STENHAM ASSET MANAGEMENT LIMITED
Adviser information for STENHAM ASSET MANAGEMENT LIMITED last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | Guernsey |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 163 | $2.7B |
| Non-Discretionary | 43 | $99.0M |
| Total | 206 | $2.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $21.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.4B |
| Pension and profit sharing plans | <5 | $367.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $14.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 168 | $982.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-76754 |
|---|---|
| SEC ERA File Number | 801-76754 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164382 |
| Legal Entity Identifier | 549300V480Q7SIXCRY59 |
Principal Office
KINGSWAY HOUSE, HAVILLAND STREETST. PETER PORT
Guernsey
Monday - Friday, 9-5
Tel: 44 (0) 1481 716 387, Fax: 44 (0) 1481 730 922
Chief Compliance Officer
TRACY BISSON
CHIEF COMPLIANCE OFFICER
LES VARDES HOUSE, LA CHARROTERIE
ST. PETER PORT
Guernsey
Tel:
44 (0) 1481 716 387
Fax:
44 (0) 1481 730 922
C*********@**********M
(Full email address available in API data)
Regulatory Contact
RAVIT TOLEDANO
HEAD OF LEGAL & COMPLIANCE
180 GREAT PORTLAND STREET
LONDON
United Kingdom
Tel:
44 (0) 2070 796646
Fax:
44 (0) 2070 796 800
R*************@**********M
(Full email address available in API data)
Industry Affiliates
| S.A.M. (MAURITIUS) LTD | Other investment adviser, including financial planners |
| STENHAM ADVISORS PLC | Other investment adviser, including financial planners |
| STENHAM LTD | Other investment adviser, including financial planners |
| STENHAM MANAGEMENT SERVICES (C.I.) LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STENHAM TRADING PORTFOLIO INC. | Hedge Fund | $358.6M | $0.1M | 136 |
| STENHAM UNIVERSAL INVESTMENT HOLDINGS INC. | Hedge Fund | $84.1M | $0.0M | 392 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STENHAM ASSET MANAGEMENT HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 04/2008 | > 75% |
| MICHEL, RUSSEL, ANDREW PETER | Individual | – | DIRECTOR | 06/1997 | < 5% |
| FIENBERG, MICHAEL, HYAM | Individual | – | MEMBER OF INVESTMENT COMMITTEE | 08/1994 | < 5% |
| ARENSON, KEVIN, ERIC | Individual | – | MEMBER OF INVESTMENT ADVISORY COMMITTEE, STENHAM ADVISORS PLC (12/2010) | 06/1997 | < 5% |
| BATTAGLIA, GIULIO | Individual | – | CEO, STENHAM ASSET MANAGEMENT GROUP | 11/2016 | < 5% |
| TOLEDANO, RAVIT | Individual | – | CHIEF LEGAL OFFICER | 02/2007 | < 5% |
| BOURGE, SIMON | Individual | – | MEMBER OF INVESTMENT COMMITTEE | 12/2010 | < 5% |
| GRIGGS, RACHEL ISOBEL, CATHERINE | Individual | – | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER AND MEMBER OF INVESTMENT COMMITTEE | 02/2013 | < 5% |
| SAM GLOBAL LIMITED | Foreign Entity | STENHAM ASSET MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 06/2020 | 50-75% |
| BECK, TIMOTHY, KENNETH | Individual | – | MEMBER OF INVESTMENT ADVISORY COMMITTEE, STENHAM ADVISORS PLC | 02/2021 | < 5% |
| PATEL, RISHI | Individual | – | HEAD OF OPERATIONAL RISK, STENHAM ADVISORS PLC | 06/2020 | < 5% |
| BOOMERANG HOLDINGS LIMITED | Foreign Entity | STENHAM ASSET MANAGEMENT HOLDINGS LIMITED | SHAREHOLDER | 05/2021 | 50-75% |
| BISSON, TRACY | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |