MJ RETIREMENT
PROCOURSE FIDUCIARY ADVISORS, LLC Legal Name
Adviser information for MJ RETIREMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 185 | $1.3B |
| Non-Discretionary | 129 | $3.1B |
| Total | 314 | $4.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $1.7M |
| HNW Individuals | 19 | $67.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 151 | $4.3B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $21.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-76741 |
|---|---|
| SEC ERA File Number | 801-76741 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164328 |
| Legal Entity Identifier | None |
Principal Office
571 MONON BLVDSUITE 400
CARMEL
IN
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 317-805-7500, Fax: None
Chief Compliance Officer
BRYAN J. GROSS
CCO
571 MONON BLVD
SUITE 400
CARMEL
IN
United States
Tel:
317 805 7531
B**********@***************M
(Full email address available in API data)
Regulatory Contact
DOUGLAS G. PRINCE
CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER
571 MONON BLVD
SUITE 400
CARMEL
IN
United States
Tel:
866-824-8040
D******@***************M
(Full email address available in API data)
Industry Affiliates
| THE MJ COMPANIES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRINCE, DOUGLAS, GLEN | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | 05/2012 | < 5% |
| MORRISON DANTIN, BREA, NICOLE | Individual | – | CHIEF OPERATIONS OFFICER | 05/2012 | < 5% |
| MJ INSURANCE | Domestic Entity | – | OWNER | 12/2021 | > 75% |
| MHB BUSINESS TRUST | Domestic Entity | MJ INSURANCE | SHAREHOLDER VOTING A SHARES | 09/2001 | > 75% |
| Gross, Bryan, James | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |