BREVAN HOWARD US INVESTMENT MANAGEMENT LP
Adviser information for BREVAN HOWARD US INVESTMENT MANAGEMENT LP last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 300 |
|---|---|
| Investment Advisory/Research | 128 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $17.8B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $17.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $17.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $287.1M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 92 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMREIMBURSEMENT OF EXPENSES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1345 AVENUE OF THE AMERICAS20TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 7:30 AM - 6:00 PM
Tel: 212-602-7800, Fax: 646-559-2542
Chief Compliance Officer
ERIC ESTRADA
1345 AVENUE OF THE AMERICAS
20TH FLOOR
NEW YORK
NY
United States
Tel:
212-602-7925
E***********@***************M
(Full email address available in API data)
Regulatory Contact
RYAN TAYLOR
GROUP HEAD OF COMPLIANCE
ABU DHABI GLOBAL MARKET - SECOND ST. 2
ABU DHABI
United Arab Emirates
Tel:
+44 20 7022 6088
R**********@***************M
(Full email address available in API data)
Industry Affiliates
| BREVAN HOWARD (HONG KONG) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD (TEL AVIV) LTD | Other investment adviser, including financial planners |
| BREVAN HOWARD ASSET MANAGEMENT, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD CAPITAL MANAGEMENT, LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD CAYMAN SEZC LTD | Commodity pool operator or commodity trading advisor |
| BREVAN HOWARD GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| BREVAN HOWARD INVESTMENT PRODUCTS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD PRIVATE LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BREVAN HOWARD US LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| COMMONWEALTH ASSET MANAGEMENT HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENSO ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BREVAN HOWARD INVESTMENT HOLDINGS LTD | Foreign Entity | BREVAN HOWARD ASSET MANAGEMENT SERVICES LTD | OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD ASSET MANAGEMENT SERVICES LTD | 05/2018 | > 75% |
| BREVAN HOWARD ASSET MANAGEMENT SERVICES LIMITED | Foreign Entity | BH GP LLC | 100% OF SHARE CAPITAL OF BH GP LLC | 10/2018 | > 75% |
| BREVAN HOWARD CAPITAL MANAGEMENT LP | Foreign Entity | BREVAN HOWARD INVESTMENT HOLDINGS LTD | OWNER OF 100% OF SHARE CAPITAL OF BREVAN HOWARD INVESTMENT HOLDINGS LTD | 09/2012 | > 75% |
| ALTA L.P. | Foreign Entity | BREVAN HOWARD CAPITAL MANAGEMENT LP | LIMITED PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP | 06/2012 | > 75% |
| HOWARD, ALAN, ELDAD | Individual | ALTA L.P. | LIMITED PARTNER OF ALTA L.P. | 10/2008 | 50-75% |
| BH GP LLC | Domestic Entity | – | GP OF BREVAN HOWARD US INVESTMENT MANAGEMENT LP | 04/2012 | < 5% |
| BREVAN HOWARD CAPITAL MANAGEMENT LTD | Foreign Entity | BREVAN HOWARD CAPITAL MANAGEMENT LP | GENERAL PARTNER OF BREVAN HOWARD CAPITAL MANAGEMENT LP | 05/2010 | |
| ALTA GP LIMITED | Foreign Entity | ALTA L.P. | GENERAL PARTNER OF ALTA L.P. | 06/2010 | |
| BHUS HOLDINGS LLC | Domestic Entity | – | LP OF BREVAN HOWARD US INVESTMENT MANAGEMENT LP | 08/2012 | > 75% |
| BREVAN HOWARD ASSET MANAGEMENT SERVICES LTD | Foreign Entity | BHUS HOLDINGS LLC | OWNER OF 100% SHARE CAPITAL OF BHUS HOLDINGS LLC | 05/2018 | > 75% |
| IPRI, JOSEPH, MARK | Individual | – | SENIOR PORTFOLIO MANAGER | 08/2021 | < 5% |
| NELSON, ANDREW, ELMER | Individual | – | HEAD OF LEGAL | 09/2021 | < 5% |
| ESTRADA, ERIC | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
| NEUS, MICHAEL, CHRISTOPHER | Individual | – | CHIEF ADMINISTRATIVE OFFICER | 06/2022 | < 5% |
| BROHME, STEPHAN, MARTIN | Individual | – | HEAD OF RISK ALPHA | 08/2022 | < 5% |
| VIDAL, GREGOIRE | Individual | – | HEAD OF SYSTEMATIC | 07/2021 | < 5% |
| MATIKA, KELLY, DAWN | Individual | – | CHIEF HUMAN RESOURCES OFFICER | 12/2022 | < 5% |
| GIBBONS, ADAM, JOSEPH | Individual | – | CHIEF OPERATING OFFICER BH DIGITAL | 09/2021 | < 5% |
| RUSSELL, STEWART, MARTIN | Individual | – | PORTFOLIO MANAGER, CORE TRADING ADVISOR | 05/2023 | < 5% |