CATENARY ALTERNATIVES ASSET MANAGEMENT, LLC
Adviser information for CATENARY ALTERNATIVES ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $238.3M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $238.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $9.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $229.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-76799 |
|---|---|
| SEC ERA File Number | 801-76799 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164517 |
| Legal Entity Identifier | 254900CLQXU0HGP02719 |
Principal Office
1450 BRICKELL AVENUESUITE 3050
MIAMI
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 305-677-6688, Fax: 305-677-6699
Chief Compliance Officer
CLAIRE ROGAN
CFO
1450 BRICKELL AVENUE
SUITE 3050
MIAMI
FL
United States
Tel:
3056776873
Fax:
305-677-6699
C*****@***************M
(Full email address available in API data)
Regulatory Contact
ELI COHEN
CHIEF INVESTMENT OFFICER
1450 BRICKELL AVENUE
SUITE 3050
MIAMI
FL
United States
Tel:
305-677-6688
Fax:
305-677-6699
E**@***************M
(Full email address available in API data)
Industry Affiliates
| GANGKHAR MANAGEMENT LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GENTRUST | Other investment adviser, including financial planners |
| V ALTERNATIVE GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CATENARY GANGKHAR ALPHA FUND, LLC | Hedge Fund | $0.2M | $5.0M | 1 |
| V ALTERNATIVE, LP | Hedge Fund | $8.9M | $1.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COHEN, ELI, AUGUSTUS | Individual | – | MEMBER | 04/2012 | 50-75% |
| BESAW, JAMES, DWIGHT | Individual | – | MEMBER | 03/2012 | 10-25% |
| PEREZ, GEORGE, LUIS | Individual | – | MEMBER | 03/2012 | 10-25% |
| SOCARRAS, GUILLERMO, JORGE | Individual | – | MEMBER | 03/2012 | 10-25% |
| ROGAN, CLAIRE, LEIGH | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 10/2020 | < 5% |