on 11/2/20201721897130 on 11/19/20201721897130 on 1/4/20212121520047 on 3/8/20212121520047 on 4/9/20212121520047 on 5/19/20212121520047 on 6/8/20212121520047 on 6/23/20212121520047 on 7/13/20212121520047 on 7/19/20212121520047 on 8/11/20212121520047 on 8/16/20212121520047 on 10/20/20212121520047 on 1/7/20222714064722 on 3/4/20222714064722 on 7/7/20222714064722 on 7/11/20222714064722 on 8/16/20222714064722 on 9/7/20222714064722 on 12/9/20222714064722 on 12/14/20222714064722 on 12/16/20222714064722 on 3/14/20232318721938 on 3/30/20232318721938 on 6/16/20232318721938 on 7/5/20232318721938 on 7/10/20232318721938 on 9/13/20232318721938 on 9/29/20232318721938 on 10/16/20232452820334 on 3/21/2024

No. Clients, Historic

20,00010,000020192020202120222023202420256682 on 4/5/20196682 on 5/10/20196682 on 5/28/20196682 on 6/14/20196682 on 7/1/20196682 on 7/8/20196682 on 9/3/20196682 on 10/1/20196682 on 11/26/20196682 on 1/2/20206682 on 1/6/20206682 on 1/7/20206682 on 1/24/20208289 on 3/28/20208289 on 5/18/20208289 on 10/26/20208289 on 11/2/20208289 on 11/19/20208289 on 1/4/20219040 on 3/8/20219040 on 4/9/20219040 on 5/19/20219040 on 6/8/20219040 on 6/23/20219040 on 7/13/20219040 on 7/19/20219040 on 8/11/20219040 on 8/16/20219040 on 10/20/20219040 on 1/7/202210773 on 3/4/202210773 on 7/7/202210773 on 7/11/202210773 on 8/16/202210773 on 9/7/202210773 on 12/9/202210773 on 12/14/202210773 on 12/16/202210773 on 3/14/20236784 on 3/30/20236784 on 6/16/20236784 on 7/5/20236784 on 7/10/20236784 on 9/13/20236784 on 9/29/20236784 on 10/16/20236740 on 3/21/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 11K 19K –
AMAZON COM INC COM 80K 16K –
APPLE INC COM 585K 41K –
APPLE INC COM 87 1K –
BANK AMERICA CORP COM 17K 11K –
BGC GROUP INC CL A 94 11K –
BIOTRICITY INC COM NEW 63 70K –
CARNIVAL CORP UNIT 99/99/9999 203K 11K –
CBRE GBL REAL ESTATE INC FD COM 51 10K –
ENERGY SVCS ACQUISITION CORP COM 90 13K –
EQUINOX GOLD CORP COM 66 13K –
EXXON MOBIL CORP COM 210K 10K –
GLOBAL X FDS GLB X MLP ENRG I 638 13K –
GLOBAL X FDS US INFR DEV ETF 793 21K –
HALLIBURTON CO COM 4K 11K –
INDEPENDENCE RLTY TR INC COM 993 53K –
INNOVATOR ETFS TRUST LADERD ALCTN PWR 283K 7K –
INNOVATOR ETFS TRUST QUITY MANAGD FLR 422K 14K –
INTEL CORP COM 836 27K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 45K 15K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 414 11K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 12M 75K –
INVESCO QQQ TR UNIT SER 1 207K 8K –
ISHARES INC MSCI JPN ETF NEW 4M 63K –
ISHARES TR FLTG RATE NT ETF 2K 21K –
ISHARES TR MSCI EAFE ETF 1K 18K –
ISHARES TR MSCI EMG MKT ETF 47K 22K –
ISHARES TR MSCI USA MIN VOL 1M 14K –
ISHARES TR NORTH AMERN NAT 1K 29K –
ISHARES TR RUS 1000 ETF 1M 4K –
ISHARES TR RUS MID CAP ETF 913K 11K –
ISHARES TR RUSSELL 2000 ETF 860K 20K –
ISHARES TR TRS FLT RT BD 220K 4K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 584 10K –
KINROSS GOLD CORP COM 83 10K –
MICROSOFT CORP COM 63K 16K –
MICROSOFT CORP COM 185 2K –
NEUBERGER BERMAN REAL ESTATE COM 54 16K –
NEW PAC METALS CORP COM 29 20K –
NVIDIA CORPORATION COM 320K 15K –
NVIDIA CORPORATION COM 17 4K –
PACER FDS TR TRENDP US LAR CP 2M 33K –
PACER FDS TR TRENDP US MID CP 474K 14K –
PACER FDS TR TRENDPILOT 100 1M 18K –
PACER FDS TR US CASH COWS 100 493K 9K –
PIMCO ETF TR MUNI INCOME OPP 772 17K –
PROFIRE ENERGY INC COM 38 27K –
SELECT SECTOR SPDR TR ENERGY 34K 21K –
SELECT SECTOR SPDR TR FINANCIAL 10K 14K –
SELECT SECTOR SPDR TR TECHNOLOGY 4K 20K –
SEMPRA COM 2K 24K –
SPDR GOLD TR GOLD SHS 2M 10K –
SPDR S&P 500 ETF TR TR UNIT 21M 56K –
SPDR S&P 500 ETF TR TR UNIT 393 89K –
SPDR SER TR BLOOMBERG INVT 406 13K –
SPDR SER TR PORTFOLIO LN TSR 305 11K –
SPDR SER TR PORTFOLIO S&P500 44K 13K –
SPIRIT AIRLS INC COM 70K 19K –
TEXAS INSTRS INC COM 215K 1K –
TOPGOLF CALLAWAY BRANDS CORP COM 236 15K –
VANECK ETF TRUST GOLD MINERS ETF 597 18K –
VANECK ETF TRUST MRNGSTR WDE MOAT 4M 43K –
VANECK ETF TRUST SEMICONDUCTR ETF 4K 14K –
VANGUARD INDEX FDS TOTAL STK MKT 347K 8K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2K 10K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 22K 14K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 23K 18K –
WISDOMTREE TR EMER MKT HIGH FD 576 13K –
WISDOMTREE TR US S CAP QTY DIV 579 12K –