CAPITALIA (SUISSE)
Adviser information for CAPITALIA (SUISSE) last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 160 | $300.0M |
| Non-Discretionary | 140 | $200.0M |
| Total | 300 | $500.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 300 | $500.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 300 |
| No. of Non-U.S. Clients | 98 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMCommissionsPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-76691 |
|---|---|
| SEC ERA File Number | 801-76691 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164222 |
| Legal Entity Identifier | 50670044942T0KC22B96 |
Principal Office
61 RUE DU RHONEGENEVA
Switzerland
Monday - Friday, 8:00 TO 20:00
Tel: +4122 810 2614, Fax: +4122 310 0877
Chief Compliance Officer
STEPHANE BENSAHEL
DIRECTOR
CAPITALIA (SUISSE)
61 RUE DU RHONE
GENEVA
Switzerland
Tel:
+4122 810 2614
Fax:
+4122 310 0877
S*@***********H
(Full email address available in API data)
Regulatory Contact
STEPHANIE MARCLAY
DIRECTOR
CAPITALIA (SUISSE)
61 RUE DU RHONE
GENEVA
Switzerland
Tel:
+4122 810 2614
Fax:
+4122 310 0877
S*@***********H
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BENSAHEL, STEPHANE, JACQUES | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 12/2004 | > 75% |