Hedge Fund Database

SARONA ASSET MANAGEMENT INC.

Adviser information for SARONA ASSET MANAGEMENT INC. last updated from Form ADV on January 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location Canada

Employees

Total Number of Employees 18
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $235.9M
Non-Discretionary 2 $47.7M
Total 6 $283.6M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $235.9M
Pension and profit sharing plans 0 $0
Charitable organizations <5 $21.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions <5 $26.2M
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 6
No. of Non-U.S. Clients 43

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-76668
SEC ERA File Number 801-76668
SEC CIK Numbers None
SEC CRD Numbers 160963
Legal Entity Identifier None

Principal Office

THE CATALYST COMMONS, 210-137 GLASGOW STREET
ONTARIO
KITCHENER
Canada
Monday - Friday, 9AM-5PM EST
Tel: 1-519-883-7557, Fax: 1-519-725-9083

Websites

www.emiif.fund www.saronafund.com www.adi.fund

Chief Compliance Officer

SERGE LEVERT-CHIASSON
MANAGING PARTNER, CCO
THE CATALYST COMMONS, 210-137 GLASGOW STREET
ONTARIO
KITCHENER
Canada
Tel: 15198837557
(Full email address available in API data)

Regulatory Contact

MAT LEROUX
PARTNER, FINANCE & OPERATIONS
THE CATALYST COMMONS, 210-137 GLASGOW STREET
ONTARIO
KITCHENER
Canada
Tel: 15198837557
(Full email address available in API data)

Industry Affiliates

SARONA ASSET MANAGEMENT INC. Sponsor, GP, manager of pooled investment vehicles
SARONA FRONTIER GENERAL PARTNER INC. Sponsor, GP, manager of pooled investment vehicles
SARONA FRONTIER GENERAL PARTNER INC. Sponsor, GP, manager of pooled investment vehicles
SARONA GENERAL PARTNER 2 INC Sponsor, GP, manager of pooled investment vehicles
SARONA GENERAL PARTNER 2 LP Sponsor, GP, manager of pooled investment vehicles
SARONA GENERAL PARTNER FEEDERS 2 INC Sponsor, GP, manager of pooled investment vehicles
SARONA GENERAL PARTNER ONTARIO 2 INC Sponsor, GP, manager of pooled investment vehicles
SARONA TF GENERAL PARTNER INC Sponsor, GP, manager of pooled investment vehicles
SARONA TF GENERAL PARTNER LP Sponsor, GP, manager of pooled investment vehicles
SGGM2 GENERAL PARTNER FEEDERS INC. Sponsor, GP, manager of pooled investment vehicles
SGGM2 GENERAL PARTNER INC. Sponsor, GP, manager of pooled investment vehicles
SGGM2 GENERAL PARTNER LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SARONA FRONTIER MARKETS FUND 1 LP Private Equity Fund $8.0M $0.1M 91
SARONA FRONTIER MARKETS FUND 2 LP Private Equity Fund $122.9M $0.3M 125
SARONA GLOBAL GROWTH MARKETS PE FUND 2-B LP Private Equity Fund $101.7M $0.1M 96
SARONA TRADE FINANCE FUND LP PRIVATE DEBT $3.3M $0.3M 2

Control Persons

Name Type Entity Title Since Ownership
LEVERT-CHIASSON, SERGE, NMN Individual – MANAGING PARTNER, CCO 06/2022 < 5%
MUSCADET HOLDINGS INC Foreign Entity – SHAREHOLDER 12/2011 25-50%
WEST, JESSICA, LUELLA Individual MUSCADET HOLDINGS INC SHAREHOLDER 12/2011
LeVert-Chiasson, Serge, NMN Individual MUSCADET HOLDINGS INC SHAREHOLDER 12/2011
SESOP INC. Foreign Entity – SHAREHOLDER 09/2020 5-10%
LeRoux, Mathew, Paul Individual – PARTNER, FINANCE & OPERATIONS 10/2022 10-25%
Hergt, Patrick, NMN Individual – PARTNER, BUSINESS DEVELOPMENT 10/2022 10-25%
Rizvanolli, Ralitsa, Mihayova Individual – PARTNER, IMPACT MANDATES 10/2022 10-25%

No. Employees, Historic

20100201920202021202220232024202516 on 8/13/201916 on 8/27/201916 on 9/27/201916 on 9/30/201916 on 12/6/201916 on 1/15/202014 on 3/30/202014 on 4/12/202015 on 10/5/202015 on 10/20/202014 on 1/5/202114 on 3/10/202114 on 4/15/202114 on 4/23/202114 on 7/27/202116 on 9/1/202118 on 4/27/202218 on 5/25/202215 on 6/28/202214 on 10/5/202214 on 10/22/202214 on 9/15/202318 on 1/26/2024

RAUM, Historic

400M200M02019202020212022202320242025180654134 on 8/13/2019180654134 on 8/27/2019224027840 on 9/27/2019224027840 on 9/30/2019224027840 on 12/6/2019249790068 on 1/15/2020249790068 on 3/30/2020249790068 on 4/12/2020240298452 on 10/5/2020295887815 on 10/20/2020303072043 on 1/5/2021301128019 on 3/10/2021300675567 on 4/15/2021300675567 on 4/23/2021300675567 on 7/27/2021329620710 on 9/1/2021340779981 on 4/27/2022340779981 on 5/25/2022340779981 on 6/28/2022319937425 on 10/5/2022314111851 on 10/22/2022283612803 on 9/15/2023283612803 on 1/26/2024

No. Clients, Historic

40020002019202020212022202320242025238 on 8/13/2019238 on 8/27/2019244 on 9/27/2019244 on 9/30/2019244 on 12/6/2019285 on 1/15/2020285 on 3/30/2020285 on 4/12/2020293 on 10/5/2020322 on 10/20/2020336 on 1/5/2021353 on 3/10/20216 on 4/15/20216 on 4/23/20216 on 7/27/20216 on 9/1/20217 on 4/27/20227 on 5/25/20227 on 6/28/20228 on 10/5/20227 on 10/22/20227 on 9/15/20237 on 1/26/2024