COLLEGA CAPITAL MANAGEMENT
COLLEGA CAPITAL MANAGEMENT, S.R.L. Legal Name
Adviser information for COLLEGA CAPITAL MANAGEMENT last updated from Form ADV on April 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Dominican Republic |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $5.7M |
| Non-Discretionary | 18 | $84.5M |
| Total | 23 | $90.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $6.8M |
| HNW Individuals | 7 | $82.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $500,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 96 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-76723 |
|---|---|
| SEC ERA File Number | 801-76723 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158829 |
| Legal Entity Identifier | None |
Principal Office
PABLO CASALS 29APT 201, SERRALLES
SANTO DOMINGO
Dominican Republic
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 809 638 4047, Fax: None
Websites
Chief Compliance Officer
LUIS ALBERTO VERAS
MANAGING MEMBER
PABLO CASALS 29
APT 201, SERRALLES
SANTO DOMINGO
Dominican Republic
Tel:
809 638 4047
L********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VERAS, LUIS, ALBERTO | Individual | – | MANAGING MEMBER AND CCO | 03/2011 | > 75% |
| SEPULVEDA, ALTAGRACIA, CESILIA | Individual | – | MEMBER | 03/2011 | < 5% |