THE ANALYST
ANALYST ALPHA GENERATION LIMITED Legal Name
Adviser information for THE ANALYST last updated from Form ADV on October 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 113 |
| No. of Non-U.S. Clients | 68 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Publication of periodicals or newslettersEQUITY INVESTMENT RESEARCH |
|---|---|
| Compensation | Hourly chargesSubscription feesPerformance-based feesSEE SCHEDULE D, MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-76777 |
|---|---|
| SEC ERA File Number | 801-76777 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164479 |
| Legal Entity Identifier | None |
Principal Office
35 BEDFORD ROADLONDON
United Kingdom
Monday - Friday, 9 AM TO 5 PM
Tel: +44 207 498 6593, Fax: None
Chief Compliance Officer
TUNDE FASOYIRO
CHIEF COMPLIANCE OFFICER
35 BEDFORD ROAD
LONDON
United Kingdom
Tel:
+44 20 3048 4819
T************@***************K
(Full email address available in API data)
Regulatory Contact
NEIL MADDEN
CEO, DIRECTOR/SHAREHOLDER
35 BEDFORD ROAD
LONDON
United Kingdom
Tel:
+44 2038783894
N*********@***************K
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HILEY, MARK, CHRISTOPHER | Individual | – | DIRECTOR/SHAREHOLDER | 03/2013 | 50-75% |
| WHYMAN, THOMAS, EDMUND | Individual | – | SHAREHOLDER | 05/2014 | 10-25% |
| THE INVESTMENT ANALYST LIMITED | Foreign Entity | – | SHAREHOLDER | 05/2014 | < 5% |
| Madden, Neil, Christopher | Individual | – | CEO, DIRECTOR/SHAREHOLDER | 04/2019 | 10-25% |
| Armstrong, James | Individual | – | SHAREHOLDER | 04/2019 | 5-10% |
| Fasoyiro, Babatunde, Olumuyiwa | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |